Intimations of Mortality

We have been here before. The coronavirus pandemic has many precedents. Over the centuries various plagues have swept over our world. Many millions of people have died before their time. From 1347 to 1351 the Black Death killed about 30 million people in Medieval Europe: over a third of the population. From 1918 to 1920 the Great Influenza killed about 50 million people: about 2.5% of the world’s population. Each of these pandemics was as deadly as World War I (about 20 million) or World War II (about 70 million). Pandemics are more worrisome than wars: we cannot sue for peace with a virus. Most of us survived even the worst of past infections. Our systems of immunity will likely once again become victorious in this present pandemic. But just like after a war, we shall be severely chastened. How close we will have come to death will change the way we think. Everything will be seen through the mirror of our own mortality and the transience of our species. The nearness of an ending will distort our thinking. We shall have strange dreams and frightening visions.

John of Patmos

Such dreams and visions came to a man named John almost two millennia ago. In the second half of the 1st Century CE, during the reign of the Roman Emperor Domitian, the Christians of the Roman Empire were severely persecuted, the Second Temple in Jerusalem was destroyed, and the Roman Empire was shaken by attacks from without and rebellions from within. There was no pandemic but life was just as uncertain.

On the island of Patmos just off the west coast of what is now Turkey, a Christian named John experienced disturbing visions of the future. He described these in a manuscript that began with the word apokalypsis (Greek for “unveiling”). This became Revelation, the last book in the Christian New Testament (Koester, 2014; Quispel, 1979). The illustration on the right, from the Bamberg Apocalypse, an illuminated manuscript from the 11th Century, shows an angel telling John what he should write:

The Revelation of Jesus Christ, which God gave unto him, to shew unto his servants things which must shortly come to pass; and he sent and signified it by his angel unto his servant John (Revelation 1:1)

For many years, Christian scholars assumed that John the Apostle, the youngest of Christ’s disciples, was the author of Revelation, the Gospel of John and the three Epistles of John. Most modern scholars consider it unlikely that he wrote any of these works. They suggest three separate authors one for the gospel, one for the three epistles, and one for the apocalypse. One telling point is that each author describes the end-times very differently. For example, the Antichrist is mentioned in the epistles (e.g. 1 John 2:18), but not in the apocalypse. The author of Revelation was probably a Jewish-Christian prophet living in Asia Minor – John of Patmos. He may have written the book over many years. One suggestion is that he began writing as a Jew and later converted to Christianity (Koester, 2014, pp 68-71).

The visions described by John are stunning in their force and detail. The Whore of Babylon, the Seven-Headed Beast, and the Four Horsemen have become part of our collective consciousness.

Revelation is the most interpreted and least understood book of the Christian Bible (Quispel, 1979; Koester, 2014). Some have interpreted the visions as describing the troubled time in which they were experienced. The Seven-Headed Beast could then represent Rome (with its seven hills, or its seven emperors), and the Rider on the White Horse could represent the Parthians who threatened the peace of the Middle East. Others have considered the visions as prophesying the later history of the Christian Church. The Whore of Babylon was the papacy of Rome for Protestants and the heresies of the Reformation for Catholics. Others believe that Revelation foretells the Last Days, that are yet to come, when Christ will judge both the quick and the dead.

John’s first vision was of the Lord seated upon a throne in Heaven. This is illustrated below in the 11th-Century Bamberg Apocalypse, and in the 1498 woodcut by Albrecht Dürer. Around the throne were four beasts in the form of Man, Lion, Ox and Eagle, probably representing the evangelists Matthew, Mark, Luke and John. Around them were four and twenty elders, clothed in white and wearing crowns of gold. In the Lord’s right hand was a book “sealed with seven seals.” The structure of this book is not clear. Perhaps it is made up of seven scrolls one rolled up within the other (Quispel, 1979, p 51). A mystical lamb appears and proceeds to open each of the seals.

The Four Horsemen

As the first four seals are opened four horsemen appear:

And I saw when the Lamb opened one of the seals, and I heard, as it were the noise of thunder, one of the four beasts saying, Come and see.
And I saw, and behold a white horse: and he that sat on him had a bow; and a crown was given unto him: and he went forth conquering, and to conquer.
And when he had opened the second seal, I heard the second beast say, Come and see.
And there went out another horse that was red: and power was given to him that sat thereon to take peace from the earth, and that they should kill one another: and there was given unto him a great sword.
And when he had opened the third seal, I heard the third beast say, Come and see. And I beheld, and lo a black horse; and he that sat on him had a pair of balances in his hand.
And I heard a voice in the midst of the four beasts say, A measure of wheat for a penny, and three measures of barley for a penny; and see thou hurt not the oil and the wine.
And when he had opened the fourth seal, I heard the voice of the fourth beast say, Come and see.
And I looked, and behold a pale horse: and his name that sat on him was Death, and Hell followed with him. And power was given unto them over the fourth part of the earth, to kill with sword, and with hunger, and with death, and with the beasts of the earth. (Revelation 6:1-8)

Only the fourth horseman is clearly identified by John as Death. The color of his horse has been interpreted as “pale,” although the Greek chloros is actually better translated as “green.” Perhaps John envisioned a sickly pale green color. The identity of the other three is unknown (reviewed by Koester, 2014, pp 392-398; and in Wikipedia). The rider of the black horse with his scales for weighing and pricing food was almost certainly Famine. The rider of the Red Horse was probably War. The first horsemen has been interpreted in many ways. Perhaps he is Christ, perhaps the Antichrist. Some have considered him as Conquest though this seems to overlap with the rider of the Red Horse. Pestilence or plague seems the most reasonable interpretation. His arrows could then represent the transmission of infection.

The most famous depiction of the Four Horsemen is the 1498 woodcut of Albrecht Dürer, illustrated on the right. The first three horsemen look like mercenary warriors from the Hundred Year War. Death is a skeletal figure riding an emaciated horse. He clears the world of those who die from pestilence, war and famine.

 








The 1865 wood-engraving by Héliodore Pelan based on a drawing by Gustave Doré gives Death a more majestic appearance, and grants him the scythe that has become his symbol. The scythe refers the apocalyptic passages in the Gospels that consider the final harvest of human souls. Doré also depicts the dark shades of Hades that John saw following after Death.

 





Pale Horse, Pale Rider

In 1918 Katherine Anne Porter almost died from the Great Influenza while she was in Denver working as a journalist (Barry, 1963). In 1939 she published Pale Horse, Pale Rider a short novel about that experience. In the novel she calls herself Miranda (from the Latin, “to be wondered at”). Pale Horse, Pale Rider was published together with two other stories – Old Mortality and Noon Wine – and gave its title to the collection.

The novel opens with a dream. Miranda is about to go riding, but she cannot decide which horse to borrow for a journey she does not wish to take. She decides against Miss Lucy “with the long nose and the wicked eye,” and Fiddler “who can jump ditches in the dark,” and choses Graylie “because he is not afraid of bridges.” These horses are those that were ridden long ago by Amy, the wife of Miranda’s Uncle Gabriel. Amy was a beautiful and spirited young woman, who committed suicide before Miranda was born. Her story was told in Old Mortality, one of several Miranda stories.

In the dream Miranda must go riding with a stranger who has been hanging about the place. She mounts Graylie, and urges him on. They fly off, over the hedge and the ditch and down the lane:

The stranger rode beside her, easily, lightly, his reins loose in his half-closed hand, straight and elegant in dark shabby garments that flapped upon his bones. (Porter, 1939, p 181)

Suddenly, she pulls Graylie up, the stranger rides on, and Miranda wakes up.

She remembers the events of the day before, particularly her visit to the infirmary at the army camp, and her tryst with her new boyfriend Adam, a young and handsome soldier about to be sent to France. She is not feeling well, but goes to work and once again meets Adam.

The next day she feels quite ill, and is seen by a doctor who prescribes some medications and says he will check on her later. Adam comes to see her and comforts her. They talk of their love for each other, about the war and about old songs they had heard when they were younger. One of these is a spiritual that began “Pale horse, pale rider, done taken my lover away.” The doctor returns and arranges for Miranda to be admitted to hospital. She has contracted influenza, perhaps from her visit to the infirmary.

While in hospital Miranda comes close to death but survives

Silenced she sank easily through deeps under deeps of darkness until she lay like a stone at the farthest bottom of life, knowing herself to be blind, deaf, speechless, no longer aware of the members of her own body, entirely with-drawn from all human concerns, yet alive with a peculiar lucidity and coherence; all notions of the mind, the reasonable inquiries of doubt, all ties of blood and the desires of the heart, dissolved and fell away from her, and there remained of her only a minute fiercely burning particle of being that knew itself alone, that relied upon nothing beyond itself for its strength; not susceptible to any appeal or inducement, being itself com-posed entirely of one single motive, the stubborn will to live. This fiery motionless particle set itself unaided to resist destruction, to survive and to be in its own madness of being, motiveless and planless beyond that one essential end. (pp 252-3).

She has a vision of a place reached by crossing a rainbow bridge.  Graylie was not afraid of bridges. There Miranda sees in the shimmering air “a great company of human beings,” all the people she had known in life. From this apparent heaven she returns to the reality of the hospital. She has miraculously comeback from the dead.  She lives up to her name – someone to be wondered at.

In her convalescence she learns that Adam had also became ill, probably having caught the disease from her. However, though Miranda had survived, Adam had died.

Outside the bells are ringing to celebrate the end of the war. As Miranda prepares to leave the hospital, she requests some essentials to begin her new life:

One lipstick, medium, one ounce flask Bois d’Hiver perfume, one pair gray suede gauntlets without straps, two pairs gray sheer stockings without clocks … one walking stick of silvery wood with a silver knob. (p 262).

She will be pale and elegant like the rider she dreamed about at the beginning of her illness, the rider that done take her love away. She has been irretrievably marked by death. As she leaves the hospital Miranda thinks

No more war, no more plague, only the dazed silence that follows the ceasing of the heavy guns; noiseless houses with the shades drawn, empty streets, the dead cold light of tomorrow. Now there would be time for everything. (p 264)

Life is now defined by what it is not – no war, no plague, no noise, no light. Porter’s  words recall Wilfred Owen’s 1917 poem Anthem for Doomed Youth which begins with the “monstrous anger of the guns” and ends with “each slow dusk a drawing down of blinds” (Owen, 1985, p 76).  Much poetry was written about the terrible loss of life in the Great War. Very little is concerned with the great epidemic of influenza that marked its ending (Crosby, 1989; Fisher, 2012).

Miranda’s final claim “Now there would be time for everything” is the tragedy of the book. She is now free to do as she wishes but there is nothing that she wishes to do.

Porter spent many years before she fully recovered from her experience in Denver. She did not publish her first stories until 1930, and Pale Horse, Pale Rider did not come out until 1939. Some sense of Miranda’s feelings at the end of that book is perhaps present in the 1942 portrait drawing of Porter by Paul Cadmus.

 







The Great Influenza

The influenza that almost killed Katherine Anne Porter swept across the world between 1918 and 1921 (Barry, 2004; Crosby, 1989; Spinney, 2017; Taubenberger & Morens, 2006). No one is sure where it began. The first cases were seen in Kansas, and the disease spread rapidly through the US army camps where young men were being trained before going to fight in France.

The following is the iconic image of the epidemic: the make-shift infirmary at Camp Funston, Kansas. The photograph is strangely still. It should be accompanied by the sound of intermittent coughing. The light rakes across the camp cots, randomly selecting one soldier or another, much as the disease would select those who would die. There was no treatment: oxygen would not be used for pneumonia until after the war (Heffner, 2013). About a quarter of the young men in this photo likely died of influenza. More US soldiers died of influenza than during battle.

The disease quickly spread to the battlefields of Europe. None of the combatant-countries wished to acknowledge that their troops were ill. Since the first officially reported cases occurred when the disease spread to Spain, the pandemic was thereafter miscalled the Spanish Flu. In this posting it is called the Great Influenza.

The 1918 pandemic was unusual in that it the young and healthy were more susceptible to the disease than the elderly. This may have been related to the close quartering of the young soldiers. Or it might have been caused by an overly reactive immune system.

Coronavirus COVID-19 acts similarly to the influenza virus in terms of its spread through airborne droplets, and in terms of how its major morbidity is due to a viral pneumonia. The coronavirus differs from the Great Influenza in that it affects the elderly more than the young. Nevertheless, we should look to the Great Influenza in terms of what might happen in our current pandemic.

A pandemic is characterized by two main parameters. The contagiousness of the disease is measured by the basic reproduction number (R0). This is the number of new people that will become infected from one individual patient. If R0 is less than 1 the disease dies out; if it is greater than 1 the disease spreads exponentially through the population. The virulence of the disease is assessed by the case fatality rate (CFR). This measures the proportion of infected patients that die.

For the Great Influenza R0 was about 2 (Ferguson et al. 2006), and the CFR was about 2.5% (Taubenberger & Morens, 2006). We do not yet know for sure how the present coronavirus COVID-19 compares. Early data from China suggest that R0 is about 2, and the CFR about 5% (Wu et al., 2020). Since we have not yet done sufficient testing to be sure of the number of cases in the population, the CFR is likely overestimated. Most of the tested cases are patients who have been severely symptomatic. If there is a significant number of asymptomatic (and untested) cases, the CFR will be lower (discussed extensively on the World in Data website). It might approach the CFR estimated for the Great Influenza, but it will be at least an order of magnitude greater than seasonal flu (<0.1%).

For those who wish to consider all the other great epidemics of human history, Wikipedia has listed their estimated values for R0 and CFR.

The numbers for COVID-19 Pandemic indicate we must be extremely cautious so as not to endure a repeat of the Great Influenza. Since stories are often more convincing than numbers, we can briefly consider the effect of the Philadelphia’s Liberty Loan Parade on September 23, 1918. Despite warnings about the influenza, the city went ahead with a huge parade to drum up support for the US war effort. A few days after the parade, hundreds of people became ill. Soon the number of ill patients increased. Hospitals rapidly became overcrowded and unable to take new cases. By the end of the years the number of cases exceeded 100,000 and the number of dead approached 13,000, over 1% of the city’s population (Barry, 2004, pp 220-227; Kopp & McGovern, 2018)). In contrast after the first recorded cases of influenza in St Louis, that city quickly instituted measures against the spread of the disease, such as closing schools and banning public gatherings. The number of deaths in St Louis per 100,000 population during the epidemic was less than half that in Philadelphia (Hatchett et al, 2007).

In Philadelphia and across the world morticians and gravediggers rapidly became overwhelmed and bodies began to pile up in the streets. In Rio de Janeiro, Jamanta, a famous carnival reveller, commandeered a tram and a luggage car and swept through the city picking up bodies and delivering them to the cemetery (Spinney, 2017, p. 54-55).

Despite its death toll, the Great Influenza was largely ignored by historians until the possibility of new influenza pandemics became real toward the end of the 20th Century. Thousands of monuments memorializing those who died in the Great War exist all over the world. Monuments to those who died of influenza are scarce, even though those who died of the disease outnumbered those who died in battle. The soldiers at Camp Fenton erected their own memorial to their colleagues who had died of the influenza (illustrated on the right, with its designer Henry Hardy). The monument was a simple pyramid of piled up stones with the names of the victims written in smaller stones on the grass. The camp and its monument have been long ago abandoned.

One of the reasons for the lack of attention that the Great Influenza received may have been that it did not fit with any overarching narrative. Though many died, they did not die for some noble cause. The disease was largely random it its killing.

The Black Death

Even though it did not kill so many, the Black Death had a far greater impact on our history. It shattered the society of the Middle Ages, disrupting the feudal system, and questioning the power of the Church. Part of this impact was due to the Bubonic Plague being far more virulent than either the influenza or the coronavirus. The Case Fatality Rate during the Black Death was over 30%. The disease was caused by a bacterium Yersinia pestis, which is endemic in rats and transmitted to human beings by fleas. The infected rats and their fleas came to Europe from the East on merchant ships. The plague began in port cities such as Naples, Venice and Genoa, are rapidly spread throughout Europe (McMillen, 2016; Snowden, 2019).

Nowadays we have antibiotics that can kill the bacteria that causes the Bubonic Plague. Furthermore, we understand how it is transmitted and can prevent this by controlling human exposure to rats and fleas. In the 14th Century there was nothing to do but flee. This flight actually increased the spread of the disease, which was carried by the fleas on all those who ran away.

The Black Death bequeathed us with our most potent image of death as a skeletal figure, often clad in a shroud or black cloak and carrying scythe – the “grim reaper.” Such figures were often portrayed leading various people from all stations of life in a “dance of death.” The statue illustrated on the right is from the tomb in Trier Cathedral of Johann Philipp von Wallerdorff who died in 1768.

Many considered the Black Death as God’s punishment for humanity’s sins, and decided that a great return to God was necessary. Yet the plague had randomly killed both saint and sinner. Others thought that the plague was God’s demonstration that the Church had gone astray and needed to be reformed. Yet both priests and parishioners were equally affected.

And so, a few came to the idea that perhaps there was no God. The only justice in the world was at the hand of human beings. And their only recourse was themselves. And if they could ultimately survive the plague, they could perhaps settle on a different world, where reason ruled instead of faith.

The Seventh Seal

In Revelation after the four horsemen, the fifth and sixth seals are opened. These bring forth to John a vision of the Christian Martyrs, and then a vision of all those who had been saved by faith in Christ. Finally, the last seal is opened:

And when he had opened the seventh seal, there was silence in heaven about the space of half an hour. (Revelation 8:1)

Christians interpret the silence as representing the awe that occurs when one realizes the greatness of God and his program for the future. Ingmar Bergman considered it differently. Much of his work is concerned with the silence of God. All our prayers no matter how fervent are met with silence. He made this the subject of a trilogy of films: Through a Glass Darkly (1961), Winter Light (1963) and The Silence (1963).

The idea is also at the heart of his earlier 1957 film The Seventh Seal. The quotation from Revelation about the opening of the seventh seal and the silence in heaven begins the film.  A knight Antonius Block (Max von Sydow) has just returned to Sweden from the Crusades. He has brought with him a game of chess that he learned in Palestine. All of Europe is in the grip of the Black Death. On a beach Antonius prays to God. After his prayer, Death (Bengt Ekerot) appears. Antonius challenges Death to a game of Chess to decide his fate. The following is a clip from the movie. The sound of the waves goes silent when Death appears.

 



Bergman based the idea of the game of chess from a 1480 fresco (right) painted by Albertus Pictor in the Täby Church near Stockholm. As the film proceeds, Death ultimately wins the game, and leads Antonius and his family off in a dance of death. The film is not accurate historically: the crusades ended long before the Black Death. However, it is one of our most vivid depictions of human mortality.

 








Playing Chess with Death

Death is now among us. Not in as the dark figure portrayed by Bengt Ekerot, but in the form of a coronavirus epidemic. The disease is not as virulent as the Black Death. However, it is likely just as contagious and just as virulent as the virus that caused the Great Influenza. How do we prevent what happened in 1918 when Death took millions of people before their time?

How do we play our game of chess with Death? We still have no specific treatment, and there is as yet no vaccine. Unlike in 1918, however, we now have oxygen therapy and, if necessary, artificial ventilation. These procedures can help patients with pneumonia survive until their immune systems can finally destroy the virus. Furthermore, we have monitors such as finger oximeters that can determine when oxygen therapy is needed.

What is most important is to inhibit the spread of the disease in the population. The most powerful means to do this involves identifying all patients with the disease, tracing all people who have come in contact with these patients, testing these contacts, and quarantining both the patients and their contacts (whether or not they are infected) until they are no longer contagious. Since we have tests that are reasonably specific for the virus, this approach is definitely possible, and is being used successfully in China and in South Korea.

In the absence of contact tracing, we can limit the spread of the disease by staying away from our fellows beyond the distance that airborne drops can travel: “physical distancing” (a more appropriate term than “social distancing”).  Physical distancing can certainly slow down the spread of the disease so that hospital facilities for treating those patients that develop pneumonia do not become overwhelmed. However, it will ultimately have to be replaced with contact tracing. Or the Dance of Death will continue.

Despite our best efforts many people will die in the pandemic. Though we know we have to die sometime, we generally believe that this will not be tomorrow. Nowadays death is closer. We need to come to terms with it. Through whatever stories, dreams and visions we can muster. We cannot play chess well without equanimity.

 

References

Barry, J. M. (2004). The great influenza: The epic story of the deadliest plague in history. New York: Viking.

Crosby, A. W. (1989/2003). America’s forgotten pandemic: The influenza of 1918. Cambridge England: Cambridge University Press.

Ferguson NM; Cummings DA; Fraser C; et al. (2006). Strategies for mitigating an influenza pandemic. Nature, 442 (7101), 448–452.

Fisher, J. E. (2012). Envisioning disease, gender, and war: Women’s narratives of the 1918 influenza pandemic. New York: Palgrave Macmillan

Hatchett, R. J.; Mecher, C. E.; & Lipsitch, M. (2007). Public health interventions and epidemic intensity during the 1918 influenza pandemic. Proceedings of the National Academy of Sciences of the United States of America, 104, 7582–7587.

Heffner, J. E. (2013). The story of oxygen. Respiratory Care, 58, 18-31.

Koester, C. R. (2014). Revelation: a new translation with introduction and commentary. New Haven, CT: Yale University Press, 2014.

Kopp, J., & McGovern, B. (2018).  100 years ago, ‘Spanish flu’ shut down Philadelphia – and wiped out thousands. PhillyVoice, September 20 and 27, 2018.

McMillen, C. W. (2016). Pandemics: a very short introduction. New York: Oxford University Press.

Owen, W. (Edited by Stallworthy, J., 1985). The poems of Wilfred Owen. London: Hogarth Press.

Porter, K. A. (1939). Pale horse, pale rider: Three short novels. New York: Harcourt, Brace and Company.

Quispel, G. (1979). The secret Book of Revelation: The last book of the Bible. New York: McGraw-Hill.

Snowden, F. M. (2019). Epidemics and society: From the Black Death to the present. New Haven, CT: Yale University Press.

Spinney, L. (2017). Pale rider: The Spanish flu of 1918 and how it changed the world. London: Johnathan Cape.

Taubenberger, J. K., & Morens, D. M. (2006) 1918 Influenza: the mother of all pandemics Emerging Infectious Diseases, 12, 15-22.

West, R. B. (1963). Katherine Anne Porter: American Writers 28.  Minneapolis: University of Minnesota Press.

Wu, J.T., Leung, K., Bushman, M. et al. (2020). Estimating clinical severity of COVID-19 from the transmission dynamics in Wuhan, China. Nature Medicine 26506–510.




Story of Job

Everyone knows the story of Job. A righteous man is tested by God. All that Job owns is taken away, all his children are killed, and he is struck down by disease. Job’s friends advise him to seek God’s forgiveness since he must have somehow offended Him. However, Job insists on his own righteousness. He does not repent. He demands an explanation for why he is being unjustly punished. An angry God appears unto Job in a whirlwind. He proclaims His workings to be far beyond the understanding of Job. He talks of Behemoth and Leviathan. He castigates Job’s friends. He grants Job happiness and prosperity. He neither explains nor justifies what happened.

Everyone knows the story of Job. No one fully understands its meaning.



The Land of Uz

There was a man in the land
of Uz, whose name was Job;
and that man was perfect
and upright, and one that feared
God, and eschewed evil.

(Job 1:1)

Thus begins the story of Job. The text was likely written in the 6th or 5th Century BCE (Crenshaw, 2011; Pope, 1965). Job was a righteous man who worshipped God. The God he worshipped went by the name “Elohim” (אלהים). Job was not Jewish; his god was not Yahweh (Sawyer, 2011). Job made all of the appropriate sacrifices. A Byzantine illumination from the 11th Century CE (Papadaki-Oekland, 2009) shows him making a sacrifice and receiving a blessing from the hand of God.

No one is sure about the Land of Uz (Pope, 1965). Some have suggested that it is equivalent to the land of Edom to the south and east of Israel. This fits with the idea voiced in the later Testament of Job written in the 1st Century BCE (James, 1897) that Job was descended from Esau, the son of Isaac who ceded his birthright to his brother Jacob, and left to found the nation of Edom. Others have suggested that Uz is located in the Hauran district of Southern Syria. Arabic traditions consider the town of Sheikh Saad (also called Karnaim or Dair Ayyub – “monastery of Job”) as the home of Job and site of his tribulations. A third possibility is raised in one of the Dead Sea scrolls called the War Scroll, which mentions Uz as one of the lands “beyond the Euphrates” (Vermes, 2000, p. 124).

I prefer the third explanation since stories similar to that of Job existed in the ancient literature of Mesopotamia – the land between the rivers Tigris and Euphrates. The oldest story, written in cuneiform on clay tablets, comes from Sumer and may date from 2500-2000 BCE (Pritchard, 2011, pp 352-357; Kramer, 1956/81, Chapter 15). In this story the author laments his undeserved suffering. Ultimately, God hears his cries and turns “the man’s suffering into joy.” A later story, the Babylonian Theodicy, dated to 1500-1000 BCE is even more similar to the Hebrew story (Lambert, 1960, pp 63-91; Pritchard, 2011, pp 374-379). In it the persecuted man tells his troubles to a friend who, rather than offering comfort, accuses him of blasphemy. The following is an excerpt (Lambert, 1960, ll 72-80) in translation and in cuneiform:

Sufferer:          In my youth I sought the will of my god;
                        With prostration and prayer I followed my goddess
                        But I was bearing a profitless corvée as a yoke
                        My god decreed instead of wealth destitution
                        A cripple is my superior, a lunatic outstrips me
                        The rogue has been promoted, but I have been brought low.

Friend             My reliable fellow, holder of knowledge, your thoughts are perverse
                        You have forsaken right and blaspheme against your god’s designs.
                        In your mind you have an urge to disregard the divine ordinances.

The Hebrew Book of Job is a far more complex and poetic creation than these Mesopotamian stories. The writer of Job may have heard these tales during the period of the Babylonian Captivity (597-539 BCE), and worked them into a poetic whole then or on his or her return to Jerusalem. The Book of Job does not directly mention the exile of the Jews. However, it might subtly reflect the idea that the people of Israel were for a while completely forsaken by their God.

Maimonides (1190, Chapter 22) considers the Land of Uz a fantasy. He points out that “uz” is the Hebrew verb “take counsel.” The name Uz is therefore an exhortation to study well this story.

… its basis is a fiction, conceived for the purpose of explaining the different opinions which people hold on Divine Providence.   

Job’s name is as ambiguous as the land he lived in. On the one hand, it might derive from the root ‘yb meaning “enmity”; on the other hand, it might come from the root ‘ab indicating “repentence” (Pope, 1965). Is Job the enemy of God, or His repentant servant?

The Council of the Gods

After introducing us to its main character, the Book of Job takes us to Heaven where God has called a council. Amongst those gathered is one they call the “Adversary” (Alter, 2010) or the Satan, someone who is part the Lucifer of Isaiah, and part the Devil of later scriptures. The following is an illustration of the council from a Byzantine manuscript of the 11th century CE. God is represented only by his hand; the Adversary is dark and has been defaced. 

God indicates his servant Job to the Adversary:

Hast thou considered my servant Job, that there is none like him in the earth, a perfect and an upright man, one that feareth God, and escheweth evil? (Job 1:8)

The Adversary claims that Job is only good because God treats him well. If he were not so well taken care of, he would curse God to his face. God refuses to believe this, and allows the Adversary to take away all that Job has, and ultimately to strike Job himself.

The Ruination of Job

The Adversary arranges for all Job’s holdings to be stolen or killed and for his children to die. Job is bereft but curses not God. He accepts his fate in a verse that has become the focus of the Judeo-Christian funeral rites (Eisenberg & Wiesel, 1987, p 13).

Naked came I out of my mother’s womb, and naked shall I return thither: the Lord gave, and the Lord hath taken away; blessed be the name of the Lord. (Job 1: 21).

Although Job is not Jewish, this verse comes from the Jewish tradition. The Lord whose name is blessed is Yahweh.

Ultimately the Adversary strikes Job with a terrible disease. Job’s wife urges him to curse God, but he rebukes her. Covered with boils he sits disconsolately “among the ashes” (Job 2:8). The Greek Septuagint and the 14th Century Wycliff Bible translate this as a “upon a dunghill,” but this appears poetic license.

From ancient times human beings in mourning have covered themselves with ashes to signify bereavement and repentance. Ashes are particularly significant in Jewish history – the ashes of the first temple destroyed by the Babylonians in 586 BCE, the ashes of the second temple destroyed by the Romans in 70 CE, and the ashes of the millions of Jews murdered and cremated by the Nazis in the 20th Century CE. Dust and ashes go back to Genesis. Adam is expelled from Eden with the words “dust thou art, and unto dust shalt thou return” (Genesis 3:19), and Abraham admits to God that he is “but dust and ashes” (Genesis 18:27). Dust and ashes return later as the final words of Job.

The peace and prosperity of Job and his family at the beginning of the story is well characterized in the first of William Blake’s illustrations for the Book of Job (Blake, 1821/1995). The cataclysm leading to the death of his children is the subject of his third illustration:

Job’s Comforters

Three friends of Job – Eliphaz, Bildad and Zophar – come to comfort him in his grief. They spend seven days and seven nights in silence with him. Only when Job finally speaks do they say anything. This is the way that those in mourning should be comforted: visitors should allow the bereaved to be quiet, and only speak when he or she initiates conversation.  

After Job begins to talk, however, multiple debates follow. These form the bulk of the Book of Job – Chapters 3 to 27. Job describes the injustice of his situation. His friends attempt to show that it must in some way be his own fault. Job and his friends go through multiple exchanges, which are portrayed in exquisite Hebrew poetry, quite unlike the prose that describes the story of Job’s downfall.

Job begins by cursing the day of his birth. For this I shall use the translation of Stephen Mitchell (1987), which is more colloquial than the King James Version:

God damn the day I was born
and the night that forced me from the womb.
On that day—let there be darkness;
let it never have been created;
let it sink back into the void.
Let chaos overpower it;
let black clouds overwhelm it;
let the sun be plucked from its sky.
Let oblivion overshadow it;
let the other days disown it;
let the aeons swallow it up.
On that night—let no child be born,
no mother cry out with joy.
Let sorcerers wake the Serpent
to blast it with eternal blight.
Let its last stars be extinguished;
let it wait in terror for daylight;
let its dawn never arrive.
For it did not shut the womb’s doors
to shelter me from this sorrow.

Job’s curse is remarkably similar to that of Jeremiah the prophet who lamented the destruction of the First Temple and the Babylonian Captivity (Eisenberg & Wiesel, 1987, p 60).  

Cursed be the day wherein I was born: let not the day wherein my mother bare me be blessed.
Cursed be the man who brought tidings to my father, saying, A man child is born unto thee; making him very glad. (Jeremiah 20:14-15)

Job’s friends attempt to demonstrate to Job that what has happened to him is just. He must have sinned in some way to warrant his misfortune. The illustration below shows Blake’s view of Job’s comforters casting accusing fingers at their friend. In the background is a large stone monument. Blake placed his land of Uz on the Salisbury plain.

Eliphaz, Bildad and Zophar believe firmly in the idea that God rewards the good and punishes the evil. Job must therefore have sinned in some way. Their belief in Divine Providence is clearly expressed in the first of the Psalms:

Blessed is the man that walketh not in the counsel of the ungodly, nor standeth in the way of sinners, nor sitteth in the seat of the scornful.
But his delight is in the law of the Lord; and in his law doth he meditate day and night.
And he shall be like a tree planted by the rivers of water, that bringeth forth his fruit in his season; his leaf also shall not wither; and whatsoever he doeth shall prosper.
The ungodly are not so: but are like the chaff which the wind driveth away.
Therefore the ungodly shall not stand in the judgment, nor sinners in the congregation of the righteous.
For the Lord knoweth the way of the righteous: but the way of the ungodly shall perish.

Eliphaz’ first reply to Job restates this idea of divine justice:

Remember, I pray thee, who ever perished, being innocent? or where were the righteous cut off?
Even as I have seen, they that plow iniquity, and sow wickedness, reap the same.
By the blast of God they perish, and by the breath of his nostrils are they consumed. (Job 4:7-9)

Eliphaz then recounts a dream (Job 4:12-21) that warns us not to question the justice of God (Blakes illustration is shown on the right. In 1815 Lord Byron wrote some lyrics for Hebrew Melodies that were composed by Isaac Nathan (Byron, 1815; Cochran, 2015). One of these lyrics was a translation of the dream of Eliphaz:

The face of immortality unveiled—
Deep sleep came down on every eye save mine—
And there it stood,—all formless—but divine;
Along my bones the creeping flesh did quake;
And as my damp hair stiffened, thus it spake:

‘Is man more just than God? Is man more pure
Than He who deems even seraphs insecure?
Creatures of clay—vain dwellers in the dust!
The moth survives you, and are ye more just?
Things of a day! you wither ere the night,
Heedless and blind to wisdom’s wasted light!’

Nathan’s music is not memorable. In 1854 the violinist Joseph Joachim wrote Hebrew Melodies for Viola and Piano. His music presents an impression rather than a setting of Byron’s poems. The sound of the viola suits the pathos of Job. The following is the ending to the second movement played by Anna Barbara Dütschler and Marc Pantillon:

Job insists that he has done no wrong and that his suffering is therefore unjust. He demands that God confront him with his sin. The illustration below shows a representation of Job attributed to an unknown Spanish painter from the early 17th Century. Some have suggested that the painter might actually have been the young Velasquez (Terrien, 1996). Job says unto God “Noli me condemnare” – “Do not condemn me” (Job 10:2).

Only do not two things unto me: then will I not hide myself from thee.
Withdraw thine hand far from me: and let not thy dread make me afraid.
Then call thou, and I will answer: or let me speak, and answer thou me.
How many are mine iniquities and sins? make me to know my transgression and my sin. (Job 13: 20-23)

Job describes the transience of human life in verses that recall Ecclesiastes, and remonstrates that God should judge him rather than pity him:

Man that is born of a woman is of few days and full of trouble.
He cometh forth like a flower, and is cut down: he fleeth also as a shadow, and continueth not.
And doth thou open thine eyes upon such an one, and bringest me into judgment with thee? (Job 14:1-3)

Then he asks God not to deprive him so much during his brief time on earth that he not be able to accomplish something:

Seeing his days are determined, the number of his months are with thee, thou hast appointed his bounds that he cannot pass;
Turn from him, that he may rest, till he shall accomplish, as an hireling, his day.
For there is hope of a tree, if it be cut down, that it will sprout again, and that the tender branch thereof will not cease.
Though the root thereof wax old in the earth, and the stock thereof die in the ground;
Yet through the scent of water it will bud, and bring forth boughs like a plant. (Job 14:5-9)

Sins of Omission

After a while Job’s insistence on his own innocence becomes tiresome. No one is perfect. Indeed, as Wiesel points out a true Tzadik (“righteous one”) would never proclaim his own goodness (Wiesel & Eisenberg, 1987, p 32). Even if he has done no wrong, he may not have done sufficient good. In one of his speeches (Job 22), Eliphaz accuses Job of not giving water to the weary or bread to the hungry. Job does not immediately reply to this rebuke. Later (Job 29-31) he insists that he always helped the poor and the orphans. But was this sufficient? Job remained rich and the poor remained poor.

Wiesel retells a story from the Midrash that attempts to explain why Job’s appeals to God are initially met with silence (Wiesel & Eisenberg, 1987, p 22-23). When asked by Moses to “let my people go,” the Pharaoh consulted three counselors: Jethro, Billam and Job. Jethro urged the Pharaoh to agree, Billam rejected the proposal, and Job stayed silent. The Midrash insists that when faced with the suffering of others one must not remain neutral. Not to attempt to prevent evil is as great a sin as the evil itself.   

The Redeemer

The debates continue between Job and his friends. At one point, Job calls upon a redeemer or a “vindicator” to bear witness to his righteousness.

Why do ye persecute me as God, and are not satisfied with my flesh?
Oh that my words were now written! oh that they were printed in a book!
That they were graven with an iron pen and lead in the rock for ever!
For I know that my redeemer liveth, and that he shall stand at the latter day upon the earth:
And though after my skin worms destroy this body, yet in my flesh shall I see God (Job 19: 22-26)

Christians have taken this passage as a prophecy of Christ. George Frideric Handel set the last two of these verses for soprano in his Messiah of 1741. The Christian interpretation does not make sense. According to Christian teachings, Christ came to save the sinners not to vindicate the righteous.

Who then is this “vindicator”? Job is appealing to someone in God’s entourage to serve as his advocate. In his Answer to Job, Jung (1956/2010) suggests that Job’s god has many aspects. The very name of God – Elohim – is in the plural. God is both good and evil – Satan is as much a part of him as Christ. God is both knowing and unknowing. According to Hebrew traditions, Wisdom or Sophia was part of God from the beginning. In the Proverbs Wisdom describes herself as being with God from before the creation of the universe:

The Lord possessed me in the beginning of his way, before his works of old.
I was set up from everlasting, from the beginning, or ever the earth was.
When there were no depths, I was brought forth; when there were no fountains abounding with water.
Before the mountains were settled, before the hills was I brought forth:
While as yet he had not made the earth, nor the fields, nor the highest part of the dust of the world.
When he prepared the heavens, I was there: when he set a compass upon the face of the depth:
When he established the clouds above: when he strengthened the fountains of the deep:
When he gave to the sea his decree, that the waters should not pass his commandment: when he appointed the foundations of the earth (Proverbs 8:22-29)

Christians often take this as indicating that God the Father and God the Son were together from the beginning. This fits with the idea that Christ was the word or logos, a concept similar to wisdom. However, this is not the meaning of the idea in the Hebrew bible and Christ is not the advocate to whom Job calls.

The Book of Job also contains a full chapter devoted to Wisdom (Job 28). Many commentators believe it to be a later interpolation. However, it fits nicely at the end of the disputation between Job and his comforters:

Whence then cometh wisdom? and where is the place of understanding?
Seeing it is hid from the eyes of all living, and kept close from the fowls of the air.
Destruction and death say, We have heard the fame thereof with our ears.
God understandeth the way thereof, and he knoweth the place thereof.
For he looketh to the ends of the earth, and seeth under the whole heaven;
To make the weight for the winds; and he weigheth the waters by measure.
When he made a decree for the rain, and a way for the lightning of the thunder:
Then did he see it, and declare it; he prepared it, yea, and searched it out.
And unto man he said, Behold, the fear of the Lord, that is wisdom; and to depart from evil is understanding.(Job 28 :20-28)

After Job makes his final statement of innocence, he is rudely interrupted by Elihu, a brash young man who cannot understand why foolish old Job does not recognize the justice of God. Most commentators consider this section of the book (Chapters 32-37) to be a later interpolation. One possibility is that it is the work of a young scribe who, when copying the initial version of book, became frustrated with Job’s refusal to acknowledge justice and inserted more argument for the benefit of the reader. Wiesel (p 390) remarks that some Talmudists have suggested that Elihu might be Satan in disguise, muddying the waters of the argument.

Yahweh’s Response to Job

After Elihu’s diatribe, God suddenly appears to Job. Yahweh – this is indeed the one true God – describes the creation and maintenance of the universe. This exuberant paean to the wonders of the world is expressed in some of the most beautiful poetry in the Bible.

Then the Lord answered Job out of the whirlwind, and said,
Who is this that darkeneth counsel by words without knowledge?
Gird up now thy loins like a man; for I will demand of thee, and answer thou me.
Where wast thou when I laid the foundations of the earth? declare, if thou hast understanding.
Who hath laid the measures thereof, if thou knowest? or who hath stretched the line upon it?
Whereupon are the foundations thereof fastened? or who laid the corner stone thereof;
When the morning stars sang together, and all the sons of God shouted for joy?
Or who shut up the sea with doors, when it brake forth, as if it had issued out of the womb?
When I made the cloud the garment thereof, and thick darkness a swaddlingband for it,
And brake up for it my decreed place, and set bars and doors,
And said, Hitherto shalt thou come, but no further: and here shall thy proud waves be stayed? (Job 38:1-11)

On the left below is William Blake’s illustration of the appearance of God in the whirlwind, and on the right is his image of the sons of God. In 1930 Ralph Vaughan Williams set this latter image to music as part of his Job, a Masque for Dancing. This particular piece is called Pavane for the Sons of Morning, a slow and stately dance appropriate to the majesty of creation.

The Patience of Job

Many different
interpretations have been provided for the story of Job. The most common
focuses on the patience of Job. In the Epistle of James (5:11) we have

Behold, we count them happy which endure. Ye have heard of the patience of Job, and have seen the end of the Lord; that the Lord is very pitiful, and of tender mercy.

The idea is that
if we are patient everything will turn out fine. In the 2011 movie The Best
Exotic Marigold Hotel
the hotel manager Sonny (Dev Patel) claims “Everything
will be all right in the end and if it’s not all right, then it’s not yet the
end.” This saying has been attributed to John Lennon, but it is probably just
an old Indian proverb, similar to the thought of Ecclesiastes 7:8:

Better is the end of a thing than the beginning thereof: and the patient in spirit is better than
the proud in spirit.

The Testament
of Job
and the mention of Job in the Qur’an (sura 21:83) both stress
the idea of Job’s patience and God’s mercy in his time of adversity. Joseph
Roth’s novel Job (1931) tells the story of a good and pious Jew from the
Pale of Settlement who undergoes much suffering but is finally rewarded in his
old age.

The Justice of God

The interpretation of Job as a man who patiently awaits the mercy of God misses the great poetic center of the book. The debates between Job and his friends deal with theodicy – the justice (dike) of God (theos). If God is just then righteousness should be rewarded and evil should be punished. This is not the case. Suffering occurs without regard to innocence or guilt.

The term “theodicy” originated with Leibniz’s book Theodicy (1710), based on his discussion of the problem of suffering with Queen Sophie of Prussia. The understanding of suffering for those who live in comfort differs from the experience of those who survive in poverty (Guttierrez, 1987). Leibniz argued that God chose to create a world with as much good in it as possible. Though this entailed some concurrent evil, the optimal world contained much more good than world completely devoid of evil. Leibniz’ idea that this is the “best of all possible worlds” was ridiculed by Voltaire in Candide (1759).

The philosophical problems concerning God and justice have been discussed for centuries (Draper, 1989; Laato & de Moor, 2003; Hume, 1799; Illman, 2003; Larrimore, 2013, Chapter 4; Sarot, 2003; Surin, 1986; Tooley, 2015), and are beyond the scope of this posting. The main problem of theodicy has to do with the concept of God as an omnipotent and omnibenevolent entity. In his Dialogues Concerning Natural Religion (1799), David Hume states the basic trilemma of theodicy, attributing it to Epicurus:

Epicurus’s old questions are yet unanswered. Is he willing to prevent evil, but not able? then is he impotent. Is he able, but not willing? then is he malevolent. Is he both able and willing? whence then is evil? (Section X)

Whence then is evil? The question of evil became acute during the 20th Century with the Holocaust (Wollaston, 2011). How could God have allowed this to occur? In his memoir La Nuit (1958), Elie Wiesel recounts how in Auschwitz he took Job’s part and railed against God. He later described how certain great Talmudic masters convened a rabbinic court in Auschwitz to indict the Almighty for failing to protect His people (Wiesel, 1980). After hearing witnesses, and following due deliberation, the court pronounced a verdict of guilty. After a brief but profound silence, the judges moved on to evening prayer. Wiesel (1978) later wrote a play about The Trial of God (1979), though he distanced it from his experience by placing it in the fictional Ukrainian village of Shamgorod in the immediate aftermath of a pogrom that happened there three centuries before.

MacLeish’s 1958 play J.B. tells the story of the complete ruin and ultimate redemption of a successful American businessman. In a framing story, two out-of-work actors using masks play the parts of God (“Mr. Suss” from Zeus) and Satan (“Nickles” from “Old Nick”, an ancient name for the Devil, perhaps coming from “Old Iniquity”). In the Broadway debut these roles were played by Raymond Massey and Christopher Plummer (illustrated on the right). Hume’s question about the omnipotence and omnibenevolence of God is presented in in Nickles’ song

I heard upon his dry dung heap
That man cry out who cannot sleep:
“If God is God He is not good,
If God is good He is not God;
Take the even, take the odd,
I would not sleep here if I could
Except for the little green leaves in the wood
And the wind on the water.”

In A Masque of Reason (1945), the American poet Robert Frost has God discuss with Job the meaning of his story. The portrait on the right shows the poet in full didactic mode as photographed by Yousef Karsh in 1958. As Frost points out, the story of Job brings to an end the idea that a Divine Justice rewards and punishes each individual based on his or her behavior. We are not guaranteed our just deserts:

I’ve had you on my mind a thousand years
To thank you someday for the way you helped me
Establish once for all the principle
There’s no connection man can reason out
Between his just deserts and what he gets.
Virtue may fail and wickedness succeed.
‘Twas a great demonstration we put on.
I should have spoken sooner had I found
The word I wanted. You would have supposed
One who in the beginning was the Word
Would be in a position to command it.
I have to wait for words like anyone.
Too long I’ve owed you this apology
For the apparently unmeaning sorrow
You were afflicted with in those old days.
But it was of the essence of the trial
You shouldn’t understand it at the time.
And it came out all right. I have no doubt
You realize by now the part you played
To stultify the Deuteronomist
And change the tenor of religious thought.
My thanks are to you for releasing me
From moral bondage to the human race.
The only free will there at first was man’s,
Who could do good or evil as he chose.
I had no choice but I must follow him
With forfeits and rewards he understood—
Unless I liked to suffer loss of worship.
I had to prosper good and punish evil.
You changed all that. You set me free to reign.
You are the Emancipator of your God,
And as such I promote you to a saint.

Job is indeed commemorated as a Christian Saint in the Lutheran, Roman Catholic and Eastern Orthodox churches.

A Scent of Water

In his discussion of theodicy in the Dialogues Concerning Natural Religion (1799), Hume concludes that the forces that drive the universe are neither benevolent or malevolent. Rather the original source of all things is indifferent, and

has no more regard to good above ill than to heat above cold, or to drought above moisture, or to light above heavy. (Section XI).

These thoughts are remarkably similar to those of Marvin Pope in the conclusion to his introduction to Job (1965, p lxxvii)

Viewed as a whole, the book presents profundities surpassing those that may be found in any of its parts. The issues raised are crucial for all men and the answers attempted are as good as have ever been offered. The hard facts of life cannot be ignored or denied. All worldly hopes vanish in time. The values men cherish, the little gods they worship—family, home, nation, race, sex, wealth, fame—all fade away. The one final reality appears to be the process by which things come into being, exist, and pass away. This ultimate Force, the Source and End of all things, is inexorable. Against it there is no defense. Any hope a man may put in anything other than this First and Last One is vain. There is nothing else that abides. This is God. He gives and takes away. From Him we come and to Him we return. Confidence in this One is the only value not subject to time.
But how can a man put his faith in such an One who is the Slayer of all? Faith in Him is not achieved without moral struggle and spiritual agony. The foundation of such a faith has to be laid in utter despair of reliance on any or all lesser causes and in resignation which has faced and accepted the worst and the best life can offer. Before this One no man is clean. To Him all human righteous-ness is as filthy rags. The transition from fear and hatred to trust and even love of this One—from God the Enemy to God the Friend and Companion—is the pilgrimage of every man of faith. Job’s journey from despair to faith is the way each mortal must go.

The description does not differ much from the scientific view of Nature (e.g. Williams, 1993). Is there anything beyond this view? Does God exist in any way other than as an impersonal force? Is there any reason for human beings to have faith in this God or in its goals? Does Nature have a goal toward which it is moving or does everything occur by chance? Can human beings significantly alter the course of Nature?

Perhaps in the poetry of Job we might find some inkling that the universe is proceeding towards something that is good rather than evil (Janzen, 2009). And that we can perhaps contribute in some way to this evolution. As we have already considered, at the center of his story, Job asked God to allow him time to accomplish something:

Seeing his days are determined, the number of his months are with thee, thou hast appointed his bounds that he cannot pass;
Turn from him, that he may rest, till he shall accomplish, as an hireling, his day.
For there is hope of a tree, if it be cut down, that it will sprout again, and that the tender branch thereof will not cease.
Though the root thereof wax old in the earth, and the stock thereof die in the ground;
Yet through the scent of water it will bud, and bring forth boughs like a plant.(Job 14:5-9)

The idea of the rain bringing forth new life recurs throughout the Book of Job. Yahweh mentions it in his description of the thunder, and Nickles mentions the “little green leaves” in his song about the nature of God. This continual rebirth makes us wonder whether there is some mindfulness behind Nature’s apparent randomness. And makes us wonder whether we might somehow contribute to this purpose.

References

Alter, R. (2010). The wisdom books: Job, Proverbs, and Ecclesiastes: a translation with commentary. New York: W.W. Norton & Co.

Blake, W. (1995). Blake’s illustrations for the Book of Job. New York: Dover Publications.

Byron, Lord (1815). Hebrew Melodies. London: John Murray.

Cochran, P. (2015). Hebrew Melodies. Paper available at the website of the Newstead Abbey Byron Society.

Crenshaw, J. L. (2011). Reading Job: a literary and theological commentary. Macon, GA: Smyth & Helwys.

Draper, P. (1989). Pain and pleasure: an evidential problem for theists. Noûs, 23: 331-350.

Eisenberg, J., & Wiesel, E. (1987). Job, ou, Dieu dans la tempête. Paris: Fayard.

Frost, R. (1945). A masque of reason. New York: H. Holt and Company.

Gutiérrez, G. (translated by O’Connell, M. J., 1987). On Job: God-talk and the suffering of the innocent. Maryknoll, N.Y: Orbis Books

Hume, D. (1779). Dialogues concerning natural religion. London: Anonymous.

Illman, K.-J. (2003). Theodicy in Job. In Laato, A., & Moor, J. C. (Eds). Theodicy in the world of the Bible. (pp 304-333). Leiden: Brill.

James, M. R. (1897). Testament of Job. Available in pdf format

Janzen, J. G. (1985). Job. Atlanta: John Knox Press.

Janzen, J. G. (2009). At the scent of water: the ground of hope in the book of Job. Grand Rapids, MI: William B. Eerdmans

Jung, C. G. (1956, translated by Hull, R. F. C., 2010). Answer to Job. Princeton, N.J: Princeton University Press.

Kramer, S. N. (1956/1981). History begins at Sumer: Thirty-nine firsts in man’s recorded history Third Edition. Philadelphia: University of Pennsylvania Pres

Laato, A., & Moor, J. C. (2003). Introduction. In Laato, A., & Moor, J. C. (Eds). Theodicy in the world of the Bible. (pp vii-liv). Leiden: Brill.

Lambert, W. G. (1960). Babylonian wisdom literature. Oxford: Clarendon Press.

Larrimore, M. (2013). The Book of Job: a biography. Princeton: Princeton University Press.

Leibniz, G. W. (1710, translated by E. M. Huggard, 1985). Theodicy: Essays on the goodness of God, the freedom of man and the origin of evil.

MacLeish, A. (1958). J.B. A play in verse. Boston: Houghton Mifflin,

Maimonides, M. (1190, translated by M Freidlander, 1904). Guide for the perplexed.

Mitchell, S. (1987). The book of Job. San Francisco: North Point Press.

Ozick,C. (1998). The impious impatience of Job. American Scholar, 67(4), 15-24.

Papadaki-Oekland, S. (2009). Byzantine illuminated manuscripts of the Book of Job: A preliminary study of the miniature illustrations, its origin and development. Athens: Brepols

Pope, M. H. (1965). Job: Introduction, translation and notes. Garden City, NY: Doubleday (Anchor Bible).

Pritchard, J. B. (2011). The ancient Near East: An anthology of texts and pictures. Princeton, NJ: Princeton University Press.

Roth, J. (translated by Thompson, D., 1931). Job, the story of a simple man. New York: Viking Press

Sarot, M. (2003). Introduction. In Laato, A., & Moor, J. C. (Eds). Theodicy in the world of the Bible. (pp 1-26). Leiden: Brill.

Sawyer, J. F. A. (2011). Job. In Lieb, M., Mason, E., & Roberts, J. (Eds.) The Oxford handbook of the reception history of the Bible. (pp 25-36). Oxford: Oxford University Press.

Surin, K. (1986). Theology and the problem of evil. Oxford, UK: Blackwell.

Terrien, S. L. (1996). The iconography of Job through the centuries: Artists as Biblical interpreters. University Park, PA: Pennsylvania State University Press.

Tooley, M.  (2015). The problem of evil. The Stanford Encyclopedia of Philosophy.

Vermes, G. (2000). The Dead Sea scrolls: a selection of original manuscripts. London: Folio Society, 2000.

Wiesel, E. (1958). La nuit. Paris: Editions de Minuit.

Wiesel, E. (1979). The trial of God (as it was held on February 25, 1649, in Shamgorod): A play in three acts. New York: Random House.

Wiesel, E. (1980). The story of The Trial of God. In Abrahamson, I. (Ed.) (1985). Against silence: The voice and vision of Elie Wiesel. (Volume III pp 112-113) New York: Holocaust Library.

Williams, G. C. (1993). Mother nature is a wicked old witch. In Nitecki, M. H.; Nitecki, D. V. (Eds.). Evolutionary Ethics. (pp 217–232). Albany, NY: SUNY Press.

Wollaston, I. (2011) Post‐Holocaust Jewish Interpretations of Job (2011). In Lieb, M., Mason, E., & Roberts, J. (Eds.) The Oxford handbook of the reception history of the Bible. (pp 488-501). Oxford: Oxford University Press.




Antisemitism

Hatred is directed anger. Though we can claim metaphorically to hate
unconscious objects or abstractions, hatred is typically directed at another person or persons. Hatred is evoked by suffering that we perceive they caused. Since it leads to actions against these persons, hatred can also be described as “ill
will.”

Emotions can overwhelm reason. Passion is not logical. We often hate
without any justification. Hatred must then be maintained by fictions that describe the evil nature of those we hate.

Antisemitism is the most enduring and most unjustified of human hatreds.
The ill will suffered by the Jewish people has lasted for thousands of years, and has led to countless crimes, the most terrible of which was the Holocaust wherein 6 million Jews were put to death by the Nazi Government of Germany (Bauer, 2001; Marrus, 1987). ;

Antisemitism has been inspired by many fictions. This posting considers the unfortunate power of some of the stories that paved the way to the Holocaust.



Some Simple Psychology

Anger arises when we experience suffering, especially when we believe it
to be unwarranted, and when we are thwarted from achieving what we desire,
especially when we believe that we entitled to it. Anger seeks to attack these causes: to hit out at those who strike us; to break those who obstruct us.

We tend to think of events as caused by persons. Even when forces of
nature act against us we may attribute them to a divinity or a devil, or to
those who worship them. Only in that way can anger find a target for its
release.

Sometimes the causes of our anger are too complicated to understand or too powerful to fight against. In these cases, we may vent our anger elsewhere and attack other human beings, while inventing plausible (though fictional) reasons for so doing.

…every instance of suffering, every feeling of displeasure, by whomsoever and in whatsoever way it may have been caused, whether it arises from the guilt or from the lawful activity of another person, or through the sufferer’s own fault, or without any fault, or even without any human influence, tends to transform itself into a feeling of enmity, to direct itself against fellow-humans and if possible to express itself against them. (Bernstein, 1951, p 85)

As we were growing up during childhood, we realized – at about the age
of three – that we can exert some control over our environment. We therefore created a self as the agent of this control. At about the same time we realized that the world contains other agents. These could either help us or hinder us. We became comfortable with those that helped and learned to cooperate with them. We feared the others.

The group appears to be a curious form of extension of the individual. It seems as if under the influence of the necessities of human communal life, human beings who need love and produce hate combine into new, collective and collectively selfish individualities of a higher order; directing their love inwards, their hate outward, their social instincts towards the insider, their anti-social tendencies toward the outsider. (Bernstein, 1951, p 109-110)

Those who cooperated in groups came to have similar desires and modes of
behavior. They followed the same rules and sought the same goals. Those who
were different became isolated. These “others” challenge our group-identification (Chanes, 2004, p 3). In our search for where to vent our anger, we often light upon those that are different from us. Especially if these people are small in number and not inclined to violence.

While for normal group enmity a certain regularity in the mutual expression of enmity is characteristic, the antagonism between a powerful majority and a powerless minority is characterised by a onesidedness of hostile actions which is fatal for the minority. For the latter is exposed to continual attacks and must confine itself to laborious attempts to maintain its existence, without a chance to resist actively to any extent; even its passive means of defense are totally inadequate and its existence often has to rely on nothing but periodical flight from place to place. This onesided relation of
permanent attack and failing defense is called persecution. Weak minority
groups are usually persecuted more or less emphatically. (Bernstein, 1951, p 224)

The actual psychological mechanisms that lead to antisemitism are not
really understood. Some believe that there are personality-types that are more easily convinced to vent their hatred on minorities. The role of authority and power is undoubtedly a factor (Morse & Allport, 1952; Milgram, 1974). Those who seek power or wish to maintain it gain great support by fomenting hatred. Propaganda – invented stories – have a tremendous power. For some reason the more incredible the story the more easily it is believed (Baum, 2012). Dehumanization of the victims serves to attenuate our inherent tendency to help our fellows. (Bandura et al., 1975)

For millennia the Jewish people have allowed us to vent our hatred. For
millennia we have invented reasons for our violence.

The hostility toward a minority exacerbates the feelings that initially triggered. When persecuted, a minority does not fare well in society and often comes to appear even more deserving of denigration and oppression (Beller, 2007, p 5).

Antisemitism is not caused by the Jews but by the inadequacy of those who need to hate them.

…two psychological characteristics are present in the individual antisemite: excessive hostility and the need (and a capacity) to project one’s aggression on other groups. Persons who have these traits generally suffer from feelings of inadequacy and from the feeling that their own personal borders, psychologically speaking, are easily invaded by others (Chanes, 2004, p 7)

We can perhaps conclude this section with two epigrams from Jean-Paul Sartre (1948):

If the Jew did not exist, the anti-Semite would invent him (p 13)
Antisemitism is not a Jewish problem: it is our problem. (p 152)

The People of the Covenant

The Jews consider themselves God’s chosen people. In the Hebrew
scripture Yahweh made a covenant with Abraham, and then renewed the covenant with Jacob and with Moses. The Jews were to worship Yahweh as the one true God and to follow his commandments. The Jews would then serve as an example for the rest of humanity

I the Lord have called thee in righteousness, and will hold thine hand, and will keep thee, and give thee for a covenant of the people, for a light of the Gentiles (Isaiah
42:6).

In return, the Jews would be considered special

For thou art an holy people unto the Lord
thy God, and the Lord hath chosen thee to be a peculiar people unto
himself, above all the nations that are upon the earth. (Deuteronomy 14:2)

And were promised as their home the land containing what is now the country of Israel

In the same day the Lord made a covenant with Abram, saying, Unto thy seed have I given this land, from the river of Egypt unto the great river, the river Euphrates (Genesis 15:18)

God’s covenant with the Jews was based on their keeping the commandments that he revealed to Moses. Rembrandt’s 1659 painting Moses with the Tablets of the Law shows Moses holding aloft the stone tablets on which the Ten Commandments had been written. These were engraved on two separate stones (Exodus 31:18, 32:15). In the painting, only the second tablet is completely visible giving the 6th to 10th commandments (Exodus 20:13-17). These begin with: “Thou shalt not kill. Thou shalt not commit adultery. Thou shalt not steal:” (Hebrew illustrated on the right).

No one is sure what moment in the story of the tablets Rembrandt is representing. Is it when he first displays these to the Hebrews? or when he is about to shatter them on the ground because the Hebrews had been worshipping the Golden Calf while he had been on Mount Sinai with God (Exodus 32:19)? or is it when he returns to God and brings a second set of tablets back to the chastised Hebrews (Exodus 34:1). Moses’ face is shining with revelation rather than angry. Perhaps, Rembrandt has painted the moment when Moses first displays the commandments.

No group of people is perfect. However, the Jews have contributed more than their share to the human endeavor – in philosophy, science, medicine, politics, art, music, literature. And for the most part the, laws that they accepted as part of their covenant with God have served them well. They are indeed an example to other people.

So why were and are they so often reviled? It is unlikely a reaction to their chutzpah in claiming to be God’s chosen. In the Middle Ages this was called the Insolentia Judaeorum. Yet every one of the world’s many religions claims to be just as special.

One defining aspect of the Jewish religion is that it is monotheistic. The first commandments state that a Jew must obey Jehovah and not even pay lip-service to any other god or idol:

I am the Lord thy God, which have brought thee out of the land of Egypt, out of the house of bondage.
Thou shalt have no other gods before me.
Thou shalt not make unto thee any graven image, or any likeness of any thing that is in heaven above, or that is in the earth beneath, or that is in the water under the earth.
Thou shalt not bow down thyself to them, nor serve them
(Exodus 20:2-5).

The Jewish religion thus combines the worship of one god with strict obedience to his commandments. As Prager and Telushkin (2003) have suggested, this ethical monotheism may have offended those who followed other gods. Jews refused to follow the proverbial injunction that when in Rome do as the Romans do. For example, the outburst of violence against the Jews in Alexandria in 38 CE (then part of the Roman Empire) was triggered by their refusal to place statues of the Emperor Caligula in their temples (Goldstein, 2012).

One should respect the beliefs of others. However, respect does not mean obeying rules that go against one’s own moral principles. The Jewish people’s refusal to acknowledge or worship other gods has continued to the present. In particular Jews do not recognize the divinity of Jesus Christ.

In addition to the Ten Commandments, Yahweh’s covenant with the Jewish people involved numerous other rules of behavior. These included strict stipulations about the types of food that they might eat and the methods in which this food should be prepared. Over the ages observant Jews have thus been unable to share meals with those of other faiths. And although some of the ancient Jewish philosophers – Hillel and Maimonides for example – were open to ideas beyond the Covenant, strict Judaism limited itself to the study of the Torah and its interpretations.

The Covenant with Yahweh thus isolated the Jewish people from the rest of humanity. They could not share the beliefs, the food or the thoughts of others. They antagonized others by their claim to be the chosen people.

So we have the idea that antisemitism is in part caused by the very character of the Jewish religion. This would explain why the Jews have been reviled by so many different people in so many different countries. The following was written Bernard Lazare in 1894. He was a Jewish polemicist who wrote the first defense of Captain Alfred Dreyfus. Yet even he thought that the Jews were partly to blame for antisemitism.

Inasmuch as the enemies of the Jews belonged to divers races; as they dwelled far apart from one another, were ruled by different laws and governed by opposite principles; as they had not the same customs and differed in spirit from one another, so that they could not possibly judge alike of any subject, it must needs be that the general causes of antisemitism have always resided in Israel itself, and not in those who antagonized it…. Which virtues or which vices have earned for the Jew this universal enmity? Why was he ill-treated and hated alike and in turn by the Alexandrians and the Romans, by the Persians and the Arabs, by the Turks and the Christian nations? Because, everywhere up to our own days the Jew was an unsociable being. (Lazare, 1894/1903, pp 8-9)

This seems so reasonable. Yet it is false. It does not explain the cause of antisemitism. It is just an excuse. It blames the victim for the crime.

The Crucifixion of Christ

In the early decades of the Common Era, Jesus, a Jewish teacher from Nazareth, brought new insight to the interpretation of Jewish law. He simplified the commandments by expressing them as the need to love the Lord and to love one’s neighbor as oneself. He criticized the rigid adherence to the Sabbath, and the commercialization of the Temple. He proclaimed the idea of a Kingdom of Heaven. Many of the more observant Jews were disconcerted by his teachings. The Romans were upset that he was proposing a new kingdom. Jesus was arraigned before Pilate, the Roman governor of Judea, condemned and crucified.

A few days after his death and burial, the tomb of Jesus was found empty. Many of his followers claimed that they afterwards saw him in person. They therefore believed that he had been resurrected. They continued to meet and discuss his teachings. They were either tolerated by other Jews or condemned as heretics.

A learned Jew named Saul was one of those that persecuted the followers of Jesus. However, on the road to Damascus he had a vision of Jesus that completely altered his thinking. He changed his name to Paul, and began to provide an over-arching theory about the death and resurrection of Jesus. His main ideas were that Jesus was the Son of God, the Messiah prophesied in the scriptures, that he died to release us from our sins, and that we shall all be saved from death by having faith in Jesus called Christ (the “anointed”).

For I delivered unto you first of all that which I also received, how that Christ died for our sins according to the scriptures;
And that he was buried, and that he rose again the third day according to the scriptures (I Corinthians 15:3-4)

Paul’s major teaching was that one could never attain salvation by following the Mosaic laws. No one is perfect. Everyone breaks the law. However, Christ offers salvation if we repent our sins and have faith in him.

Knowing that a man is not justified by the works of the law, but by the faith of Jesus Christ, even we have believed in Jesus Christ, that we might be justified by the faith of Christ, and not by the works of the law: for by the works of the law shall no flesh be justified. (Galatians 2:16).

Paul’s letters describing these ideas are the earliest of the Christian scriptures. Written in the years 50-60 CE these predate by 20 to 50 years the four gospels, which describe the life and teachings of Jesus.

The followers of Jesus in the 1st Century CE differed in their opinion about his relationship to the Jews. Some thought that the message of Jesus was for the Jews; others that it was for both Jews and Gentiles. Most of Paul’s teaching was directed to the Gentiles. In some of his letters he laments the inability of many of his Jewish colleagues to understand God’s new covenant.

For ye, brethren, became followers of the churches of God which in Judaea are in Christ Jesus: for ye also have suffered like things of your own countrymen, even as they have of the Jews:
Who both killed the Lord Jesus, and their own prophets, and have persecuted us; and they please not God, and are contrary to all men:
Forbidding us to speak to the Gentiles that they might be saved, to fill up their sins alway: for the wrath is come upon them to the uttermost.
(I Thessalonians 2:14-16)

Some of the gospels continued this criticism of the Jews (Crossan, 1995). This is perhaps most evident in the gospel of Matthew. He describes how the Jews forced Pilate to crucify Jesus, and willingly accepted the responsibility for his death:

When Pilate saw that he could prevail nothing, but that rather a tumult was made, he took water, and washed his hands before the multitude, saying, I am innocent of the blood of this just person: see ye to it.
Then answered all the people, and said, His blood be on us, and on our
children. (Matthew 27: 24-25)

The major event in Jewish history of the 1st Century CE was the Great Revolt of the Jews against Roman rule. This began in 66 CE and culminated in the Destruction of the Second Temple in 70 CE. The illustration below shows a representation in the Arch of Titus of the Romans carrying the spoils from the temple. Among the spoils is the great Menorah that once gave light to the Tabernacle.

At this time many Jews fled their homeland and settled in other countries. The Jewish people have been exiled at many times in its history – the Assyrian conquest (733 BCE), the Babylonian captivity (597 BCE), the Great Revolt (70 CE), the later Bar Kokhba Rebellion (132 CE). Though some Jews remained in Israel, most lived in the Diaspora (“scattering”) – far from the land that from the days of Moses they had considered their God-given home.

The Destruction of the Temple seemed to many Christians a divine response to the action of the Jews in crucifying their Lord. Though the Romans crucified Jesus, some of the early Christians considered the Jews responsible. The Jews were thus guilty of deicide and should be reviled and cast out from Christian society. Even if they were not guilty, they should be chastised for not recognizing the salvation offered by Christ – for staying with the old dispensation rather than following the new.

These ideas have long permeated the thinking of the Christian Church. Many of the cathedrals illustrate these concepts by contrasting sculptures of Ecclesia and Synagoga. The statues on the south portail of the Cathedral of Notre Dame in Strasbourg from the 13th Century CE are particularly impressive. Legend has it that these were created by a female sculptor Sabina von Steinbach, though there is no real evidence for this. Ecclesia with her crown, holds in her hands the cross and the chalice. She looks with pity on Synagoga, who is blindfolded and cannot see the truth. She holds in her hands the tablets of the law and the lance that the centurion used to bring the crucifixion to an end. The lance was shattered by the resurrection.

The following illustration shows the complete portail. Ecclesia and Synagoga are on the left and right sides. In the center sits Solomon in judgement between the old covenant and the new. Above him is Christ, Salvator Mundi (savior of the world). The carvings in the tympanums represent the dormition, assumption and coronation of the Virgin Mary.

The statues of Ecclesia and Synagoga are impressive examples of gothic art. Though superficially beautiful, they obscure rather than convey the truth. The feelings against the Jews that they evoke are a complete betrayal of Jesus, a Jew who taught in the synagogues of Palestine.

One might have hoped that the antisemitism of the Christian Church would have been excised by the Reformation. But this was not to be. Martin Luther was virulently antisemitic. In his The Jews and Their Lies (1543, pp 39-42) he advises Christians to burn their synagogues of the Jews, their houses, and their books, prohibit their Rabbis from teaching, not allow them to travel on the highways, and prohibit them from lending money. Luther was a harbinger of Kristallnacht.

Wild Accusations

During the Middle Ages people could not understand why life was so often brutal. An easy way to explain the various disasters was to attribute them to the Jews. If the Jews could kill God, there was no telling what other crimes they were capable of.

On Good Friday in 1144 the body of a child called William was discovered in the woods near Norwich in England. The Jews were accused of murdering the child. No credible evidence was ever found. However, a monk who had just converted from Judaism to Christianity claimed that the Jews had decided to sacrifice a Christian child to re-enact the death of Christ. Several Jews were slaughtered. William was declared a martyr. Pilgrims flocked to his tomb. Miracles occurred.

William of Norwich was the first documented case of Jews being accused of ritual murder. As the years went by similar accusations arose in multiple different regions of Europe (Goldstein, 2012). Many of these cases included the idea that the Jews used the blood of their victims to make the unleavened bread used in the celebration of Passover. This particular accusation was called the “blood libel.” It makes no sense. Kosher regulations require that observant Jews never eat food contaminated with blood. Jews go to great lengths to remove blood from meat before it can be eaten.

The Christian Bible contains the Hebrew scriptures in what it calls the Old Testament. Some of these writings described how the blood of sacrificed animals played an important role in the ceremonies of the ancient Hebrews, e.g.

And he shall kill the bullock before the Lord: and the priests, Aaron’s sons, shall bring the blood, and sprinkle the blood round about upon the altar that is by the door of the tabernacle of the congregation. (Leviticus 1:5).

Other ancient Hebrew writings are even more disconcerting. One of the foundational stories of Judaism is the Akedah (“binding”), wherein the Patriarch Abraham, at the request of Jehovah, takes his son Isaac to Mount Moriah to sacrifice him (Genesis 22). Although an angel stays Abraham’s hand at the last moment, this fails to attenuate the story’s horror. The illustration below shows Rembrandt’s 1655 etching.

The Old Testament contains other stories wherein children were sacrificed. To defeat the Ammonites, Jephthah promised the Lord that he would sacrifice whatever came out of his house when he returned from battle. Jehovah gave the victory to the Israelites. When Jephthah returned home, his daughter came to greet him, dancing and playing the tambourine (Judges 11).

There is also a suggestion that King Manasseh sacrificed his son – the wording is “he made his son pass through the fire” (2 Kings 21:6). These events and the idea that the terrible place near Jerusalem called Gehenna or Tophet was actually a site of human sacrifice are discussed at length by Stavrakopoulou (2004). The practice was banned by Yahweh speaking through his prophet Jeremiah:

And they have built the high places of Tophet, which is in the valley of the son of Hinnom, to burn their sons and their daughters in the fire; which I commanded them not; neither came it into my heart. (Jeremiah 7:31).

One can perhaps imagine how such stories from the Old Testament might have allowed credulous people to accept the idea that the Jews might sacrifice Christian children and use their blood for their ceremonies. When one’s faith requires a belief in miracles, wild rumors are not easily contradicted.

The main sacrament of the Christian Church is the Eucharist, wherein the congregation partakes of bread and wine that have been especially blessed. According to the church, these had been miraculously “transubstantiated” to the body  of Jesus, who was sacrificed to save the world. The sacramental bread is called the host (from the Latin hostia for sacrificial victim). In many places and at many times the Jews were accused of “desecrating” the host. The following illustration shows a 1469 sequence of paintings by Paolo Uccello that tell the story of the Miracle of the Desecrated Host. Both the full sequence and the particular panels illustrating the second and fifth episodes are shown. The paintings were on the predella to the altar in the Corpus Domin church in Urbino. The retable painting above the predella by Justus van Gent presented the Institution of the Eucharist.

The six episodes in the predella show

  1. a woman sells a portion of the consecrated host to a Jewish merchant
  2. when the Jew tries to burn the host, it starts to bleed, alerting the city guards
  3. a holy procession is needed to re-consecrate the host
  4. the woman is burned at the stake; she repents and an angel descends from heaven to save her
  5. the Jew and his family are burned at the stake; no angel intervenes
  6. two angels and two devils argue over the woman’s body

As the Black Death (Bubonic Plague) spread across Europe in the 14th Century, Jews were accused of poisoning wells and spreading the disease. Many Jews were condemned to death by fire fort these crimes. No one noticed that Jews died from the pandemic just as frequently as their Christian neighbors. Nor that burning Jews at the stake had no effect on the spread of the disease. A half century later, Jacob von Königshofen wrote a critical history of these times. The following is his description of the massacre of the Jews in Strasbourg at the height of the Black Death in 1349:

In the matter of this plague the Jews throughout the world were reviled and accused in all lands of having caused it through the poison which they are said to have put into the water and the wells – that is what they were accused of – and for this reason the Jews were burnt all the way from the Mediterranean into Germany, but not in Avignon, for the pope protected them there. On Saturday-that was St. Valentine’s Day, they burnt the Jews on a wooden platform in their cemetery. There were about two thousand people of them. Those who wanted to baptize themselves were spared. Many small children were taken out of the fire and baptized against the will of their fathers and mothers. And everything that was owed to the Jews was cancelled, and the Jews had to surrender all pledges and notes that they had taken for debts. The council, however, took the direct cash that the Jews possessed and divided it among the working men proportionately. The money was indeed the thing that killed the Jews. If they had been poor and if the feudal lords had not been in debt to them, they would not have been burnt. After this wealth was divided among the artisans some gave their share to the Cathedral or to the Church on the advice of their confessors. Thus were the Jews burnt at Strasbourg. (quoted in Marcus, 1938, p.47)

Forces other than the plague were at play. Debt caused as much suffering as disease. As the historian notes, “The money was indeed the thing that killed the Jews.”

Usury

The Old Testament contains several injunctions against usury. Originally “usury” was simply any interest charged on loans. The meaning of the term has changed as the relations between religion and commerce have developed. At present, usury is generally limited to exorbitant interest.

In one of the earliest mentions of usury in the Hebrew Scriptures, the Jewish people are forbidden to charge interest on loans to fellow-Jews although they may so charge strangers:

Unto a stranger thou mayest lend upon usury; but unto thy brother thou shalt not lend upon usury (Deuteronomy 23:20).

In the New Testament usury is only occasionally considered:

But love ye your enemies, and do good, and lend, hoping for nothing
again (Luke 6:35).

Nevertheless, the Christian Church decided early in its history that usury was a sin (Moehlman, 1934). In the council of Nicaea of 327 CE it forbade clergy to collect interest on any debts. In the Third Lateran Council of 1179, it decreed

Since in almost every place the crime of usury has become so prevalent that many persons give up all other business and become usurers, as if it were permitted, regarding not its prohibition in both testaments, we ordain that manifest usurers shall not be admitted to communion, nor, if they die in their sin, receive Christian burial, and that no priest shall accept their alms. (Moehlman, 1934, pp 6-7)

Thus for most of the middle ages it was difficult for people in business to obtain financial support for their enterprises. Jewish merchants, untrammeled by Christian prohibitions, unable to own land, and often prevented from practicing trades because of exclusively Christian guilds, gradually assume the responsibility for lending money in return for interest (Foxman, 2010). Some kings and princes found the linguistic abilities and financial connections of the Jews appealing and appointed them to their courts. However, most Jews remained poor and unrecognized – traders, shopkeepers, pawnbrokers and minor moneylenders.  

In later years the Catholic Church found itself in need of capital to build its churches, and revised its doctrine on usury, founding its own lending organizations called Mounts of Piety (Monte de Pieta). The oldest bank in the world, the Banca Monte dei Paschi di Siena, derives from one of these lenders. After the Reformation, Protestants re-interpreted the scriptures and established their own investment banks.

Jewish lenders prospered and some of our current banks have Jewish roots, the Rothschild banks and Goldman-Sachs being two of the biggest. However, almost all of the world’s largest banks were actually founded by Gentiles. The idea that the Jews control international banking is ludicrous. Why one should only consider the religion of a banker when he is Jewish is invidious (Foxman, 2010). One never mentions the Roman Catholic origins of the Bank of America or the Presbyterian origins of Wells Fargo. Yet Jewish bankers have long been game for hateful cartoons. The depiction of “King Rothschild” by Charles Lucien Léandre shown on the right is from the cover of Le Rire, April 16, 1898. Above Rothschild is the Golden Calf that was worshipped by the  the idea of Mammon, the idol of wealth condemned in the New Testament:

No man can serve two masters: for either he will hate the one, and love the other; or else he will hold to the one, and despise the other. Ye cannot serve God and mammon. (Matthew 6:24).

The myth of Jewish greed has become a mainstay of antisemitic thought. Richard Wagner (1850) cannot get away from it even though he is supposed to be writing about music.

According to the present constitution of this world, the Jew in truth is already more than emancipate: he rules, and will rule, so long as Money remains the power before which all our doings and our dealings lose their force.

Even Jewish writers have been convinced of the myth

Thus, by himself and by those around him; by his own laws and by those imposed upon him; by his artificial nature and circumstances, the Jew was directed to gold. He was prepared to be changer, lender, usurer, one who strives after the metal, first for the pleasures it could afford and then afterwards for the sole happiness of possessing it; one who greedily seizes gold and avariciously immobilizes it. (Lazare, 1903, p 110).

The Pale of Settlement

As the Middle Ages progressed, the Jews were expelled from many European countries: England, 1290; France, 1306; Hungary, 1349; Austria, 1421; Spain, 1492; Portugal, 1497 (Baum 2012, p. 18). Other countries required that the Jews live apart from Christians in regions that came to be known as ghettos, from the Venetian dialect word for “foundry” located near where the first ghetto was established in Venice in 1516. Other ghettos were later set up throughout Italy, and then in Germany and in Poland (Goldstein, 2012, p 130)

Many of the expelled Jews moved to Eastern Europe. They settled in the
regions that now form the countries of Poland, Lithuania, Belarus, and Ukraine. Much of this area was then part of the Kingdom of Poland. Polish nobles welcomed the new immigrants. Many Jews were used as tax-collectors. This did sit well with some of the Eastern Orthodox Slavic people who chafed under the control of Catholic Poland. In 1648, the Cossacks in Ukraine rebelled under the leadership of Bohdan Khmelnytsky. During this war, tens of thousands of Poles and Jews were massacred (Bacon 2003). The Eastern Orthodox Church was every bit as antisemitic as the Roman Catholic Church. Ukraine became independent of Poland and soon became part of the Russian Empire. Later Poland itself would be partitioned between Prussia, Austria and Russia and cease to exist as an independent kingdom.

The “Pale of Settlement” was set up in 1791 by Catherine the Great. This was an area in the Western regions of the Russian Empire wherein Jews were allowed to live. The term “pale” refers to the stakes that delineated the area
– the word was originally used to describe an area in Ireland under the control of the English crown. Over the years many of the Jews in central Russia were exiled to the Pale of Settlement. As shown in the map (adapted from Wikipedia, originally created by Thomas Gun) the Jewish percentage of the population in these regions was significant. Around 1900, the Jews in the Pale of Settlement numbered almost 5 million (about half the total number of Jews in the world), and formed about 10% of the general population of the area. 

The ghettos and the Pale of Settlement separated the Jews from their neighbors. Their resultant isolation of the Jews increased their “unlikeness” or “otherness.” By closing them off in localized areas beyond the reach of normal civil authorities, it also made them more susceptible to random violence.

In 1881, Tsar Alexander II was assassinated in St. Petersburg by a group
of revolutionaries. The group Narodnaya Volya (“People’s Will”) was
composed of Russian-born anarchists, but one young woman was Jewish. The new Tsar Alexander III believed that the Jews were behind the assassination and unleashed a series of pogroms in the Pale of Settlement to avenge his father’s death.

The word “pogrom” derives from a Russian word for storm or devastation. Christians in a community were encouraged to murder their Jewish neighbors – killers of Christ and assassins of the Emperor. The police were ordered not to intervene. These pogroms continued into for several years. Thousands of Jews were killed.

The pogroms returned in 1903-1906 during the reign of Tsar Nicholas II. These appear to have been instigated by members of the Tsar’s secret police. One political rationale for these actions against the Jews was to rally the Russian people around the Tsar and against all those that were promoting the modernization of Russia.

The first pogrom of the 20th Century began in Kishinev, Moldava (then known as Bessarabia), on Easter Sunday in 1903. A child had been found murdered, and city leaders accused the Jews of his murder. Patriotism, blood libel and deicide worked together to create a rampaging and  murderous mob (Penkower, 2004). The following is an illustration from the French Journal L’Assiette de Beurre of April, 1903, depicting the aftermath of the Easter pogrom.

The novel The Lazarus Project by Aleksander Hemon (2008), which tells the story of a survivor of the Kishinev pogrom who immigrated to the United States, provides a vivid description of the violence and its far-reaching consequents. The epic poem City of the Killings written in 1903 by the Jewish poet Chaim Bialik to commemorate the massacre begins:

Rise and go to the town of the killings and you’ll come to the yards
and with your eyes and your own hand feel the fence
and on the trees and on the stones and plaster of the walls
the congealed blood and hardened brains of the dead.

The Protocols

At about this time there appeared the first traces of The Protocols of the Elders of Zion (Nilus, 1906/1922). This document purported to be the secret plans of Jewish Leaders to take over the world. The protocols describe how these elders will sow dissension and confusion amidst the goyim and ultimately step in to rule:

In order to put public opinion into our hands we must bring it into a state of bewilderment by giving expression from all sides to so many contradictory opinions and for such length of time as will suffice to make the goyim lose their heads in the labyrinth and come to see that the best thing is to have no opinion of any kind in matters political, which it is not given to the public to understand because they are understood only by him who guides the public. This is the first secret.
The second secret requisite for the success of our government is comprised in the following; To multiply to such an extent national railings, habits, passions, conditions of civil life, that it will be impossible for anyone to know where he is in the resulting chaos, so that the people in consequence will fail to understand one another. This measure will also serve us in another way, namely, to sow discord in all parties, to dislocate all collective forces which are still unwilling to submit to us, and to discourage any kind of personal initiative which might in any degree hinder our affair. There is nothing more dangerous than personal initiative; if it has genius behind it, such initiative can do more than can be done by millions of people among whom we have sown discord. We most so direct the education of the goyim communities that whenever they come upon a matter requiring initiative they may drop their hands in despairing impotence. The strain which results from freedom of action saps the forces when it meets with the freedom of another. From this collision arise grave moral shocks, disenchantment, failures. By all these means we shall so wear down the goyim that they will be compelled to offer us international power of a nature that by its position will enable us without any violence gradually to absorb all the State forces of the world and to form a Super-Government. (Protocol 5)

The reader easily recognizes the confusions of the modern world. Our
natural paranoia quickly attributes this to outside agents rather than to the
simple complexity of political forces. Human beings have long imagined that our lives are controlled by secret societies such as the Templars, the
Rosicrucians, the Jesuits, the Illuminati, the Masons, and the New World Order (Eco, 1994, pp 132-139). The Protocols of the Elders of Zion identified these clandestine agents as the Jews.

The protocols are a complete fiction (Eisner, 2005; Hagemeister, 2008). They were largely plagiarized from a satire against the French Emperor Napoleon II written by Maurice Joly in 1864 entitled The Dialogue in Hell between Machiavelli and Montesquieu (Graves, 1921). The most widely accepted story is that a Russian exile living in France, Mathieu Golovinski, adapted Joly’s satire into an antisemitic tract at the instigation of the Tsar’s secret police, who wished to impugn the forces of modernization in Russia, and to whip up hatred of the Jews as a distraction from the government’s problems.

Despite being proven a fiction, the Protocols have been republished over and over again. The illustration at the right shows the cover of a French Version published in 1934. The design is loosely based on Léandre’s 1898 cartoon depiction of Rothschild. The cover artist goes by the alias ‘Christian Goy.” In the 20th Century the Protocols are widely published in Muslim countries, where they serve to foster animus against Israel. Why do people still believe that this tract represents the truth? It is easier to believe in a simple fiction than in complex facts. The confusion of the modern world is caused by the interactions of many different political
forces. It is simpler to believe it is caused by the Jews than to try to understand the real causes.

Rootless Cosmopolitans

During the 18th and 19th Century nationalism became one of the main forces in European politics. As the Age of Enlightenment and the Age of Revolution undermined the legitimacy of divinely ordained dynasties, the people developed the idea of a nation – a community conceived or “imagined” in three ways: shared culture, limited geographic extent, and governance by the people (Anderson, 2016). Inherent in the concept of a nation was the idea that all its citizens should have equal rights. Nationalism gained its greatest impetus from the revolutions in the United States and France in the 18th century, and from the later Revolutions of 1848 in Europe.

According to the ideals of nationalism, no one should be discriminated against on the basis of their religion. As part of this movement Jewish citizens began therefore to be accepted as equal participants in the new nations (Mendes-Flohr, 1996; Barnavi, 2003, pp 158-9). This emancipation occurred slowly: France in 1791; Prussia in 1812; Belgium in 1830; the Netherlands in 1834 the United Kingdom in 1858; Austria 1867; the United States in 1877 (reviewed in Wikipedia).  

Although nationalism wants all its citizens, regardless of their beliefs or background to be equal, it would prefer them to be homogeneous, all believing in the same national ideals. Yet no nation is homogeneous. The success of a nation depends on how it comes together despite its differences.

As nationalism progressed, suspicions about the Jewish people remained. This worry was presaged by the Conte de Clermont‑Tonnere in a speech to France’s new National Assembly in 1789. He initially proposed the principle “that the profession, or manner of worship of a man, can never be motives for depriving him of the Rights of Election.” He then listed some of the arguments against giving citizenship to the Jews and declared them invalid:

It is here I am at tacked by the adversaries of the Jews. That people, say they, are unsociable; usury is enjoined them; they cannot be united with us, either by marriage, or habitual intercourse; they are forbidden our meats, and interdicted our tables. Our armies will never be recruited by Jews; they will never take up arms for the defense of their country. The weightiest of these reproaches is unjust, the others are but specious.

However, he then recognized that Jews may have commitments outside of the nation in which they would be granted full citizenship. They have religious and financial ties to colleagues in other nations. They may wish to be governed by their own laws and judged according to their scriptures. They could thus be a nation within a nation. So he suggested that

you should deny the Jews every thing as a distinct nation, and grant them every thing as individuals.

This idea that Jews were still different from other citizens persisted. The very fact of the diaspora worked against them. With their allegiances to other Jewish communities in other countries, they seemed “cosmopolitan” rather than patriotic. They interfered with a nation’s sense of itself. In the Middle Ages the Jew was assailed because he was not Christian. In the Modern Age he was assailed because he was not truly French or German or Russian. In both cases he was not “one of us.”

The idea of the Jews as “rootless cosmopolitans” was (and is) one of the main tenets of Russian antisemitism. It was basic to the foundation of the Pale of Settlement in Tsarist times and it continued in the socialist regime that followed the Russian Revolution. The following is a description of cosmopolitans from Vissarion Belinsky, a 19th century literary critic who promoted the idea of a truly Russian literature:

The cosmopolitan is a false, senseless, strange and incomprehensive phenomenon, a manifestation in which there is something insipid and vague. He is a corrupt, unfeeling creature, totally unworthy of being called by the holy name of man (quoted in Pinkus, 1988, pp 153-154).

Despite Soviet Russia’s professed goal of the brotherhood of man, the idea of the Jew as a “rootless cosmopolitan” persisted after the Revolution. It came to a frightening culmination in the accusations against the Jewish doctors in 1952-3 (Carfield, 2002). It is frightening to note the similarity between Communist thought and the Fascist idea of Bodenlosigkeit (lack of “ground” in the sense of a place to have roots).

The ideas of nationhood radically changed the lives of many Jews (Arendt, 1951). Intent on proving themselves good citizens of the new nations, they relinquished some of their religious beliefs and behaviors. They became secular. Some even converted to the state religion, hoping to become “assimilated” into general society. Despite all these efforts to become involved as a citizen, the Jews continued to be considered alien. Rather than being welcomed as a compatriots they reviled as pretentious upstarts.

And so many Jews began to think that the only solution was to return to Palestine to found their own new nation of Israel. No longer cosmopolitan they would reclaim their homeland. Zionism would provide Jews with a nation wherein they were not alien (Miller& Ury, 2010).

These new developments made it even more difficult for the Jews who remained in the countries of their birth. Would a Jew support Israel against the interests of the country in which he lives? Zionism raised fears about the allegiance of the Jews, and provided an excuse to exile them from the nations they could not be part of.

So arose the idea that the Jews could never really be part of any non-Jewish nation. This concept was presented by T. S. Eliot (1934) in a series of talks about literary traditions. He describes “tradition:”

What I mean by tradition involves all those habitual actions, habits and customs, from the most significant religious rite to our conventional way of greeting a stranger, which represent the blood kinship of ‘the same people living in the same place.’ (p 18)

He goes on to suggest how tradition should be established and maintained:

What we can do is to use our minds, remembering that a tradition without intelligence is not worth having, to discover what is the best life for us not as a political abstraction, but as a particular people in a particular place; what in the past is worth preserving and what should be rejected; and what conditions, within our power to bring about, would foster the society that we desired. (p. 19)

And then he brings up something that is essential to any great tradition:

The population should be homogeneous; where two or more cultures exist in the same place they are likely either to be fiercely self-conscious or both to become adulterate. What is still more important is unity of religious background; and reasons of race and religion combine to make any large number of free-thinking Jews undesirable. There must be a proper balance between urban and rural, industrial and  gricultural development. And a spirit of excessive tolerance is to be deprecated.

The remarks about the free-thinking Jews are strange and terrifying. They are completely out of context in a discussion of the literary traditions of the American South. They clearly reflect the antisemitism of the writer and of his time. In the years subsequent to Eliot’s book, the great liberal democracies of the world refused to accept Jews fleeing from the Nazi regime in Germany for fear that they would pollute their national identities.

Although nationalism fostered the idea of governance by the people, it also promoted war in the pursuit of a nation’s destiny. As Anderson (2016) has pointed out, one of the measures of nationalism’s success is how easily a people will lay down their lives to defend their country. Surely cosmopolitanism is a better ideal.

Conclusion

Human beings unfortunately seem to need to hate. We make an enemy of any one who is different from us. And so we revile those who gave us the Ten Commandments. We need to stop this senseless behavior. The main way forward is to learn abou those who are not us. This will broaden our understanding. With understanding will come tolerance and cooperation. And we should follow ideals that refuse to be limited to one faith or to one nation.

References

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Barnavi, E. (2003). A historical atlas of the Jewish people: From the time of the patriarchs to the present. New York: Schocken.

Bauer, Y. (2001). A history of the Holocaust. Revised edition. New York:
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University Press

Bernstein, P. (1951). Jew-hate as a sociological problem. New York: Philosophical Library.

Brewer, M. B. (1999). The psychology of prejudice: Ingroup love or outgroup hate? Journal of Social Issues, 55, 429–435.

Carfield, A. M. (2002), The Soviet “Doctors’ Plot”—50 years on. BMJ,
325 (7378), 1487–9.

Chanes, J. A. (2004). Introduction and Overview. In Antisemitism: A Reference Handbook. Santa Barbara, Calif: ABC-CLIO

Clermont Tonnerre, S. (1790) Translation of a speech, spoken by the Count Clermont Tonnere, Christmas-eve last: on the subject of admitting non-Catholics, comedians, and Jews, to all the privileges of citizens, according to the Declaration of rights. Available at Hathi Trust.

Crossan, J. D. (1995). Who killed Jesus? Exposing the roots of anti-semitism in the Gospel story of the death of Jesus. San Francisco: Harper

Eco, U. (1994). Six walks in the fictional woods. Cambridge, Mass: Harvard
University Press.

Eisner, W. (2005). The plot: The secret story of the Protocols of the Elders of Zion. New York: W.W. Norton.

Eliot, T. S. (1934). After strange gods: A primer of modern heresy. London: Faber and Faber.

Foxman, A. H. (2010). Jews and money: The story of a stereotype. New York: Palgrave Macmillan.

Gelbin, C. S., & Gilman, S. L. (2017). Cosmopolitanisms and the Jews. Ann Arbor: University of Michigan Press

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Schocken.

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Wagner, R. (1850, translated by William Ashton Ellis, 1894). Jews in Music




“Death is Nothing to Us”

Death is inevitable. What it entails is largely unknown. Some believe that it permanently ends an individual’s existence; others that it simply provides a transition to another form of life. Most people fear it, but some consider it with equanimity. Among the latter are the followers of Epicurus, who claimed

Death is nothing to us. For what has been dissolved has no sense-experience, and what has no sense-experience is nothing to us.
(Epicurus, reported by Diogenes Laertius, translated by Inwood and Gerson, 1997, p 32; another translation is by Yonge, 1983, p. 474).

Epicurus proposed
that human beings are made of complex compounds of atoms. At death these
compounds dissolve, releasing the atoms to form other things. The body decays
and the soul evaporates. Once we are dead, we are no more. We cannot feel what
it is like to be dead. And the dead certainly cannot experience pain. Death should
therefore not be feared.

Epicureanism was
popular during the Roman period. A common Latin epitaph summarized the life of
the Epicurean as a brief interlude between the nothingness preceding birth and
the nothingness following death:

          Non fui, fui, non sum, non curo
          (I was not; I was; I am not; I do not care).



Gustav Doré’s illustration (1857) of Dante’s Sixth Circle.

As Christianity became the official religion of the Roman Empire, Epicureanism faded into obscurity. Dante placed the Epicureans in the Sixth Circle of his Inferno (1320, Canto X). Those who did not believe in the afterlife were forced to spend eternity in graves that were completely closed just as in life their tenants’ obstinacy kept them from the truth. The graves were filled with fired graves just as in life the Epicureans were consumed by their heresy.

As the Western world
moved away from the dogmatism of the Middle Ages, the idea that man was not immortal
was once again considered. Those who now reject any belief in an afterlife sometimes
adopt the bravado of the Epicurean epitaph. But more often than not they care
deeply about death as the defining event in a life. It is not nothing.

Atoms and the Void

The philosophy of
Epicurus derives from the atomism of Democritus (460-370 BCE). Democritus was
born and lived in Abdera, a city in Northern Greece, at about the same time as
Socrates was active in Athens. Democritus maintained that everything was made
of tiny indestructible atoms (Berryman, 2016). He claimed to have learned this
from Leucippus, about whom little is known, and who may be more mythical than
real.

Democritus was called the “laughing philosopher” to distinguish him from Heraclitus (535-475 BCE), the “crying philosopher,” who believed that nothing was indestructible and that everything is forever changing. The cheerful and the tearful.

Jusepe de Ribera’s imagined portraits of Heraclitus (1615) and of Democritus (1630), both now in the Prado Museum

Of the many
writings of Democritus, we now have only fragments, the most famous of which
is    

By convention sweet is sweet, bitter is bitter, hot is hot, cold is cold, color is color; but in truth there are only atoms and the void (translation by Will Durant, 1939, p 393).

The concepts of
the atom and the void were derived from a combination of observation and logic.
Everyone perceives that the world contains objects and that these objects move:
matter and motion. Objects can be broken down into smaller pieces, and these
pieces can themselves be broken down into even tinier particles. But this
breaking down can only proceed so far, or all objects would by now have been
broken down to nothing. There must therefore be some indivisible particle
beyond which matter cannot be further broken. These atoms (from the Greek atomos,
uncuttable) are so tiny that they are cannot be seen by the eye: invisible and indivisible.
The void is necessary to explain how things move. How could something change
its location unless there were empty space for it to move into?

Atoms are infinite
in number but of a finite number of types. Moving atoms collide with one
another and join to form compounds. These compounds interact with each other to
create all that exists in the world. Combining atoms is like forming words with
the letters of the alphabet. From a few letters come a myriad words.

Though atoms are
eternal, the compounds that they form are transient. Rock erodes to sand, which
under pressure becomes stone again. Water evaporates and then condenses. Living
things develop, become mature and then die. At death, the components of the
body break apart, releasing its atoms for making other compounds.

          Imperious Caesar, dead and turn’d to clay,
          Might stop a hole to keep the wind away (
Hamlet, V:1)

The soul is
composed of atoms just like everything else. The atoms of the soul are extremely
fine, perhaps similar to the atoms of fire. They permeate the body, giving it a
conscious spirit. When the body dies, the atoms of the soul dissolve back into
the void like all the other atoms of the body. The soul does not persist beyond
death. There is no afterlife. We are transient like everything else, mortal
like all other living things.

Democritus’ absolute materialism differed from the philosophy of Plato, who proposed the primacy of ideas. Indeed, Plato was so upset with his rival’s teachings that he reportedly urged that all the books of Democritus should be burned (Diogenes Laertius, p 393). So much for freedom of thought in a republic governed by philosophers.   

The Garden of Epicurus

The ideas of
Democritus were extended by Epicurus (341-270 BCE), who was born on the Greek
island of Samos off the west coast of Turkey. In 306 BCE Epicurus established a
school of philosophy in Athens that met in a garden below the Acropolis (Jones,
1989; Konstan, 2018; O’Keefe, 2010; Wilson, 2015).

Epicurus (a digital reconstruction by Bernard Frischer that combines a head from Naples with a body from Florence)

He wrote extensively though none of his books survived the anti-heretical campaigns of the Christian Church. Most of what we know about Epicurus is preserved in the biography written by Diogenes Laertius (3rd Century CE), which includes some of the letters written by the philosopher to his colleagues, and a listing of his Principle Doctrines (Kyriai Doxai). The philosophy of Epicurus was popular in the Roman Empire, and several statues of Epicurus have survived in Roman copies (see right).

Among the lost books
of Epicurus was the Kanon (Rule, Criterion) which discussed how true knowledge
could be obtained. Epicurus proposed that sensation is the most dependable
criterion of truth – the world is what we perceive. Ideas derive from rather
than precede the analysis of sensory information. This seems to have differed
from the ideas of Democritus, who believed that our perceptions were as much
convention as reality.

In the lost Peri
Physis
(On Nature) Epicurus presented and extended the atomism of
Democritus. He acknowledged that there are only atoms and the void. The body
and the soul are made of atoms that fall apart when the corporeal body dies and
the conscious soul ceases. We do not live forever.

Epicurus appears to have deviated from the fixed determinism of Democritus byproposing the idea of the clinamen (swerve). Atoms falling through the void would never collide to form compounds unless some atoms at some time swerved from their predetermined path. Democritus also suggested that this unpredictable random movement was the basis of our free will, when we act according to what is desired of the future rather than what has been ordained by the past. In recent years similar ideas based on the uncertain behavior of atoms in the brain have been used to explain free will. Unfortunately, these ideas have little explanatory value. My actions are no more free when determined by random events in the present than when determined by the fixed events of the past.

Free will was
important to Epicurus because he wished us to choose the good life. This depended
on maximizing our happiness. Although maligned by Christian polemicists as a decadent
libertine, Epicurus actually practiced an ascetic hedonism. He valued most the
simple sensory pleasures of his garden and the friendship of his colleagues. He
eschewed any participation in politics as causing too much anxiety. His goal
was ataraxia (tranquility, peace of mind, from a- not and tarasso,
disturb). 

Although he was
described as an atheist, Epicurus thought that the gods were real because our
ideas of them were just too clear to be ignored. However, he argued that the
gods were not in any way concerned with human affairs. Like true Epicurean, the
gods enjoy themselves and refuse to be bothered by human politics.

Epicurus proposed
that we should not be frightened of death. Since our consciousness ceases when
we die, death is not painful. Since the gods are not concerned with human
beings, they have not provided an afterlife of punishment for all that we have
done wrong. If we attain a life of ataraxia, it matters not how long we
live (Lesses, 2002; Mitsis, 2002). Death is the natural and inevitable end to
life. The following is from the Letter to Monoeceus:

Get used to
believing that death is nothing to us. For all good and bad consists in
sense-experience, and death is the privation of sense-experience. Hence, a
correct knowledge of the fact that death is nothing to us makes the mortality
of life a matter for contentment, not by adding a limitless time to life but by
removing the longing for immortality. For there is nothing fearful in life for
one who has grasped that there is nothing fearful in the absence of life. Thus,
he is a fool who says that he fears death not because it will be painful when
present but because it is painful when it is still to come. For that which
while present causes no distress causes unnecessary pain when merely
anticipated. So death, the most frightening of bad things, is nothing to us;
since when we exist, death is not yet present, and when death is present, then
we do not exist. (Inwood & Gerson, 1997, p 29)

Epicurus practiced
what he preached. He died from an attack of kidney stones. Despite severe and
prolonged pain, he maintained his ataraxia. His cheerfulness of mind and
his memory of philosophy counterbalanced his afflictions.

De Rerum Natura

In about 50 BCE
Titus Lucretius Carus published a long Latin poem about the Nature of Things.
The poem probably derives from the Peri Physis of Epicurus. Little is
known about the poet. In his Chronicon (circa 380 CE), written some 400
years later, Saint Jerome included an entry for the year 94 BCE:

Titus Lucretius,
poet, is born. After a love-philtre had turned him mad, and he had written, in
the intervals of his insanity, several books which Cicero revised, he killed
himself by his own hand in the forty-fourth year of his age. (translation by
Santayana, 1910, p 19)

Saint Jerome was a
devout Christian, completely opposed to the beliefs of Epicurus, who claimed
that the gods had nothing to do with human life, and who denied the immortality
of the soul. Most critics feel that Jerome was simply trying to belittle the
poet and to cast his work as nonsense: be not seduced by Epicureanism, since madness
and suicide follow from such heresies (e.g., Sedley, 2018, and Smith, 1992 in
his introduction to the Loeb edition of De Rerum Natura). However, the
biography may contain some threads of truth:   

The love-philtre in this report sounds apocryphal; and the story of the madness and suicide attributes too edifying an end to an atheist and Epicurean not to be suspected. If anything lends colour to the story it is a certain consonance which we may feel between its tragic incidents and the genius of the poet as revealed in his work, where we find a strange scorn of love, a strange vehemence, and a high melancholy. It is by no means incredible that the author of such a poem should have been at some time the slave of a pathological passion, that his vehemence and inspiration should have passed into mania, and that he should have taken his own life. (Santayana, 1910, pp 19-20).

De Rerum
Natura
is like no other
poem: a scientific treatise expressed in verse. The poetry is characterized by
brilliant language and intense imagery. Most impressive is the ongoing energy
of the argument as Lucretius moves from atoms to death, from the soul to the
cosmos, from the weather to the plague.

The poem begins
with a beautiful invocation of Venus as the mother of Aeneas, founder of Rome,
as the patron of all the creative forces in the world, and as the
personification of Epicurean pleasure:

     Life-stirring Venus, Mother of Aeneas and of Rome,
     Pleasure of men and gods, you make all things beneath the dome
     Of sliding constellations teem, you throng the fruited earth
     And the ship-freighted sea — for every species comes to birth
     Conceived through you, and rises forth and gazes on the light.
     The winds flee from you, Goddess, your arrival puts to flight
     The clouds of heaven. For you, the crafty earth contrives sweet flowers,
     For you, the oceans laugh, the skies grow peaceful after showers,
     Awash with light. (I: 1-10 Stalling translation)

On the right is the first page of a 1483 manuscript copy of the poem made for Pope Sixtus IV by Girolamo di Matteo de Tauris. The Latin text begins

Aeneadum genetrix, hominum divomque voluptas,
Alma Venus, caeli subter labentia signa
Quae mare navigerum, quae terras frugiferentis

The beginning of
the poem immediately questions the Epicurean view that the gods are not
involved with the human world. Why should Lucretius invoke Venus as a partner
in his poetry? The gods are a problem for Epicureanism: if they are real, they
must be made of atoms and, if so, they cannot be immortal; yet, if they are
mortal, they are not gods. Lucretius probably considered the gods more as
metaphors than as real beings. Later in the poem (II: 646-660) he remarks that it
is customary to call the sea Neptune, the corn Ceres and the wine Bacchus
without actually meaning that these things are divine.

Lucretius quickly indicates that superstitious belief in the gods can lead to terrible wrongs by recounting the story of Iphigenia, daughter of Agamemnon, who was sacrificed at Aulis to propitiate the anger of the goddess Artemis, and obtain fair winds to send the Greek ships to Troy. The illustration at the left shows a fresco in the House of Tragic Poet in Pompeii from about the same time as Lucretius. Iphigenia is carried by Achilles and Ulysses to be sacrificed by Calchas the priest, while her father on the left refuses to observe her death. Above, the goddess Artemis arranges for a stag to be substituted for Iphigenia, who will be spirited away. However, this will be done without any of the Greeks realizing that Iphigenia was not actually sacrificed. Human sacrifice is also part of the Hebrew Bible, which recounts the attempted sacrifice of Isaac in Genesis 22 and the actual sacrifice of Jephthah’s daughter in Judges 11. As Lucretius clearly states, Iphigenia was

          An innocent girl betrayed to a sort of incest
          To be struck down by the piety of her father
          Who hoped in that way to get a good start for his fleet.
          That is the sort of horror religion produces.
          (I: 98-101, Sisson translation).

De Rerum
Natura
recounts the
principles of atomism espoused by Epicurus. Lucretius describes the clinamen
or swerve, and notes its importance for free will. We are not completely
determined by our past:

Again, if all motion is always one long chain, and new motion arises out of the old in order in-variable, and if the first-beginnings do not make by swerving a beginning of motion such as to break the decrees of fate, that cause may not follow cause from infinity, whence comes this free will in living creatures all over the earth, whence I say is this will wrested from the fates by which we proceed whither pleasure leads each, swerving also our motions not at fixed times and fixed places, but just where our mind has taken us? (II: 252-260, Rouse translation).

Lucretius considers death in many ways. The following passage provides the principal Epicurean argument:

           So death is nothing, and matters nothing to us
           Once it is clear that the mind is mortal stuff.
           …
           So when we are dead and when our body and soul
           Which together make us one, have come apart,
           Nothing can happen to us, we shall not be there,
           Nothing whatever will have the power to move us,
           Not even if earth and sea got mixed into one.
           (III: 830-1, 838-842, Sisson translation)

Lucretius also
adds the analogy of the mirror to the Epicurean comparison of the time before
birth to the time after death. If we are not concerned with what occurred
before we are born, why should we be afraid of its mirror-image: the time after
we have died and once again do not exist:

           Now look back: all the time that ever existed
           Before we were born, was nothing at all to us.
           It is a mirror which nature holds up for us
          To show us what it will be like after our death.
          Is it very horrible? Is there anything sad in it?
          Is it any different from sleep? It is more untroubled.
          (III: 972-977, Sisson translation)

The poem goes on
to consider many natural phenomena. Some of the explanations that Lucretius
offers are good, and some are similar to those proposed in modern science.
However, most of the explanations are wrong. Science and poetry are not well
suited: poetry attempts to say things that will last forever, whereas science is
always changing.

At the end of the
VI Book of De Rerum Natura Lucretius vividly describes the great Plague
of Athens that began in 430 BCE during the Peloponnesian War. There is great
debate about the nature of the plague, which was perhaps caused by an
Ebola-like hemorrhagic fever. 

     The symptom first to strike was fiery fever in the head,
     And both eyes, burning hectic bright, were all shot through with red.
     The throat as well would sweat with blood, all black within. And stung
     With sores, the pathway of the voice would clog and choke. The tongue,
     Interpreter of the mind, oozed pus, and, made limp with the smart,
     Was too heavy to move, and rough. Thence the disease would start,
     Passing the gullet, to fill the chest, and flood the heavy heart
     Of the afflicted, and then, indeed, all of the gates of Life
     Began to give. From the open mouth, there would exhale a rife
     Stink, like the stench of rank unburied corpses left to rot.
     And then all of the powers of the mind and body, brought
     To the very brink of doom, began to flicker. Mental strain
     Ever danced attendance on intolerable pain;
     Pleas mingled with moans. Ceaseless retching, lasting day
     And night, was ever causing seizure and cramp, and wasting away
     The strength of men already racked with suffering and worn out.
     (VI: 1145-1161
, Stallings translation)

Death was everywhere. Below is a detail of an engraving (from the Wellcome Library) from a 1654 painting by Michael Sweerts, once thought to represent the plague of Athens:

The Plague of Athens

The prevalence of
death tore at the moral fabric of the city:

     The present grief was overwhelming. No one any more
     Observed the rites of burial they had observed before,
     For the whole populace was thrown in disarray and cowed.
     Each mourner buried his dead just as the time and means allowed.
     Squalid Poverty and Sudden Disaster would conspire
     To drive men on to desperate deeds — so they’d place on a pyre
     Constructed by another their own loved-ones, and set fire

     To it with wails and lamentation. And often they would shed
     Much blood in the struggle rather than desert their dead.
     (VI: 1278-1286, Stallings translation)

De Rerum
Natura
ends here. Most
critics feel that Lucretius died before he could finish his poem, and that he
probably intended to explain how philosophy could help one face the horrors of
such a plague with equanimity. But he did not. And one wonders if he could not.

Stoicism

At the time of
Epicurus, Athens was home to several other schools of philosophy. The most
important of these were the Skeptics who refused to believe in anything, and
the Stoics who differed from the Epicureans mainly in their promotions of
virtue rather than pleasure as the goal of human life (Baltzly, 2019; Long, 1986).
The Stoics proposed that the universe proceeded according to its own Logos, and
that human benefit was not necessarily part of this determined path. One had to
accept one’s fate and do the best that one could. The Stoical idea of the Logos
goes back to Heraclitus. Indeed, Stoics and Epicureans can trace their
emotional origins to tearful Heraclitus and cheerful Democritus.  

Marcus Aurelius

The Stoics also differed from the Epicureans in their approach to death. While the Epicureans tried to ignore death, the Stoics paid it constant attention. Death brings one’s life to an end, and therefore settles the sum of one’s virtues and achievements. Life should therefore be lived as if death were imminent. The Roman Emperor Marcus Aurelius, the 175 CE statue of whom is illustrated on the left, voiced these Stoical precepts in his Meditations:

Every moment think steadily as a Roman and a man, to do what thou hast in hand with perfect and simple dignity, and feeling of affection, and freedom, and justice; and to give thy self relief from all other thoughts. And thou wilt give thyself relief, if thou doest every act of thy life as if it were the last, laying aside all carelessness and passionate aversion from the commands of reason, and all hypocrisy, and self-love, and discontent with the portion which has been given to thee.

Do not act as if thou wert going to live ten thousand years Death hangs over thee. While thou livest, while it is in thy power, be good

(Marcus Aurelius, 180 CE, II: 5 and III: 17, translation by Long)

Stoicism became
more popular with the Romans than Epicureanism. And Stoicism fitted more easily
to the doctrines of Christianity, which accepted and transformed the Stoic idea
of Logos, making Christ its personification.  

Epicurus and Modernity

The works of Democritus
and Epicurus did not survive beyond Roman times. However, a manuscript of De
Rerum Natura
by Lucretius was diligently copied and re-copied by Christian monks,
and finally discovered in a German monastery in 1417 by Poggio Bracciolini (Greenblatt, 2011). The
first printed publication of De Rerum Natura was in 1473.

The rediscovered book
brought the atomism of Democritus and Epicurus to the attention of the
philosophers and scientists of Europe. Pierre Gassendi (1592-1665) in France
and Robert Boyle (1627-1691) in England were attracted to the explanatory power
of atoms and developed a “corpuscular philosophy” (Wilson, 2008). They tried
but failed to reconcile this atomism with Christian beliefs in the immortal
soul and a beneficent God.

As science progressed, corpuscular philosophy developed into modern chemistry. Atoms of different types combine to form molecules of various chemical compounds. The pressure of a gas depends on the force exerted by the continual movement of its molecules. This is illustrated on the right, in which five of the molecules are colored red to make their motion easier to follow. The molecules move like the motes of dust in the sunlight that were described in De Rerum Natura (Book II:62-79). Science now knows that atoms are not indivisible, but modern science owes much to Lucretius. 

As the Enlightenment
progressed, some thinkers decided to reject God and immortality and to accept
Epicurus’ views of death. Of these perhaps the most famous is David Hume
(1711-1776) who, when dying of cancer, was interviewed by James Boswell
(1740-1795). Boswell was disconcerted by Hume’s refusal to believe in the
afterlife, and by his cheerfulness in the face of death (Miller, 1995):

I asked him if the thought of annihilation never gave him any uneasiness. He said not the least; no more than the thought that he had not been, as Lucretius observes. (Boswell, 1776).   

Fear of Death

Despite the
cheerfulness with which Epicurus and Hume faced death, Epicurean logic fails to
convince most human beings not to fear death. Since death before maturity
prevents us from reproducing, evolution must clearly have given preference to
those whose fear of death made them avoid potentially fatal situations.

Epicurus promoted
pleasure as the goal of life, but had difficulty handling its relation to time.
Common sense definitely presumes that pleasure is greater when it lasts longer.
A death that shortens a potentially pleasurable life should therefore be
feared. Epicurus proposed that ataraxia is the same regardless of the
duration, but his argument is unconvincing:

Epicurus holds that pleasure is the supreme good, and yet claims that there is no greater pleasure to be had in an infinite period than in a brief and limited one. Now one who regards good as entirely a matter of virtue is entitled to say that one has a completely happy life when completely virtuous. Here it is denied that time adds anything to the supreme good. But if one believes that the happy life is constituted by pleasure, then one cannot consistently maintain that pleasure does not increase with duration, or else the same will apply to pain. Or are we to say that the longer one is in pain the more miserable one is, but deny that duration has any bearing on the desirability of pleasure. (Cicero, 45 BCE, II: 88)

Nagel (1990) makes
a similar point:

Observed from without, human beings obviously have a natural lifespan and cannot live much longer than a hundred years. A man’s sense of his own experience, on the other hand, does not embody this idea of a natural limit. His existence defines for him an essentially open-ended possible future, containing the usual mixture of goods and evils that he has found so tolerable in the past. Having been gratuitously introduced to the world by a collection of natural, historical, and social accidents, he finds himself the subject of a life, with an indeterminate and not essentially limited future. Viewed in this way, death, no matter how inevitable, is an abrupt cancellation of indefinitely extensive possible goods. Normality seems to have nothing to do with it, for the fact that we will all inevitably die in a few score years cannot by itself imply that it would not be good to live longer.

Most people feel
that death comes before their lives have been properly completed. Some things
have not yet been experienced, others have not yet been atoned for; their
achievement is not enough, their legacy not sufficient. As Cicero (44 BCE)
remarked “No one is so old that he does not expect to live a year longer.”

The Makropulos Case

How much longer should
one then wish to live? Forever may be as frightening as tomorrow. This idea was
considered in an important paper by Bernard Williams (1973) that took as its
point of origin a play by Karel Capek that premiered in Prague in 1922 – The
Makropulos Case.
Leos Janacek’s operatic version of the play was produced
in Brno in 1925.

In the play Emilia
Marty, a beautiful and successful opera singer, turns out to be Elina
Makropulos, a young Greek woman who was given an elixir of longevity by her
physician-father in 1601. Having lived over 300 years without aging she has
returned to Prague to find the elixir’s formula so that she can further prolong
her youth. The following photograph from the San Francisco Opera (2016) shows
Nadja Michael in the role of Emilia in the first act of the opera (which takes
place in a law office):

In the end Emilia
decides that she does not want to live longer. She explains to the others:

               Oh, life should not last so long!
               If you only realized how easy life is for you!
               You are so close to everything!
               For you, everything makes sense!
               For you, everything has value!
               – for the trivial chance reason
               that you are going to die soon.
               … It’s all in vain
               whether you sing or keep silent –
               no pleasure in being good
               no pleasure in being bad.
               No pleasure on earth,
               No pleasure in heaven.
               And one comes to learn
               that the soul has died inside one.
               (Janacek version)

Williams (1973) agrees
with Emilia. After a while immortality will become tedious. Human desires are
designed for shorter periods. Evolution has made us long to live longer. Yet
the usual span of human life gives us about the right amount of time to
experience what we can, and to accomplish what we should.

Aubade

Another aspect of
death not considered in Epicurean philosophy is that it is the end of the
“person.” Each individual spends a lifetime developing a collection of
experiences and achievements, out of which are derived a set of values and an
accumulated knowledge. Warren (2004, chapter 4) considers these as the personal
“narrative.” At death the story ends. The person vanishes. Some traces will be
preserved in the memories of others but these are but faint copies of the
original.

This is the reason
why Lucretius’ analogy of the mirror does not work. We are not concerned with
the time before we were born because we did not exist then. However, this is
not the mirror image of the time after our death when we again do not exist.
Because in the meantime we have existed. Time only goes one way.

Personal annihilation is perhaps the most frightening part of death. On December 23, 1977, Philip Larkin published a poem about death in the Times Literary Supplement. (The full text is available at this link). In a letter to a friend he called it “a real infusion of Christmas cheer” (Larkin, Burnett, 2012, p 495). Fletcher (2007) provides some discussion of the poem and its relation to one of John Betjeman’s. An aubade is typically the dawn song of a lover as he leaves his mistress. Larkin’s poem is a death song about leaving his life. He is intensely afraid:

          The mind blanks at the glare. Not in remorse
          —The good not done, the love not given, time
          Torn off unused—nor wretchedly because
          An only life can take so long to climb
          Clear of its wrong beginnings, and may never;
          But at the total emptiness for ever,
          The sure extinction that we travel to
          And shall be lost in always. Not to be here,
          Not to be anywhere,
          And soon; nothing more terrible, nothing more true.

He laments the
inability of religious faith or philosophical reason to provide any comfort:

                                 Religion used to try,
          That vast moth-eaten musical brocade
          Created to pretend we never die,
          And specious stuff that says
No rational being 
          Can fear a thing it will not feel, not seeing
          That this is what we fear—no sight, no sound,
          No touch or taste or smell, nothing to think with,
          Nothing to love or link with,
          The anaesthetic from which none come round.

Larkin provides us with no resolution of this fear. In the final lines of the poem he watches as the dawn breaks and people get ready for work. Phones will ring and letters will be delivered. Communication is perhaps our only comfort. The following is Larkin’s recitation of the poem.

Endings

So we come to the
end of this essay on endings. Though death is not desired, it is inevitable.
Epicurus was right about there being nothing after death, but death itself is
not nothing. It marks the transition of a life from the individual
consciousness to the memory of others. Henry James noted in 1916 when his final
stroke began, “So here it is, the distinguished thing” (Edel, 1968, Callahan, 2005).

References

Baltzly, D. (2019). Stoicism. Stanford Encyclopedia of Philosophy.

Berryman, S. (2016). Democritus. Stanford Encyclopedia of Philosophy.

Boswell, J. (1776, reprinted 1970). An account of my last interview with David Hume. In Weis C. M. and Pottle F. A. (Eds) Boswell in Extremes. 1776-1778. New York: McGraw Hill. (pp 11-15). Also available at PhilosophyTalk website.

Callahan,
D. (2005). Death: ‘The Distinguished Thing,’ Hastings Center Report, 35, S5-S8.

Čapek,
K., (translated and introduced by Majer, P., & Porter, C., 1999). Four
plays
. London: Methuen Drama.

Cicero, M. T. (45 BCE, translated by Woolf, R., and edited by Annas, J., 2001). On Moral Ends. Cambridge, UK: Cambridge University Press. Available at Archive.org

Cicero, M. T. (44 BCE, translated by A. P. Peabody, 1884). Cicero de Senectute (on old age). Little Brown, Boston. Available at Archive.org

Diogenes Laertius (3rd Century CE, translated by Yonge, C. D., 1853). The lives and opinions of eminent philosophers. London: Henry G. Bohn.  Available at Archive.org

Durant, W. (1939). The story of civilization: Part II: The life of Greece. New York: Simon and Schuster. Available at Archive.org

Edel, L. (1968). The deathbed notes of Henry James. The Atlantic Monthly, (June 1968)

Fletcher, C. (2007). John Betjeman’s Before the Anaesthetic, orA Real Fright’: A Source for Philip
Larkin’s ‘Aubade’. Notes and Queries, 54, 179-181

Greenblatt, S. (2011). The swerve: How the
world became modern
. New York: W.W. Norton.

Inwood, B., & Gerson, L. P. (1997). Hellenistic
philosophy: Introductory readings
. 2nd Edition. Indianapolis: Hackett.

Jones, H. (1989). The Epicurean tradition.
London: Routledge.

Konstan, D. (2018). Epicurus. Stanford Encyclopedia of Philosophy.

Larkin, P. (edited by A. Burnett, 2012). The
complete poems of Philip Larkin
. London: Faber and Faber.

Lesses, G. (2002).
Happiness, completeness, and indifference to death in Epicurean ethical theory.
Apeiron, 35 (4), 57–68.

Long, A. A. (1986). Hellenistic philosophy: Stoics,
Epicureans, Sceptics
. 2nd Edition
Berkeley: University of California Press.

Lucretius, C. T. (~50BCE, translated by W. H.
D. Rouse, 1924, with introduction and revisions by M. F. Smith, 1992). De
rerum natura
. Cambridge, Mass: Harvard University Press (Loeb Classical
Library). (Latin with English prose translation)

Lucretius, C. T. (translated by C. H. Sisson,
1976). De rerum natura: The poem on nature; a translation. Manchester:
Carcanet New Press. (Blank verse translation)

Lucretius, C. T. (translated by A.E. Stallings, 2007). The nature of things. London: Penguin Classics. (Translation in rhyming couplets)

Marcus Aurelius Antoninus (180 CE, translated by G. Long, 1862). Meditations. New York: F. M. Lupton. Available at Archive.org.

Miller, S. (1995). The death of Hume. Wilson Quarterly, 19 (3). 30-39

Mitsis, P. (2002).
Happiness and death in Epicurean ethics. Apeiron, 35 (4), 41–55.

Nagel. T. (1970). Death. Nous, 4,
73-80. Reprinted in Nagel, T. (1979). Mortal Questions (pp 1-10)
Cambridge UK; Cambridge University Press.

O’Keefe, T. (2010). Epicureanism.
Durham, UK: Acumen.

Santayana, G. (1910). Three philosophical poets: Lucretius, Dante, and Goethe. Cambridge, MA: Harvard University.

Sedley, D. (2018). Lucretius. Stanford Encyclopedia of Philosophy.

Warren, J. (2004). Facing death:
Epicurus and his critics
. Oxford: Oxford University Press.

Williams, B. (1973). The
Makropoulos case: Reflections on the tedium of immortality. Reprinted in his Problems
of the Self.
(pp 82-100).  New York: Cambridge University Press.

Wilson, C. (2015). Epicureanism: a very short introduction. Oxford: Oxford University Press.  

Wilson, C. (2008). Epicureanism at the
origins of modernity.
Oxford: Oxford University Press.




Modern Wheels

The wheel has been around since about 4000 BCE (Bulliet, 2016). The first wheels used for transportation may have derived from potters’ wheels used for moulding cups and bowls. Some early wheels were made of stone, but these were soon replaced by wood which was lighter and faster. Around 3000 BCE spokes were invented, and for several thousand years fast-moving chariots with spoked wheels often decided ancient battles.  

By the middle of the nineteenth century wooden wheels for carts and carriages had become fully developed (see figure). The rim was made by bending ash to form curved felloes. These were attached to the hub by strong oak spokes, and held in place by a steel tire. 

In the last two hundred years the wheel has changed dramatically. Some changes have made the wheels more efficient (working well) and some made them more attractive (looking lovely). The forces driving the changes are thus similar to those that occur during evolution with its survival of the fittest and its sexual selection. However, wheel innovation is controlled by human design rather than random mutation, and the changes have occurred much more rapidly. And, as in evolution, some innovations do not survive: hubcaps and whitewall tires have become extinct.

Bicycles

The new velocipedes (after 1820) and pedal-driven bicycles (after 1860) were powered by human beings rather than horses or oxen. This forced the development of lightweight wheels (Brandt, 1993; Herlihy, 2004). The first change was to make spokes of wire rather than wood. Initially these wires were arrayed radially from the hub to the rim. Spokes generally alternated between the two sides of the hub, giving the wheel a triangular cross-section, and thereby increasing the wheel resistance to compression (illustrated on the right). When a free-wheel system (invented in 1869 by William van Anden) was added to the rear wheel, the length of the spokes on the side of the free-wheel was shortened to maintain the wheel’s balance. This was called “dishing” the wheel, i.e. making it more like a dish than a plate. Ball-bearings were first used to facilitate the rotation of the bicycle wheel around the fixed axle in 1869.

In 1874, John Kemp Starley invented a tangential approach to lacing the spokes of a wheel. The spokes were attached to the hub at an angle and crossed over each other on their way to the rim. This improved the ability of the wheel to resist the rotational forces (torque) involved when changing speed. Various levels of cross-over (from 1 to 4) are possible. Typical road bikes have 3-cross (3X) spokes. The spoke crosses another almost immediately upon leaving the hub, a second about an inch or so away from the hub, and a third about one third of the way out toward the rim. The following figure shows the lacing pattern of a 3-cross wheel (Litt, 2010; Brown & Allen, 2011). The left shows half the set of spokes from one side of the hub; the middle shows all the spokes on that side of the hub; the right shows all the 36 spokes from both sides of the hub.

The 3-cross spoke pattern is present in the famous Rover Safety Bicycle marketed by Starley in the 1880s:

In 1889 John Boyd Dunlop made the first commercially successful pneumatic tires for bicycles. The idea had been patented some forty years before, but had not been followed into production.

Automobiles

The first automobiles used bicycle wheels. As the automobile became heavier, the wheels had to become more robust. Although wire wheels were still used in racing cars and motorcycles, the most common automobile wheels were made of two pieces: a drum (barrel or rim) upon which the tire was mounted, and a wheel disk that was welded (or bolted) to the drum (see right). The joining occurred on the outer edge of the wheel. The complete wheel was therefore deeply dished to allow space for the brakes, which initially worked by pushing against the inside of the drum. Nowadays, these have largely been replaced by disk-brakes which operate on a disk attached to the axle within the dished wheel. A major difference between automobile and bicycle wheels is that the automobile wheel is fixed to the axle.

Initially the automobile wheel-disk was made of solid steel, but holes were soon inserted (Reif, 2011; Duffy, 2014). These lightened the wheels without significant loss in strength, and provided ventilation to prevent the brakes from over-heating. Unfortunately, the wheel was visually unattractive. To overcome this, whitewall tires were invented, but this still left a dark and dirty inner wheel. One could paint the wheel, but a more common approach was to cover the wheel with a shiny cover made of aluminum or plastic. This hubcap or wheel-cover also protected the lug-bolts that held the wheel to the axle-hub. The following figure shows examples of the exposed wheel (1 – unpainted, 2 – painted), two simple hubcaps (3 – baby moon; 4 – full moon), a simple decorative hubcap (5), and finally a very complicated decorative hubcap (6) imitating wire spokes (note the steel wheel behind the wires).

When a tire needed changing the hubcap had to be removed to access the lug bolts. The hubcap was therefore spring-clipped to the wheel so that it could be easily popped off with a tire-iron. Unfortunately, potholes and bumps often had the same effect, and hubcaps became a common sight at the edge of the road (see right). Businesses sprang up to collect and resell lost hubcaps. One way to prevent this was to fix the hubcap more permanently to the wheel and to leave holes to access the lug bolts. Ultimately this led to there being two wheels: the sturdy steel wheel that supported the rim and the light wheel-cover that made the wheel look more appealing.

This redundancy can be prevented if the supporting wheel could be made more visually attractive (Newton, 2007). Then it would provide both the strength and the shine. The advent of new magnesium and aluminum alloys and improved casting techniques led to wheels that no longer needed to be covered to look good. The following illustration shows an early aluminum wheel (Style 5) from BMW with a mesh pattern that pays homage to wire-spokes (1), a classic Mercedes star wheel (3) and an elegantly simple alloy wheel from Lexus (3):

Recently the rim, spokes and center disk are typically forged in one piece. The following illustration compares an old two-piece welded steel wheel to two new one-piece forged wheels from Bayern and from Konig: 

With the bright new wheel designs there is no longer need for whitewalls. Hubcaps are now restricted to the center hole of the wheel where they display the company logo. The most famous of these “center caps” is made by Rolls Royce to rotate in the opposite direction to the wheel, making the double-R legible at any speed.  

Primes and Patterns

Most wheels on passenger cars are attached using 5 lug-bolts. Smaller cars can use 4 or even 3 and larger cars and SUVs often use 6. Fivefold symmetry makes it difficult to generate resonance vibrations between different parts of the wheel since 5 is a prime number. The other advantage is that the openings between the spokes approximate an equilateral triangle, the strongest triangle design. Five-sided shapes (pentagons and pentacles) are aesthetically pleasing, perhaps because they have some symmetry but not too much. 

Although the spoke design is generally based on 5,  the spokes may be paired or tripled, and spoke patterns based on 3 , 4, 6 or 7 are also possible (following illustration). The combination of 5 lug-bolts and 7 spokes seems to fulfil the idea of “prime” wheels.  

With the new alloys and finishes, various patterns can be designed. Shiny surfaces can highlight the basic structure (1). Rotationally asymmetrical wheels (2) look like they are meant to go in one direction. This leads to the problem that the wheels on the two sides of the car want to go in opposite directions. On the right, the wheel from the Lexus (3) shows a pattern that alludes to the tangential spokes initially developed for bicycle wheels.

Envoi

Wheels have developed to satisfy both function and fashion. They are an essential part of both the operation and attractiveness of the modern bicycle and automobile. Wheels define a vehicle’s “street presence.”

 

References

Brandt, J. (1993). The bicycle wheel. 3rd Edition. Palo Alto, CA: Avocet.

Brown, S, (2008, revised by Allen, J., 2011) Wheelbuilding.

Bulliet, R. W. (2016). The wheel: Inventions & reinventions. New York: Columbia University Press.

Duffy, J. E. (2014). Modern automotive technology. Eighth Edition. Tinley Park, IL: Goodheart-Willcox.

Herlihy, D. V. (2004). Bicycle: The history. New Haven: Yale University Press.

Litt, S. (2010). Wheel Building.

Newton, R. (2007). Wheel and tire performance handbook. St. Paul, MN: Motorbooks.

Reif, K. (Ed.) (2011). Bosch Automotive Handbook. 8th Edition. Chichester, UK: John Wiley




Stones of the Picts

With my surname it is inevitable that I should become interested in the Picts, a people who lived in Scotland during the first millennium of the Common Era. They left behind many sculptured stones, which now stand in fields and churchyards in the Northeast part of Scotland. Together with the Scots, the Vikings and the Anglo-Saxons, they became the people of Scotland.



Origins
of the Picts

Drumtroddan

The British Isles have been home to human beings for thousands of years. In the Neolithic Period, the inhabitants of Western Britain, Northern Britain and Ireland raised striking stone monuments, the most famous of which is Stonehenge. Scotland has numerous stone-circles and standing stones, particularly in the West and North. The illustration at the right shows a Neolithic standing stone (about 3 meters high) at Drumtroddan in Galloway. Most Neolithic stones are plain, but occasionally they are marked with circular incisions or hollowed-out cups.

Recent archeological evidence has indicated a major
change in the people of Britain during the 3rd Millennium BCE. At
that time the original Neolithic inhabitants of the islands were largely
replaced by Bronze Age people from the continent who brought with them the
technology of Bell-Beaker pots (Olalde et al., 2018). This migration to Britain
was part of the westward expansion of the Celtic peoples (Manco, 2015;
Cunliffe, 2018).

The beakers were molded by hand rather than on a wheel,
and had a characteristic bell shape (Clarke, 1966). They were decorated
horizontally either by cord impressions or by incised patterns. Typical pots
had a diameter of about 10 cm and were used for drinking. Larger pots could be used
for storage or as funeral urns. Some pots were used in the smelting of metals. The
bell-beaker technology began in central Europe but there was much interchange
of both pots and potters among the different peoples and regions of Europe
(Salanova et al., 2016). The illustration shows a Spanish pot on the left and a
Scottish pot on the right:

Bell-Beakers

The people who brought the beakers from the continent to
Britain likely spoke an Indo-European Proto-Celtic language. This then differentiated
into two main branches – Goedelic in Ireland (and later in Western Scotland)
and Brythonic in Britain. Goedelic developed into Irish, Manx and Scottish
Gaelic; Brythonic developed into Brittonic, Cornish, Welsh and Pictish.

The Celts thrived on the British Isles until the
Romans came. Julius Caesar made his first forays into Britain in 55 BCE, and
Roman legions subsequently controlled much of Southern Britain. Boudicca led an
uprising of the Britons in 60 CE, but this was soon put down. Gnaeus Julius
Agricola, governor of the Roman Province of Britannia from 77 to 85 CE, expanded
the area of Roman control northward. He led his soldiers against the inhabitants
of what is now called Scotland, culminating in 83 CE in the Battle of Mons Graupius
(somewhere in Aberdeenshire). The Romans considered themselves victorious.
Agricola’s nephew Tacitus (98 CE, pp 218-239) described the battle, attributing
to the Pictish general Calgacus a rousing speech of defiance before the
fighting:

But today the uttermost parts of Britain are laid bare;
there are no other tribes to come; nothing but sea and cliffs and these more
deadly Romans, whose arrogance you shun in vain by obedience and self-restraint.
Harriers of the world, now that earth fails their all-devastating hands, they
probe even the sea; if their enemy have wealth, they have greed; if he be poor,
they are ambitious; East nor West has glutted them; alone of mankind they
behold with the same passion of concupiscence waste alike and want. To plunder,
butcher, steal, these things they misname empire; they make a desolation and
they call it peace. … Here you have a general and an army; on the other side
lies tribute, labour in the mines, and all the other pangs of slavery. You have
it in your power to perpetuate your sufferings for ever or to avenge them
to-day upon this field; therefore, before you go into action, think upon your ancestors
and upon your children.

Bridgeness Slab

Tacitus described the outcome as a “decisive victory’ for the Romans. However, Agricola returned to the south without leaving any occupying garrisons. The Romans later set up defensive walls to keep out the marauding highlanders: Hadrian’s Wall (122 CE) at the level of the Firth of Solvay and a far less effective Antonine Wall (142 CE) at the level of the Firth of Forth. The sculptured Bridgeness slab in the Antonine Wall, showing a Roman horseman trampling on the Picts, may perhaps refer to Mons Graupius.

The
warriors north of the walls were called Scots and Picts by the Romans. The term
Scots is of uncertain etymology. It was initially used to describe raiders from
Ireland but it later came to mean those Celts in the Western part of Scotland who
were related by language and trade to the Irish. The Picts were in the North
East. Their name, deriving from picti (painted),
refers to their custom of painting or tattooing their bodies, a custom shared
with the Celts in the more Southern regions of Britain. We have little if any
knowledge of the Pictish language, but it was likely more related to the
Brittonic language than the Gaelic spoken by the Scots.

When the Roman Empire crumbled in the 5th
Century CE, the province of Britannia was invaded by the Anglo-Saxons. The
Celts were driven westward to Wales and Cornwall. Several new kingdoms were set
up, most notably Mercia in the middle of England and Northumbria in the
Northeast.  In the 9th Century
the Vikings attacked the British Isles, later settling and governing many
northern regions of both Britain and Ireland. .

Pictish
History

Most of what we know about the Picts comes from
historians who were not Picts. Most of these wrote long after the events they
described. There are lists of Pictish kings (e.g., Clarkson, 2017, pp 207-208)
but these are difficult to follow. Pictish kings were often not succeeded by
their sons. This may have been due to matrilineal succession (Woolf, 1988), but
was more likely caused by the kingship switching among the feuding clans. For
the purposes of this posting on the sculptured stones I can highlight three
main events in Pictish History after the Romans left.

First was the coming of Christianity. In the 6th Century CE, St. Columba came from Ireland to Scotland. At that time, the Gaelic people in Western Scotland were loosely affiliated in the Kingdom of Dal Raita. In 563 CE, their king, Connall mac Comgaill, granted St. Columba the island of Iona, on which to build a monastery. Once the monastic community was established Columba moved to proselytize the Picts. In 565 CE, Columba visited the stronghold of Brude (or “Bridei”), son of Maelchon. No one is clear as to its location, perhaps Craig Phadraig near Inverness. According to Adamnan’s Life of Columba (Book II:38)

[W]hen the saint made his first journey to King Brude,
it happened that the king, elated by the pride of royalty, acted haughtily, and
would not open his gates on the first arrival of the blessed man. When the man
of God observed this, he approached the folding doors with his companions, and
having first formed upon them the sign of the cross of our Lord, he then
knocked at and laid his hand upon the gate, which instantly flew open of its
own accord, the bolts having been driven back with great force. The saint and
his companions then passed through the gate thus speedily opened. And when the
king learned what had occurred, he and his councillors were filled with alarm,
and immediately setting out from the palace, he advanced to meet with due
respect the blessed man, whom he addressed in the most conciliating and
respectful language. And ever after from that day, so long as he lived, the
king held this holy and reverend man in very great honour, as was due.

The recorded lives of the saints are ornamented with miracles.
The opening of the door likely had some more natural cause, but the beginning
of the conversion of the Picts can be dated to about this time. An 1898 mural
in the Scottish National Portrait Gallery by William Hole shows Saint Columba’s
mission to the Picts:

St Columba Preaching to Picts

A second major event in Pictish history was the Battle of Dun Nechtain in 685 CE (Hudson, 2014, pp 74-80; Clarkson, 2017, pp 121-137). Under the leadership of King Bridei mac Bili (also known as Brude), the Picts defeated a Northumbrian army led by King Ecgfrith. According to Bede (8th Century, Book IV: 26), this was a divine punishment for the Northumbrian incursions into Ireland:

In the year of our Lord’s incarnation 684, Egfrid,
king of the Northumbrians, sending Beort, his general, with an army, into
Ireland, miserably wasted that harmless nation, which had always been most
friendly to the English; insomuch that in their hostile rage they spared not
even the churches or monasteries. Those islanders , to the utmost of their
power, repelled force with force, and imploring the assistance of the Divine
mercy, prayed long and fervently for vengeance and though such as curse cannot
possess the kingdom of God, it is believed, that those who were justly cursed
on account of their impiety, did soon suffer the penalty of their guilt from
the avenging hand of God; for the very next year, that same king, rashly
leading his army to ravage the province of the Picts, much against the advice
of his friends, and particularly of Cuthbert, of blessed memory, who had been
lately ordained his op (preacher), the enemy made show as if they fled, and the
king was drawn into the straits of inaccessible mountains, and slain with the
greatest part of his forces, on the 20th of May, in the fortieth year of his
age, and the fifteenth of his reign.

After the battle, King Bridei had the body of Ecgfrith
interred in the monastery of Iona. Eight years later Bridei died and was
himself buried on Iona. The Battle of Dun Nechtain was not decided by the will
of God, but it did represent the consolidation of Pictish power in Northeast
Scotland. These events also indicate the peaceful relations between the
kingdoms of Dal Riata and Pictavia.

Battle of Dun Nechtain

The Battle of Dun Nechtain is recorded on the Pictish sculpted stone in the Aberlemno Churchyard. In the upper part of the sculpture, a long-haired Pictish warrior advances from the left while an Anglo-Saxons with helmet and nose-guard flees to the right. In the middle three Pictish footsoldiers confront a mounted Anglo-Saxon. The bottom of the stone shows two mounted warriors fighting and on the right is shown the outcome with a raven pecking at the dead body of the Anglo-Saxon.

The final episode I shall consider was called Braflang
Scóine
or
the “Treachery of Scone” (Clarkson, 2017, pp 178-194). According to stories
recounted much later by such writers as Gerald of Wales writing in the late 12th
Century, Kenneth MacAlpin (Cináed mac Ailpin), King of Dal Riata,
invited the Pictish lords to a banquet at Scone. Unbeknownst to them their
tables were set on boards placed over pits. At a signal from MacAlpin, the
Scots

noted their opportunity and drew out the bolts which
held up the boards; and the Picts fell into the hollows of the benches on which
they were sitting, in a strange trap up to the knees so that they could never
get up; and the Scots immediately slaughtered them all, tumbled together
everywhere and taken suddenly and unexpectedly, and fearing nothing of the sort
from allies and confederates, men bound to them by benefits and companions in
their wars. (from Gerald of Wales De
Instructiones Principis,
translated in Clarkson, 2017, p 183).

Kenneth MacAlpin (810-858) then became King of the
Picts and the first king of a united Scotland (Alba). The dates of his kingship are generally considered 843-858.
The lurid details of the Treachery of Scone do not appear to represent any
definite event (Hudson, 1991). The massacre is a myth, but it serves to explain
the Scottish assimilation of the Picts. MacAlpin did indeed unify the Scottish
peoples, and there is little historical mention of the Picts after about 900
CE.

The history of Scotland thenceforth involved battles
with the Vikings to the North and with the English to the South, with Scotland
continuing as an independent kingdom until the Act of Union of 1706 when
Scotland became a part of Great Britain.  

Pictish
Symbols

The Picts left no written history. Their sculptured
stones form their main surviving record. On many of these stones are incised or
carved various symbols. Some of the symbols clearly represent animals or birds
or fish. The others are mysterious.

Pictish stones have been classified by Allen and
Anderson (1903) as: Class I, those with only symbols; Class II, those with
Christian iconography (typically a cross) as well as symbols; and Class III
those with Christian iconography and no symbols. Both Class II and Class III
stones often portray people, in scenes of daily life, in battles, or in stories
from the Bible. .

The following illustration shows six of the most
common symbols found on Class I stones (Alcock, 1988, Forsyth, 1995; Jones,
2003; Fraser, 2008, McHardy, 2015; Noble et al., 2018):

Pictish Symbols

No one knows what the symbols represent. Most interpreters
relate the symbols to physical objects or animals; others suggest a more
abstract or spiritual correlation. The double disk could indicate the sun and
its transition from winter to summer. In more abstract terms, it could indicate
a marriage, or the opposition of life and death. The crescent likely has some
relation to the moon. The Z-rod and V-rod might represent broken spears or
arrows. The notched rectangle might represent a chariot. The Pictish beast is
clearly animate, but no one knows what animal it represents or whether the
animal is real or imaginary. My own preference is for a dolphin. The tuning
fork might represent the tongs used in metal work. This would fit with the
Celtic expertise in working bronze. Others have suggested that it shows a
broken sword.

Whether the symbols have further meaning is impossible
to know. They might represent hieroglyphs like those in Egypt, or even a
syllabic alphabet. As such they could have been used to name clans or families.
The number of stones with symbols are far too few to allow easy linguistic
analysis.

The stones might define territory or indicate a
meeting place. They do not appear to commemorate persons since most stones are
unrelated to burials. An exception is the Picardy Stone (Myreton Farm, near
Insch), which was located above what appeared to be an empty grave. The stone
is 2 meters high and has three incised symbols: a double disk with a
superimposed Z-Rod, a serpent with a Z-Rod and a mirror. The illustration below
compares a recent photograph (by Peter Richardson) with the engraving from
Stuart (1856):  

Picardy Stone

Class
I Stones

Perhaps the most famous of the Class I stones is located
beside the road in the village of Aberlemno. The stone is known as Aberlemno I
or the Serpent Stone. The front side of the stone shows deeply incised Pictish
symbols: a serpent above a double disk with a Z-rod, and a mirror and
comb.  On the lower part of the back of
the stone are small cup marks, indicating that the stone was likely erected in
Neolithic times and later carved by the Picts. The modern photograph from
Wikipedia is compared to the engraving in Stuart (1856):

Another important Class I stone is the Craw Stane at
Rhynie, which has outlines of a salmon and a Pictish beast. In the illustration
a 2016 photograph by Allan Robertson is compared to Stuart’s 1856 engraving:

Craw Stane

Class
II Stones

Class II stones differ from Class I stones in several
ways. First, they are carved on stones that have been roughly squared and
finished to form slabs. Second, the figures on these stones are carved in bas
relief rather than incised. Third, the carvings are more representational than
symbolic, often portraying people and animals. Fourth, they are ornamented with
Celtic designs characteristic of Irish Art. Fifth, the stones include Christian
iconography, typically a cross, but also scenes from the Bible or the lives of
the Saints.

Celtic ornamentation was highly developed in Ireland
(Laing & Laing, 1992, pp 138-196). The Class II Pictish stones were clearly
carved under the influence of Gaelic artists. However, there was also
interchange of ideas between the Celts (both Scots and Picts) and the
Anglo-Saxons. Some of the major types of Celtic ornament are illustrated below
with patterns from Bain (1973): 

Celtic Patterns

The Maiden Stone near Inverurie is one of the simplest
of the Class II stones. One side shows a set of Pictish symbols: from top to
bottom a centaur, a notched rectangle with a superimposed Z-rod, a Pictish
beast, and a mirror and comb. The other side shows a human figure surrounded by
two fish superimposed on a cross and a panel with Celtic spirals, now much
eroded. The name of the Cross comes from a local legend about a maiden who was
duped by the devil, but saved by being turned into stone. The notch on the slab
is from the failed clutch of the Devil as he tried to capture the maiden.

Maiden Stone

I have already considered the cross-slab in the Aberlemno
Churchyard because of its representation of the Battle of Dan Nechtain. The
cross side shows intricate Celtic ornamentation. The hole in the slab was
drilled much later than the carving probably to help move the stone. The
illustration compares modern photographs with the engravings from Stuart
(1956):

Aberlemno Churchyard Stone

Hilton Cadboll Stone

The Hilton Cadboll stone shows a beautifully carved hunting scene with a lady riding side-saddle. The cross side of the stone was erased and inscribed with a 17th century memorial. The stone was transferred to the National Museum of Scotland, and a replica by Barry Groves was erected at the original site. The illustration at the right shows a drawing by Mike Taylor (MacNamara, 1999) and below is a photograph by Stephanie McGucken of the replica.

Hilton Cadboll Replica

The Nigg Stone is perhaps the most intricately
decorated of all the Pictish stones. The cross side of the stone shows
beautifully carved patterns of many kinds. Above the cross is a scene that is
said to represent St Paul and St Andrew, each with a lion at their side, being
brought a loaf of bread by a raven – food for their meditation. On the other
side of the stone intricate Celtic designs surround a central hunting scene.
Because of the harp, one of the figures may represent David. However the harp
is as much a Celtic symbol as a Christian one. At the top of this side are the
symbols of a bird and a Pictish beast. The stone was broken long ago and has
recently been put back together. The illustration shows a photograph of the
reconstruction and drawings by Mike Taylor (MacNamara, 1999).

Class
III Stones

With a height of 7 meters, Sueno’s Stone in Moray is
the tallest of the Pictish stones. The name refers to the Sweyn, a Danish king
who conquered Britain and became its king in1013 CE. However, there is no
evidence for any association between Sweyn and the stone, which was likely
erected over a century before his exploits. One side of the stone depicts a
cross and other carvings that have been almost completely eroded. The better
preserved side shows an amazing sequence of scenes that narrate a battle.

The uppermost panel portrays mounted warriors arriving at the battle from the right. The second panel shows the fighting between foot-soldiers, with some of the warriors on the left side turning as if to flee. The upper line of the third panel shows the army of the right besieging a palisade. In the left middle of this panel is a pile of beheaded corpses. On the right the victorious soldiers appear to be blowing the bronze trumpets (carnyces) used by the Celts in battle. The fourth panel shows more corpses underneath what might be a bridge. The bottom strip of the stone seems to show prisoners tied up. No one is sure what battle is represented. Perhaps the Picts were fighting the Vikings; more likely they were fighting amongst themselves. The stone is now protected from the elements in a cage of armoured glass. The photographs in the following illustration are from the Undiscovered Scotland website and the engravings are from Stuart (1856):

The Dupplin Cross differs from almost all of the other Pictish stones. The cross is not a slab upon which a cross has been carved, but a completely free-standing cross. Originally located on an open hillside it is now preserved in St Serf’s Church in Dunning. The cross is beautifully carved with Celtic patterns and a variety of scenes with no apparent narrative relationship. The most striking carvings are the Pictish rider on the front and David playing his harp on the right side. The engravings are from Stuart (1856) and the photograph (2014) by Colin Gould:

Dupplin Cross

Legacy
of the Picts

The Picts maintained their fierce independence for centuries, defending their territory from Romans, Anglo-Saxons and Vikings. They occur briefly in the records of those who fought with them, but they left no history of their own. They were a people as mysterious as the symbols they left on stones. Toward the end of the first millennium they became assimilated with the other peoples in the melting pot of Scotland. Their stones remain as an integral part of the Scottish landscape (photo Cathy MacIver):

References

Adamnan, Abbot of Hy (7th Century CE, Edited by W. Reeves, 1874). Life of Saint Columba, Founder of Hy. Edinburgh: Edmonston and Douglas. Available at CELT

Alcock, E. A. (1988). Pictish stones class I: Where
and how? Scottish Archaeological Journal,
15, 1-21

Allen, J. R. & Anderson, J. (1903). The early Christian monuments of Scotland. Edinburgh: Society of Antiquaries of Scotland (Neill & Co.) Available at Archive.org: Part I and 2, Part 3.

Bain,
G. (1973). Celtic art: The methods of construction. New York: Dover
Publications.

Bede (8th Century, translation 1910). The Ecclesiastical History of the English Nation. Available at Fordham University or Christian Classics Ethereal Library.

Clarkson,
T. J. (2008, revised 2017). The Picts: A history. Edinburgh: Berlinn (John
Donald).

Clarke, D. L. (1966). A tentative reclassification of
British beaker pottery in the light of recent research. Palaeohistoria, 12, 179-198.

Cunliffe,
B. W. (2018). The ancient Celts. 2nd Edition. Oxford:
Oxford University Press.

Forsyth, K. (1995). Some thoughts on Pictish symbols
as a formal writing system. In Henderson, I. and Henry, D. (Eds) The worm, the germ and the thorn: Pictish
and related studies presented to Isabel Henderson
(pp. 85-98). Brechin,
Angus: Pinkfoot Press

Fraser,
I. (2008). The Pictish symbol stones of Scotland. Edinburgh: Royal
Commission on the Ancient and Historical Monuments of Scotland.

Harding,
D. W. (2007). The archaeology of Celtic art. London: Routledge.

Henderson, G., & Henderson, I. (2004). Art of the
Picts: Sculpture and metalwork in early medieval Scotland
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Thames & Hudson.

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B. T. (1991). The conquest of the Picts in early Scottish literature. Scotia, 15, 13-25.

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B. T. (2014). The Picts. Chichester,
West Sussex: John Wiley & Sons.

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D. (2003). A wee guide to the Picts.
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L. R., & Laing, J. (1992). Art of the Celts. London: Thames and
Hudson.

MacNamara,
E., (1999). The Pictish stones of Easter
Ross
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J. (2015). Blood of the Celts: The new ancestral story. London: Thames
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symbols of the Picts
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Woolf, A. (1998). Pictish matriliny reconsidered. The Innes Review, 49 147-167




Antigone

Sophocles’ play Antigone tells the story of a young woman who defies the laws of the state in order to do what she believes is right. The issues considered in the play remain as important now as they were almost two and a half millennia ago. Should one follow one’s conscience or obey the law? Does justice transcend the law? How does one determine what is right?

In the words of Hegel, Antigone is

one of the most sublime and in every respect most excellent works of art of all time. Everything in this tragedy is logical; the public law of the state is set in conflict over against inner family love and duty to a brother; the woman, Antigone, has the family interest as her ‘pathos’, Creon, the man, has the welfare of the community as his. (Hegel, 1975, p 464).

The word pathos most commonly means the quality of something that evokes pity. However, Hegel uses the word to denote “an inherently justified power over the heart, an essential content of rationality and freedom of will” (p 232). Pathos is the emotional commitment that defines a person – his or her driving passion.  Sophocles’ play presents the conflict of these passions.

The Theban Myths

In order to understand Antigone we need to know what has happened before the play begins. Antigone (441 BCE) was the first of what are now known as Sophocles’ three Theban Plays, the others being Oedipus Tyrranus (429 BCE) and Oedipus at Colonus (409 BCE). The plays were not conceived as a trilogy and Antigone was written before the other two. Aeschylus had also written three plays about Thebes but the initial two of these (about Laius the father of Oedipus and his version of Oedipus) have been lost. Only the third remains: Seven Against Thebes (467 BCE), which describes the siege of Thebes by the Argives. Antigone begins just after the events described in this play.

From the extant plays we can piece together the mythic narrative that leads to Antigone. Laius, king of Thebes, married to Jocasta, is told by the Delphic Oracle that he can only keep his city safe if he dies childless. After having drunkenly fathered Oedipus, Laius has his son left on Mount Cithaeron to die. However, the boy is found by a shepherd and ultimately adopted as a son by King Polybus of Corinth.

When he comes of age Oedipus is told by the Oracle that he will murder his father and marry his mother. Oedipus flees Corinth to prevent this from happening. On the way to Thebes at a place where three roads meet, he comes upon another traveler. They argue and fight; Oedipus kills the man; the man was Laius.

Oedipus continues on to Thebes. The city has long been plagued by the Sphinx, a monster sent by the gods because of some ancient crime of the Thebans. The Sphinx poses a riddle to all who pass by and devours those that fail to answer correctly: “What goes on four legs in the morning, two in the afternoon, and three at night.” The illustration at the right shows a representation of Oedipus and the Sphinx in a vase from around 500 BCE, now in the Vatican. (The sphinx seems much less monstrous than the legend indicated.) Oedipus solves the riddle – “man, who crawls in infancy, walks as an adult and uses a cane in old age.” This releases the city from the monster’s power. In gratitude the citizens of Thebes make Oedipus king and grant him the recently bereaved Jocasta as his wife. Oedipus and Jocasta have four children: the boys Polyneikes and Eteokles, and the girls Antigone and Ismene

The gods, displeased at the unrevenged death of Laius, bring a plague down upon Thebes. In order to stop the plague Oedipus searches for his father’s murderer. In the course of his investigations he realizes first that he was the killer, and ultimately that Laius was his father and Jocasta his mother. Jocasta hangs herself. Unable to bear the pain of his knowledge Oedipus blinds himself with Jocasta’s brooch pins. Exiled from Thebes he seeks sanctuary in the grove of the Furies at Colonus, a village near Athens. Here Theseus, king of Athens, takes pity on him.

His daughters Ismene and Antigone come to comfort their father in Colonus. In Thebes the sons of Oedipus initially decide to alternate the kingship, but Eteokles then banishes his older brother Polyneikes and becomes sole king of Thebes. Polyneikes visits Oedipus in Colonus to get his blessing for a revolt against his brother, but Oedipus curses both his sons and prophecies that they will die at each other’s hand. Oedipus dies. His daughters return to Thebes.

Polyneikes and six other generals raise an army from the rival state of Argos and attack Thebes. The Thebans ultimately defeat the besieging army. Near the end of the siege, Polyneikes and Eteokles fight and kill each other.

The deaths of Polyneikes and Eteokles became a popular motif for sculpture, the illustration below showing a relief on an Etruscan funerary urn from Chiusi (circe 200 BCE).

The following illustration from a 19th century jewel shows a more restrained view of the brothers’ deaths.

The Story of Antigone

After the deaths of Polyneikes and Eteokles, Kreon, the brother of Jocasta, becomes king of Thebes. He decrees that Eteokles be given a hero’s funeral rites but that the body of the traitor Polyneikes’ be left to rot. Anyone who disobeys this ruling will be put to death. Despite the warnings of her sister, Antigone refuses to obey Kreon’s commandment and casts earth over Polyneikes’ body. The illustration below shows Juliet Binoche in the 2015 production of Antigone at the Barbican in London.

Antigone is caught in the act. The following illustration from a Greek vase (circe 400 BCE) shows Antigone, flanked by two guards holding spears, brought before Kreon.

This is the crucial exchange between the two:

Kreon:     Now tell me, not at length, but in brief space,
Knew you the order not to do it?

Antigone:                                          Yes
I knew it; what should hinder? It was plain.

Kreon:     And you made free to overstep my law?

Antigone: Because it was not Zeus who ordered it,
Nor Justice, dweller with the Nether Gods,
Gave such a law to men; nor did I deem
Your ordinance of so much binding force,
As that a mortal man could overbear
The unchangeable unwritten code of Heaven;
This is not of today and yesterday,
But lives forever, having origin
Whence no man knows: whose sanctions I were loath
In Heaven’s sight to provoke, fearing the will
Of any man. I knew that I should die –
How otherwise? Even although your voice
Had never so prescribed. And that I die
Before my hour is due, that I count gain.
For one who lives in many ills, as I –
How should he fail to gain by dying? Thus
To me the pain is light, to meet this fate:
But had I borne to leave the body of him
My mother bare unburied, then, indeed,
I might feel pain; but as it is, I cannot:
And if my present actions seems to you
Foolish – ‘tis like I am found guilty of folly
At a fool’s mouth! (ll 446-470, Young translation)

This is one of the greatest speeches ever spoken on the stage. It comes in four parts. First, Antigone scorns the proclamation of Kreon. Made neither by the gods of Olympus nor by the lords of Hades, this was an “order” rather than a “law.” Second, she vaunts the eternal “unwritten code of Heaven” that guides human behavior and that must not be disobeyed. In the third section of the speech, Antigone recognizes that her defiance might bring about her death. However, this will bring relief to one who has already lost father, mother, and two brothers. Finally, she tells Kreon that she is not the one who is acting foolishly. He who does not understand the code of Heaven is far more fool than she. The following film-clip shows Irene Papas as Antigone and Manos Katrakis as Kreon (Tzavellas, 1961):

The chorus is upset by Antigone’s defiance. Kreon refuses to grant Antigone mercy and sentences her to be buried alive in a cave. Kreon’s son, Haimon, in love with Antigone, pleads with his father, but Kreon remains adamant. In his defense, he states the case for the rule of law:

Obedience is due
To the state’s officer in small and great,
Just and unjust commandments; …
There lives no greater fiend than Anarchy;
She ruins states, turns houses out of doors
Breaks up in rout the embattled soldiery;
While Discipline preserves the multitude
Of the ordered host alive. Therefore it is
We must assist the cause of order.
(ll 665-676, Young translation)

Haimon urges his father not to be so stubborn:

it’s no disgrace for a man, even a wise man,
to learn many things and not to be too rigid.
You’ve seen trees by a raging winter torrent,
how many sway with the flood and salvage every twig,
but not the stubborn—they’re ripped out, roots and all.
Bend or break. The same when a man is sailing:
haul your sheets too taut, never give an inch,
you’ll capsize, and go the rest of the voyage
keel up and the rowing-benches under.
(ll 710-717, Fagles translation)

Kreon refuses to listen to his son.

Meanwhile, Antigone bemoans her fate. She accepts that she did what she had to do, but she regrets that she was not able to marry or have children. She does not understand why the gods have not intervened to save one who served them truly. Before she is taken to the cave she asks the Thebans to behold one who has been condemned

τὴν εὐσεβίαν σεβίσασα. (ten eusebian sebisasa) (l 943)
In an act of perfect piety (Carson translation)
For doing reverence where reverence was due. (Brown translation)

The noun eusebia means an act of reverence or piety; the verb sebizo is to worship or honor. Carson (2015, pp 5-6) remarks about this emphatic conclusion:

Both noun (eusebia) and verb (sebizo) derive from the Greek root seb-, which refers to the awe that radiates from gods to humans and is given back as worship. Everything related to this root has fear in it. But eusebia is a fear that moves as devotion – a striving out of this world into another and of another world into this.

Teiresias, the blind seer, tells Kreon that the gods are displeased: they wish Antigone to be freed and Polyneikes properly buried. Kreon orders Antigone’s release but she has already killed herself. In grief at her death, Haimon commits suicide. In grief at the death of her son, Kreon’s wife Eurydike also commits suicide. Utterly broken, Kreon is led away, his life emptied of any meaning. He is “as a dead man who can still draw breath.” (l 1167, Gibbons translation)

The Choral Odes

One of the great attractions of Sophocles’ play is the way in which the chorus of Theban elders comment on the action. The play contains six main choral odes. The first is a celebration of the Theban triumph over the besieging Argives. The most exciting recent translation of this begins

The glories of the world come sharking in all red and gold
we won the war
salvation struts
the streets of sevengated Thebes
(ll 100-102, Carson translation)

The choral odes were sung and danced by a chorus of about fifteen men in the area of the theatre known as the orchestra (“place for dancing”). Carl Orff wrote music for the performance of Antigonae (1949) that suggests how the chorus might have sounded. The following is Orff’s  music for the introduction of the Chorus and the beginning of this first ode:

The second ode, often known as the Ode to Man, considers how wonderful is the creature called man, who can navigate the sea, cultivate the land, tame the animals, build homes for protection against the elements, and find medicine for his ailments. The following translation of the beginning of the ode attempts the rhythms of the Greek:

At many things – wonders
Terrors – we feel awe
But at nothing more
Than at man. This
Being sails the gray-
White sea running before
Winter storm-winds, he
Scuds beneath high
Waves surging over him
On each side
And Gaia, the Earth
Forever undestroyed and
Unwearying, highest of
All the gods, he
Wears away, year
After year as his plows
Cross ceaselessly
Back and forth, turning
Her soil with the
Offspring of horses.
(ll 332-345, Gibbons translation)

The following is Carl Orff’s 1949 setting of the opening of the Ode to Man. Orff used the words of Hölderlin: Ungeheuer ist viel. Doch nichts ungeheuerer als der Mensch (Many things are wonderful but nothing more wonderful than man). Orff’s music captures the awe at the beginning of the ode, and then gives a driving rendition of human achievements.

The Greek word used to describe man at the beginning of this famous ode – deinos – usually means “extraordinary” or “wonderful.” It also has connotations of the supernatural or uncanny, the unexpectedly clever, or even the monstrous. The word comes from a Proto-Indo-European root dwei denoting fear. An example of this root in English is “dinosaur.” Deinos has no obvious equivalent in English. The German ungeheuer (enormous, terrible, unnatural) used by Hölderlin captures many of its meanings.

The later choral odes in Antigone tell how human hopes often come to naught, describe the power of human passion, console Antigone as she is led away to her fate, and at the end of the play praise the gods who teach us wisdom. The following are three modern translations of the final words of the chorus:

Wisdom is by far the greatest part of joy,
and reverence toward the gods must be safeguarded.
The mighty words of the proud are paid in full
with mighty blows of fate, and at long last
those blows will teach us wisdom
(ll 1347-1353, Fagles’ translation)

Wise conduct is the key to happiness
Always rule by the gods and reverence them.
Those who overbear will be brought to grief.
Fate will flail them on its winnowing floor
And in due season teach them to be wise.
(Heaney translation)

There is no happiness, but there can be wisdom.
Revere the gods; revere them always.
When men get proud, they hurl hard words, then suffer for it.
Let them grow old and take no harm yet: they still get punished.
It teaches them. It teaches us.
(Paulin translation)

Fagles has the gods teaching all of us, whereas Heaney has them only teaching the proud. Paulin gives both meanings. This section from Orff’s Antigonae is appropriately otherworldly: Um vieles ist das Denken mehr denn Glückseligkeit. (Thought is much greater than happiness).

The following is a clip from the ending to Tzavellas’ 1961 film with Manos Katrakis as Kreon and Thodoris Moudis as the leader of the chorus:

Conflict

The heart of the play is the conflict between Kreon and Antigone. Steiner (1984, pp 231-232) notes that

It has, I believe, been given to only one literary text to express all the principal constants of conflict in the condition of man. These constants are fivefold: the confrontation of men and of women; of age and of youth; of society and of the individual; of the living and the dead; of men and of god(s). The conflicts which come of these five orders of confrontation are not negotiable. Men and women, old and young, the individual and the community or state, the quick and the dead, mortals and immortals, define themselves in the conflictual process of defining each other. Self-definition and the agonistic recognition of ‘otherness’ (of l’autre) across the threatened boundaries of self, are indissociable. The polarities of masculinity and of femininity, of ageing and of youth, of private autonomy and of social collectivity, of existence and mortality, of the human and the divine, can be crystallized only in adversative terms (whatever the many shades of accommodation between them). To arrive at oneself—the primordial journey—is to come up, polemically, against ‘the other’. The boundary-conditions of the human person are those set by gender, by age, by community, by the cut between life and death, and by the potentials of accepted or denied encounter between the existential and the transcendent.

In his assessment of the play, Hegel focused on the conflict between a person’s kinship-duties and the allegiance owed to the state (Reidy, 1995; Young 2013, pp 110-139). In his mind Antigone represented civilization’s necessary change from family-loyalty to state-citizenship. This fits with Hegel’s general view of history as a sequence of dialectic conflicts between different world-views. Progress occurs as the two competing ideas become reconciled. The tragedy occurs because neither Antigone nor Kreon can see the other side of the conflict. Antigone feels no duty to the state; Kreon pays no attention to his family, completely disregarding his son’s concerns.

The balance between Antigone and Kreon is what makes Antigone a tragedy. Albert Camus (1955/1968, p 301) differentiated tragedy from drama:

the forces confronting each other in tragedy are equally legitimate, equally justified. In melodramas or dramas, on the other hand, only one force is legitimate. In other words, tragedy is ambiguous and drama simple-minded. In the former, each force is at the same time both good and bad. In the latter, one is good and the other evil (which is why, in our day and age, propaganda plays are nothing but the resurrection of melodrama). Antigone is right, but Kreon is not wrong.

In the conflict Antigone and Kreon are very similar in character. Steiner (1984, pp 184-5) points out

Both Kreon and Antigone are auto-nomists, human beings who have taken the law into their own keeping. Their respective enunciations of justice are, in the given local case, irreconcilable. But in their obsession with law, they come very close to being mirror-images.

The tragedy evolves because neither Antigone nor Kreon is able to compromise. They are both bloody minded – obstinate to the point of bloodshed. However, Kreon is the more reprehensible: his edict forbidding the burial of Polyneikes is not based on either divine rule or reasoned thought.

Three conflicting  forces are at play in Antigone. One is the law (nomos) of the state (polis). The second is the set of “unwritten rules” (agrapta nomima) that tell us what is right. The third is fate (moira) – the working out of what must necessarily happen. Of these only the first is easy to understand.

Natural Law

Antigone’s “unwritten code of Heaven” is often considered the same as the “natural law” – that which we know because it is an essential part of our being (Robinson. 1991; Burns, 2002). Natural law is understood by “conscience” – our intuitive sense of what is right and wrong. Regardless of how we are educated or how our society operates, conscience tends to work similarly: murder and incest are wrong; hospitality and compassion are right. Human history has long realized that the laws promulgated to maintain order in particular societies may come into conflict with an individual’s conscience. In these cases, the natural law should generally be paramount. This is the basis of civil disobedience. An unjust law – one that is out of harmony with the natural law – need not be obeyed:

How does one determine whether a law is just or unjust? A just law is a man made code that squares with the moral law or the law of God. An unjust law is a code that is out of harmony with the moral law. To put it in the terms of St. Thomas Aquinas: An unjust law is a human law that is not rooted in eternal law and natural law. Any law that uplifts human personality is just. Any law that degrades human personality is unjust. (King, 1963).

However, the natural law is often difficult to determine. It is understood by intuition, and followed by inclination (Maritain, 2001, pp 32-38). So when should conscience take precedence over the law? The laws promulgated by a state should be and often are derived from the natural law. However, they sometimes also exist to entrench the status of the powerful.

The laws or commandments proclaimed in religious scriptures are also related to the natural law However, even this relationship is complex. On the one hand, the natural law can be conceived as independent of divinity. Hugo Grotius famously stated that we know what is right “even if we concede … that there is no God” (etiamsi daremus … non esse Deum). Others, such as Maritain (2001, p 46), propose that the natural law as perceived by man derives from the “eternal law” as perceived by God. Human perception of the divine law is as yet imperfect.

The relation between natural law and nature is also complex. Laws of nature (phusis) are deduced from experience of the real world. They portray what is rather than what should be. Such laws can be demonstrated, analyzed and tested. The natural laws for human behavior are understood by intuition. We know what is right but we do not understand how we know. Nor can we demonstrate or test the laws that we follow.

If the natural law is the sum of human dispositions, then we might be able to study it in terms of evolution. Since most of human existence was spent in small bands that hunted and gathered on the African Savannah, many human dispositions to behave in particular ways may have been selected to promote the survival of these small groups. Commandments against murder (other than in self-defense) clearly facilitate group-survival. Edicts against incest decrease the probability of deleterious recessive genes becoming homozygous, and by promoting exogamy (marriage outside of the group) enlarge and strengthen the group.

If natural causes such as evolution are the basis for our morality, perhaps we can determine what is right by what is considered natural. Many people consider homosexuality “unnatural.” In the Abrahamic religions, early laws expressly prohibited homosexual relations on pain of death.

If a man also lie with mankind, as he lieth with a woman, both of them have committed an abomination: they shall surely be put to death; their blood shall be upon them.” (Leviticus 20:13).

Aquinas argued that homosexuality is unnatural because it does not lead to procreation, which is the natural purpose of sexual intercourse (Summa Theologica II I 94). Yet who or what defines the natural purpose of an act and why should there be only one purpose?

How does Antigone know that she is right to bury her brother, even if her act will entail her death? She is following a “custom” – the Greeks buried their dead. Other cultures cremate their dead, or leave them out to be devoured by carrion-eating birds – “sky burial.” It is difficult to see burying the dead as an absolute requirement of natural law, though some unspecified honoring of the dead seems common to all human cultures.

Fate

The Ancient Greeks attributed much that happens in life to fate. Fate was often personified as three women – the moirai. The word derives from meros, a part, share or portion. Clotho spins the thread of a life; Lachesis allots the life to a particular person; and Atropos cuts the thread at death. Neither human nor divine intervention can affect the actions of the fates. The following is a print of The Three Fates (1558) by Giorgio Ghisi.

Although Antigone has obeyed the unwritten code of heaven, the gods cannot intervene to save her from her ignominious death. That has been otherwise ordained – it is her fate. After Antigone is led away, the Chorus remarks that such apparently unjust ends have been suffered by others before her. Fate is a terrible thing:

The power of fate is a wonder,
dark, terrible wonder –
neither wealth nor armies
towered walls nor ships
black hulls lashed by the salt
can save us from that force.
(ll 951-954, Fagles’ translation)

Fate is described as deinos (terrible), the same word that the chorus used to describe man. We are both made and unmade by fate. We should follow the unwritten code of the gods, but doing so will not prevent death. The Fates operate according to some other code. Perhaps they follow necessity rather than justice. Perhaps they follow laws that operate beyond the individual life. The chorus briefly mentions such a possibility: Antigone may be paying for the sins of her father. However, it is possible that the Fates do not follow any code of justice. They may just enforce the physical laws by which the universe operates.

Justice

Justice is the human concept of what is right. Our words related to justice – law, morality, fairness, equity, right, righteousness – overlap in their meanings. The Greeks at the time of Sophocles also had many words (Steiner, 1984, pp 248-251; Nonet, 2006). Precise translations distinguishing these one from another are usually not possible, and the usage of the terms changed over the years.

The Greeks often personified their ideas in terms of gods. Themis was a Titaness who personified divine law. Zeus and Themis had three daughters: Dike, law; Eunomia, order; and Eirene, peace. Dike is customarily represented with a sword and a set of scales for weighing right and wrong (as in the illustrated statue from the Frankfurt Fountain of Justice, an 1887 bronze replacement for the original 1611 stone statue). Another Greek word dikaiosune came to mean both a system of justice and the virtue of righteousness (Havelock, 1969). Antigone appeals to Dike as the supporter of the unwritten laws which require the burial of the dead.

The Greeks differentiated nomos – the set of socially constructed laws – from phusis – the laws underlying the universe. The word nomima (laws, regulations, customs) derives from nomos but Antigone used it to distinguish the eternal and unwritten laws from human laws. Words do not clearly show us what is right. And they fail to clearly differentiate laws that are given from those that are constructed. Sophocles’ tragedy deals in part with our inability to know with certainty what is just.

Modern Adaptations

The story of Antigone has been retold many times (Chancellor, 1979: Steiner, 1984). These versions stress different aspects of the story, supplement the main plot with other events, or place the story in a different time and place. For brevity I shall only consider a few recent adaptations.

(i) Anouilh

During the Nazi occupation of France, Jean Anouilh wrote a version of Antigone that was set in modern times. The play was accepted by the censors and produced in Paris in 1944. Anouilh made Kreon a more sympathetic character. He removed from the play the character of Tiresias, who in Sophocles’ original play confirmed that Antigone was right. The chorus was no longer a group of Theban citizens who commented on the actions. Rather the chorus acted as a foil between the audience and the actors, describing what was going to happen and why. In this way Anouilh distanced the audience from becoming directly involved in the tragedy.

Anouilh’s Antigone is more of an existential heroine than a tragic one – she did what she did because she was seeking a reason for her life. As Kreon explains

She wanted to die! None of us was strong enough to persuade her to live. I understand now. She was born to die. She may not have known it herself, but Polynices was only an excuse.

At the end after everyone who had to die has died, Kreon goes on about his work of governing the city. The chorus explains

It’s over. Antigone’s quiet now, cured of a fever whose name we shall never know. Her work is done. A great, sad peace descends on Thebes, and on the empty palace where Creon will begin to wait for death. Only the guard are left. All that has happened is a matter of indifference to them. None of their business. They go on with their game of cards.

Anouilh’s chorus thus appears to attenuate the tragedy. However, Anouilh and his audience most certainly understood the nature of Antigone’s fever as La Résistance.

How could the German occupation authorities have allowed such a production? Steiner (1984, p. 190) notes that the evaluation of Antigone’s story in Germany between the world wars differed from that in other countries. Frightened by the communist revolts that followed the Great War, Germans saw the need for people like Kreon to maintain the safety of the state. So even if they might have felt that Antigone was right, they also knew that Kreon was not wrong. The great German philosopher Hegel had said that the state must necessarily take precedence over family and personal conscience.

(ii) Brecht

Bertolt Brecht wrote and produced a theatrically stunning version of Antigone in Switzerland in 1948. The play was preceded by a prologue set in Berlin in April 1945. This tells the story of how a young deserter from the army came to his sisters’ home bringing food for his hungry family. However, he was captured by the police and hung for treason. His body was left hanging as an example to other would-be deserters. The prologue is doubly distanced from the play. As well as being set in the near present, the prologue is narrated to the audience by one of the sisters but acted out by both. The prologue ends with a police officer asking the sisters whether they knew the traitor. The first denies her brother, but the second goes out to cut down his body.

The play then reverts to Thebes. However, the situation differs from that of Sophocles’ Antigone. Thebes had not been under siege. Rather Kreon had embarked on a war against Argos to gain their iron ore. Eteokles had been brutally killed during this war. Polyneikes saw his older brother being trampled to death, deserted from the futile battle, and was then killed by his own people. The opening choral ode, rather than celebrating the survival of the city, welcomes the wagons of booty and plunder returning from the war.

When Antigone is captured and brought before Kreon, she is bound to a board. Effectively she is carrying a door upon her back. A door she cannot open. The illustration (taken from the Suhrkamp edition of Brecht’s play) is from the first production:

Brecht’s Antigone acts politically. She defies Kreon not so much because of any unwritten laws but because she considers him an evil tyrant. She tries unsuccessfully to goad the chorus to join in her defiance. The exchange between Antigone and Kreon is more extended than in Sophocles. After her initial speech of defiance (much the same as in Sophocles), Kreon praises the success of the war, and Antigone continues:

Antigone: The men in power always threaten us with the fall of The State.
It will fall by dissension, devoured by the invaders
and so we give in to you, and give you our power, and bow down;
and because of this weakness, the city falls and is devoured by the invaders.

Kreon: Are you accusing me of throwing the city away to be devoured by the enemy?

Antigone: The city threw herself away by bowing down before you,
because when a man bows down he can’t see what’s coming at him.

The story plays itself out as in the original Greek, but at the end the city falls to its enemies. The tragedy is that of the people who foolishly followed and who keep following a tyrant. The final words of the chorus are those of despair:

For time is short
and the unknown surrounds us; and it isn’t enough
just to live unthinking and happy
and patiently bear oppression
and only learn wisdom in age.

(iii) Fugard

Athol Fugard, John Kani and Winston Ntshona created and produced a play called The Island in South Africa in 1973 as a protest against the persecutions of apartheid. The play is set in an unknown prison camp clearly modelled on Robben Island where Nelson Mandela was held. The play follows two cell mates, played by Kani and Ntshona, in prison for the minor offences of belonging to a banned organization and burning an identity card.

In successive scenes, the two men work at digging holes in the sand and filling them up again, rehearse a performance of Antigone that they plan to present to the camp, learn that one of them may be released but not the other, pretend to talk on the phone with friends and relatives, and finally present the dramatic confrontation between Kreon and Antigone. Below is a photograph showing Ntshona and Kani in the National Theatre revival of the play (2000):

Winston fears that his appearance as a young woman will only cause ridicule, and indeed John bursts into laughter when he first sees him in wig and costume. Yet no one laughs during the final scene when on a makeshift stage Winston tells John

You are only a man Creon. Even as there are laws made by men, so too there are others that come from God. He watches my soul for a transgression even as your spies hide in the bush at night to see who is transgressing your laws. Guilty against God I will not be for any man on this earth.

Nelson Mandela was imprisoned in 1962 for conspiring to overthrow the state. He was not released until 1990.

(iv) Carson

In 2012 Anne Carson wrote Antigonick, a version of Antigone that is more concerned with depicting the ideas and feelings of the play than rendering a literal translation. She added to the play the character of Nick, a surveyor who intermittently and mutely takes measurements of what is happening. Nick stands for the modern viewer who must somehow assess the play coming from a society many hundred years before our own.

The book is presented with a text that is handwritten by Carson in small black capitals and illustrated with desolate landscapes and surrealistic images by Bianca Stone. These illustrations do not directly relate to the text but add to the book’s sense of incomprehensible passion. Below is a representation the book’s pages at the beginning of the Ode to ManAs can be seen in the ode Carson’s choice of words is designed to bring the audience the sense of the original Greek. The word deinos becomes “terribly quiet” – a description that captures the connotations of incomprehensibility and menace.

Many terribly quiet customers exist but none more
terribly quiet than man
His footsteps pass so perilously soft across the sea
in marble winter

The following illustration shows three other images from the book, one of a wedding cake in desolation, the second of cutlery flying apart under the influence of a thread (perhaps of fate), and the third of a horse upsetting a feast.

In addition, Carson sometimes includes commentary in the text. This brings the meaning up to date. In the original play just before Antigone exits to her death, the chorus provides a long discussion of the way in which fate has acted unfairly, quoting various stories from Greek mythology. A modern audience would not know these examples. In Antigonick Carson therefore replaces this choral ode by verse that slowly goes from mundane commentary to intense grief:

how is a Greek chorus like a lawyer
they’re both in the business of searching for a precedent
finding an analogy
locating a prior example
so as to be able to say
the terrible thing we’re witnessing now is
not unique you know it happened before
or something much like it
we’re not at a loss how to think about this
we’re not without guidance
there is a pattern
we can find an historically parallel case
and file it away under

Antigone buried alive Friday afternoon
compare case histories 7, 17 and 49

now I could dig up theses case histories,
tell you about Danaos and Lykourgos and the sons of Phineas
people locked up in a room or a cave or their own dark mind
it wouldn’t help you
it didn’t help me
it’s Friday afternoon
there goes Antigone to be buried alive
is there
any way
we can say
this is normal
rational
forgivable
or even in the widest definition just

no not really

(v) Zizek

In 2016 Slavoj Zizek, a provocative philosopher and communist, wrote a version of Antigone that provides three different endings. This idea of multiple endings came from Tom Tykwer’s film Run Lola Run (1998). The plot of Zizek’s Antigone proceeds as in Sophocles until Kreon sentences Antigone to death and is told by Tiresias that he has offended the gods. The first ending then follows as in Sophocles and results in the death of Antigone.

In the second ending the people of Thebes enflamed by the way Kreon offended the gods, rise up and murder him. They set fire to the city. Antigone survives though she is half-mad and does not understand why her simple act of defiance has led to such devastation. The chorus tells her that divine laws are not the ultimate authority:

A society is kept together by the bond of Word,
but the domain of logos, of what can be said,
and this mysterious vortex is what all our endeavours
and struggles are about. Our true fidelity
is to what cannot be said, and the greatest wisdom
is to know when this very fidelity
compels us to break our word, even if this word
is the highest immemorial law. This is where
you went wrong, Antigone. In sacrificing everything
for your law, you lost this law itself.

In the third ending Kreon and Antigone are reconciled, but the citizens of Thebes rise up against their rulers. Kreon is brutally executed because

Much greater evil than a lack of leadership
is an unjust leader who creates chaos in his city
by the very false order he tries to impose. Such an order
is the obscene travesty of the worst anarchy.
The people feel this and resist the leader. A true order,
on the contrary, creates the space of freedom
for all citizens. A really good master
doesn’t just limit the freedom of his subjects,
he gives freedom.

Antigone claims to be on the side of the revolution. But the leader of the people has her executed:

But the excluded
don’t need sympathy and compassion from the privileged,
they don’t want others to speak for them,
they themselves should speak and articulate their plight.
So in speaking for them, you betrayed them even more
than your uncle — you deprived them of their voice.

There is no catharsis. The revolution is brutal. The chorus attempts to excuse the horror by repeating the Ode to Man

There are many strange and wonderful things
but nothing more strangely wonderful than man

But one is left with the nightmare of revolutionaries settling scores by murder. One longs for the simplicity of Sophocles’s original wherein Kreon and Antigone were both striving to do what they thought was right. In Ziztek no one is right. Violence is the only outcome. Justice is not possible. This is not my idea of Antigone. Zizek has not found a way out of the conflict at the basis of the story. Nor has he, a committed communist, portrayed the necessity of revolution as in any way attractive.

Novels

Natalie Haynes has retold the stories of Oedipus and Antigone from the point of view of Jocasta and of Ismene in her novel The Children of Jocasta (2017). In Sophocles’ play Ismene, Antigone’s younger sister, is the only member of Oedipus’ family to survive. She initially serves as a foil for her sister, proposing compromise instead of defiance. Later she stands by her sister, though Antigone refuses her support. In Haynes’ novel the plot has changed from that of Sophocles’ plays, but the story still has its necessary confrontations and reconciliations. The plague plays the role of the Fates.

In Home Fire (2018) Kamila Shamsie has reinterpreted the story of Antigone in terms of Aneeka a young Englishwoman of Pakistani background. Her brother Parvaiz is recruited to ISIS and serves with the terrorists in Syria. Parvaiz is assassinated in Turkey when he tries to leave ISIS. The English government refuses to allow his corpse to be returned to England for burial, and arranges for it to be sent to Pakistan. Aneeka goes to Pakistan to protest this ruling but ultimately the body, the sister and her fiancé are blown to pieces in a suicide bombing.

The situation envisioned by Shamsie is clearly very possible. A citizen should have the right to be buried in his homeland. This right was recently tested in the case of Tamerlan Tsarnaev, one of the bombers at the Boston Marathon (Mendelsohn, 2013). No funeral director or cemetery in Massachusetts would accept his body. After much dispute, a Christian woman in Virginia intervened, and the body was finally buried in an unmarked grave in a small Muslim cemetery in Virginia.

Novels are discursive. They provide us with a wealth of detail, in terms of both things and thoughts. They can discuss what might have been as well as what was. They lack the harsh simplicity of a play.

A Play for All Time

Sophocles’ Antigone remains as a stirring invocation to do what is right. The world needs its Antigones. This was particularly evident in the days of Hitler (von Klemperer, 1992). Those who resisted Nazism did not succeed in changing their government. Yet they did show their countrymen that there were other ways to live and die than slavishly to follow a leader more concerned with power than with humanity.

Sophocles’ play returns time and time again. Whenever governments repress the conscience of their people. World War II generated the Antigones of Anouilh, Brecht and Orff. The situation in South Africa brought about Fugard’s The Island. The situation in Northern Ireland led to Paulin’s The Riot Act. Judith Malina translated Brecht’s Antigone while in jail in 1963 because her Living Theatre had run afoul of the US government.

The philosophy of Sophocles combines a respect for human morality and responsibility with an acquiescence to fate (Kitto, 1961, pp 123-127). In this recognition of the role played by fate, Sophocles differs from his predecessor Aeschylus:

The Aeschylean universe is one of august moral laws, infringement of which brings certain doom; the Sophoclean is one in which wrongdoing does indeed work out its own punishment, but disaster comes, too, without justification; at the most with ‘contributory negligence.’ (p 126)

Wonderful though man is he cannot control everything. This is most obvious in the fact of death. Yet before we die we can do what we believe to be right. This will not prevent our death but it will pay reverence to whatever ideas of transcendence we have conceived, be it the gods or the good.

We do not understand fate. I have already quoted the final words of Sophocles’ chorus – their praise of wisdom. Just before this they make two comments about fate. In reply to Kreon’s desire to die the chorus states

That’s in the future. We must do what lies before us.
Those who take care of these things will take their care.

And then when Kreon says that he prayed for what he longed for, they answer

Don’t pray for anything – for from whatever good
Or ill is destined for mortals, there’s no deliverance.
(Gibbons translation, ll 1334-5, 1337-8)

Sophocles is clear. Do what you think is right. Be open to the ideas of others. Do not expect reward. You will die. Life will carry on.

 

Texts

Note: the lines for the quotations in this posting are those in the original Greek (Brown edition) and may not fit the lines of the translations.

The Perseus Library Antigone has the full Greek text with translation and commentary by Richard Jebb (from the early 20th century).

Brown, A. (1987). Sophocles: Antigone. Warminster, Wiltshire, England: Aris & Phillips (Greek text and English translation on facing pages; good commentary)

Griffith, M. (1999). Sophocles: Antigone. Cambridge: Cambridge University Press. (Greek texts, extensive notes and commentary, but no English translation).

Performances

Orff, C., Hölderlin, F., (1949, CD conducted by Sawallisch, W., 1958, CD 2009). Antigonae. Neuhausen: Profil.

Tzavellas, G. [dir.] (film 1961, DVD 2004). Antigone. Kino International Corporation.

Translations

Carson, A., (2015). Sophokles Antigone, London: Oberon Books. This was performed at the Barbican with Juliet Binoche. It is a subdued version of Carson’s Antigonick.

Fagles, R., & Knox, B. M. G. W. (1982). The three Theban plays. London: Allen Lane/Penguin (a fine modern translation)

Gibbons, R., & Segal, C. (2003). Sophocles: Antigone. New York: Oxford University Press (a translation paying close attention to Greek poetic forms)

Heaney, S. (2004). The burial at Thebes: Sophocles’ Antigone. London: Faber and Faber. (perhaps the most beautiful of the translations)

Hölderlin, F. (1804) Sophokles Antigone. (This served as the basis for Carl Orff’s Antigonae). A translation of Hölderlin’s Antigone is available by David Constantine (BloodAxe Books, 2001). The German original is available

Paulin, T., (1985). The riot act: A version of Sophocles’ Antigone. London: Faber and Faber. (translation in modern colloquial English).

Young, G. (1906/1912). The dramas of Sophocles rendered in English verse, dramatic & lyric. Toronto: J.M. Dent & Sons. (the classical blank-verse translation). Available at archive.org

Adaptations

Anouilh, J. (1946/2005). Antigone. Paris: La Table ronde. (English translation by B. Bray & T. Freeman, Bloomsbury Methuen, 2000).

Brecht, B. (1948, edited by Werner Hecht, 1988). Brechts Antigone des Sophokles. Frankfurt: Suhrkamp. (English translation by Malina, J., 1990, Sophocles’ Antigone. New York: Applause Theatre Books).

Carson, A., (2012). Antigonick. (illustrated by Stone, B.). New York: New Directions. Carson and her colleagues presented a reading of Antigonick in 2012 at the Louisiana gallery in Denmark. The Chorus was read by Carson, Antigone by Mara Lee and Kreon by Nielsen.

Fugard, A., Kani, J., & Ntshona, W. (1974). Statements: Sizwe Bansi is dead. The island. Statements after an arrest under the Immorality Act. London: Oxford University Press.

Haynes, N. (2017). The children of Jocasta. London: Mantle Books.

Shamsie, K. (2017). Home fire. New York: Riverhead Books (Penguin)

Žižek, S. (2016). Antigone. London: Bloomsbury Academic

References

Burns, T. (2002). Sophocles’ Antigone and the history of the concept of natural law. Political Studies, 50, 545-557.

Camus, A., (1955, translated by Kennedy, E. C. 1968). On the future of tragedy. In Thody, P. (Ed.) Lyrical and critical essays. (pp. 295-310). New York: Knopf

Chancellor, G.  (1979). Hölderlin, Brecht, Anouilh: Three Versions of Antigone Orbis Litterarum, 34, 87-97

Grotius , H. (1625) De jure belli ac pacis (On the Law of War and Peace). Paris: Nicolaus Buon. (Preliminary Discourse XI) English translation available

Hegel, G. W. F. (1835, translated Knox, T. M., 1975) Hegel’s aesthetics: Lectures on fine art. Volume I. Oxford: Clarendon Press. Available 

King, M. L. Jr. (1963). Letter from a Birmingham jail. Available

Kitto, H. D. F. (1939/1961/2011). Greek tragedy: A literary study. London: Routledge.

von Klemperer, K. (1992). “What is the law that lies behind these words?” Antigone’s question and the German resistance against Hitler. Journal of Modern History 64, Suppi. (December 1992): S102-S111.

Maritain, J., (edited by Sweet, W., 2001). Natural law: Reflections on theory and practice. South Bend, IN: St. Augustine’s Press.

Mendelsohn, D. (2013) Unburied: Tamerlan Tsarnaev and the lessons of Greek Tragedy. New Yorker (May 14, 2013)

Nonet, P. (2006). Antigone’s Law. Law, Culture and the Humanities, 2, 314-335.

Reidy, D. A. (1995). Antigone, Hegel and the law: an essay. Legal Studies Forum, 19, 239-261.

Robinson, D. N. (1991). Antigone’s defense: a critical study of “Natural law theory: contemporary essays.” Review of Metaphysics, 45, 363-392.

Steiner, G. (1984). Antigones. New York: Oxford University Press.

Young, J. (2013). The philosophy of tragedy: from Plato to Žižek. Cambridge: Cambridge University Press.

 




Mitchell and Riopelle

From February 18 to May 6, 2018, the Art Gallery of Ontario (AGO) is presenting an exhibition of the paintings of Joan Mitchell and Jean-Paul Riopelle entitled Mitchell/Riopelle: Nothing in Moderation. This is the first time that many of these paintings have been seen together. The paintings are stunning, the relations between them fascinating.

Abstract Expressionism

The abstract expressionist movement in painting began in New York in the 1940s (Anfam, 1990, Sandler, 1970). Among its major artists were Jackson Pollock, Willem de Kooning, Franz Kline, Mark Rothko, Barnett Newman, and Robert Motherwell. Each artist had his own particular style, but they all attempted to convey meaning and emotion without recourse to representation.  The Americans promoted the development of abstract expressionism as their particular artistic “triumph” (Sandler, 1970), and other abstract artists working later or in other countries have lived too long without proper recognition. Among these are Joan Mitchell and Jean-Paul Riopelle.

Riopelle developed his technique independently of the New York artists. He had studied with Paul-Émile Borduas in Montreal, who had extended the ideas of surrealism into a movement called Les Automatistes. Finding the society of French Canada unreceptive to his new art, Riopelle moved to Paris. Mitchell had been impressed by the New York Abstract Expressionists, particularly de Kooning and Kline, but began to evolve her own particular style after visiting France.

In parallel to New York, Paris had developed a similar artistic movement called Abstraction Lyrique (Moszynska, 1990, p 120). This differed from the New York movement mainly by rejecting the geometric approaches, such as those of Barnett Newman or Josef Albers, which was considered “cold abstraction.” Mitchell and Riopelle painted most of their major works in France, and could be considered proponents of this type of abstraction. However, the term is ambiguous since “lyric abstraction” was also used to describe a group of New York artists in the 1960s.

Lives of the Artists

Mitchell and Riopelle came from vastly different backgrounds. Mitchell (1925-1992) was born into a wealthy family in Chicago. Her maternal grandfather Charles Strobel was an accomplished engineer who had designed many of the early Chicago steel-frame skyscrapers. Her mother was a poet and co-editor of Poetry, her father a very successful dermatologist and amateur painter. Riopelle (1923-2002) was from the middle class. His father was a builder and Riopelle started out with the idea of becoming an architect. For both Riopelle and Mitchell, early teachers inspired their artistic talents, and they both decided to pursue painting – Mitchell in New York with the Abstract Expressionists, and Riopelle in Montreal with the Automatistes. Mitchell visited France in 1948 but began her painting career in New York. Riopelle moved to Paris in 1948 and soon became recognized for his large abstract paintings, such as Pavane (1954) (not in the AGO exhibition) but reproduced below:

Mitchell and Riopelle met in Paris in 1955. Both were married, but Riopelle was living apart from his wife and Mitchell had divorced her husband. They were mutually attracted and spent time together, ultimately moving into a shared studio apartment in Paris in 1959. Paris was the city where art was created and love was enjoyed. Mitchell considered the beginning of their relationship in terms of Piaf’s famous La Vie en Rose. Their relationship was passionate and tumultuous, productive and persistent. Below are 1956 photographs of the artists in their Paris studios:

In 1967 Mitchell purchased an estate in Vétheuil about 65 km northwest of Paris. This was close to Giverney, where Claude Monet had painted his famous series of Water Lilies, and near a house where Monet had lived before Giverney. Riopelle initially lived at Vétheuil, but he later purchased a separate studio several miles away, and spent much of his time working there or travelling.

The paintings of Riopelle and Mitchell give the same sense of shimmering light as the impressionist works from fifty years before. This is shown in the following illustration which compares a part of a Monet Water Lilies from 1916 to Mitchell’s Mon Paysage (1967). Mitchell’s painting seems to have abstracted the feelings from a landscape of flowers. Not water lilies – but the colors and the feelings are similar.

One might perhaps consider Mitchell’s work as “abstract impressionism.” This formulation has been used to describe some of the later abstract expressionists such as Riopelle, Mitchell, Sam Francis and Patrick Heron, but it never really caught on, and Mitchell disliked the term (Michaud in Martin et al. 2017, p 118).

And as for any artist, the sources of present art have many different predecessors. Some of the late Cézanne paintings which pieced together blue and green color-fields to represent the garden at his home Les Lauves in Provence (1906) parcel out a similar experience to Mitchell’s untitled diptych form her 1975 Canada series. Mitchell uses a different palette of colors and her painting is about twice the size, but the feelings evoked and the experiences suggested are very similar:In 1974 Riopelle constructed a studio in the Laurentians in Canada and began to spend more and more time there. Mitchell visited. Some of her later monumental abstract paintings were inspired by the Canadian landscape, such as Canada I (1975) shown below.

However, the relationship between Mitchell and Riopelle was beginning to fall apart. Mitchell’s large quadriptych Chasse Interdite (1973) was initiated by an angry argument about hunting, which Mitchell deplored and Riopelle enjoyed. In 1978 Riopelle began an affair with Mitchell’s young protégé and assistant Hollis Jeffcoat. In 1979 the relationship between Mitchell and Riopelle ended. Mitchell stayed in France and Riopelle returned to Canada. After their rupture Mitchell painted another quadriptych, bitterly entitled La Vie en Rose (1979). Though not in the AGO exhibition, it is reproduced below:

Abstract Meanings

All paintings convey meaning. However, representational art is far easier to understand than abstract art. The meaning is in the scene, person or object that the painting describes. The style of the painting can highlight certain aspects of this meaning, but ultimately the artist is saying something about what the painting represents.

Abstract art does not directly represent or portray the world. Moszynska (1990, p 7) suggest that abstract art comes from two different approaches. In one the artist starts from an experience of the real world but then simplifies and changes it to highlight its effect on the artist. This gives the viewer a new way of looking at the world. In the other approach the artist starts with some transcendent or mystical idea and tries to give it form. This provides the viewer with some insight into what is beyond any normal sensory experience. Mitchell and Riopelle used the first approach; Barnett Newman and Rothko the second.

Many people give up trying to understand abstract art. The artist provides little help, generally refusing to say what an abstract painting means. Sometimes the paintings are given simple titles, but these often come after the fact, and many paintings remain untitled or simply numbered. The artist insists that the painting means something that could not be expressed in words but only conveyed in paint.

The indefiniteness of abstract paintings has some similarity to music. A piece of music composed without any definite program is appreciated for its melody and rhythm, but most particularly for its emotional effect. William Pater wrote long ago that “All art constantly aspires towards the condition of music” (Pater, 1893). Though he was discussing classical representational painting, his idea fits best with abstract art. Herbert Read proposed that all art involves a response to “harmonies” and “rhythms,” whether they be musical or not:

All art is primarily abstract. For what is aesthetic experience, deprived of its incidental trappings and associations, but a response of the body and mind of man to invented or isolated harmonies? Art is an escape from chaos. It is movement, ordained in numbers; it is mass confined in measure; it is the indetermination of matter seeking the rhythm of life. (Read, 1931, p 42)

The difficulty in understanding an abstract painting can sometimes lead to hostility. Exasperated viewers may claim that a monkey or a three-year old could paint something similarly meaningless. They fear that the artist is putting one over on them.

Perhaps the best approach is to let the paintings directly provide a new sensory experience. This is helped by the large size of many abstract paintings, which can fill the viewer’s field of vision. What emotions do the paintings trigger? Emotions are difficult to put into words. But this does not make them any less powerful, or any less meaningful. The following quotation is from the play Red which brought the art of Rothko to the stage

Wait. Stand closer. You’ve got to get close. Let it pulsate. Let it work on you: let it embrace you, filling your peripheral vision so nothing else exists or has ever existed or will ever exist. Let the picture do its work – But work with it. (Logan, 2009)

The direct sensory and emotional experience of abstract art can be illustrated in two paintings. The first is La Forêt ardente (1955) by Riopelle. The French ardent means “burning” or “passionate.” The experience of the painting is similar to that of being in an autumn forest. The darkness, the colored leaves, and the sky above are all there. But the essence of the experience is its passion.

The second painting is Girolata (1964) by Mitchell. Girolata is an isolated village on a bay on the west coast of Corsica. The following is a photograph of the bay by Pierre Bona (2006). And below that is Mitchell’s painting. The experience of the painting is one of serenity. All is right with the world.

In relation to the idea of turning landscape into feelings, one may quote Mitchell’s own words from the introduction to her exhibition at the Whitney Museum in 1974 (Tucker, 1974);

My paintings aren’t about art issues. They’re about a feeling that comes to me from the outside, from landscape.

I would rather leave Nature to itself. It is quite beautiful enough as it is. I do not want to improve it … I could certainly never mirror it. I would like more to paint what it leaves me with.

The painting is just a surface to be covered. Paintings aren’t about the person who makes them, either. My paintings have to do with feeling, yet it’s pretentious to say they’re about feelings, too, because if you don’t get it across, it’s nothing.

Differences

When one compares the paintings, it is important to realize that the work of both painters, particularly that of Riopelle, evolved through different styles. So we must talk in terms of artistic tendencies rather than fixed techniques – dispositions rather than rules. And it will be easy to find contradictory examples.

Mitchell always used a brush, whereas Riopelle used a palette knife or trowel. Riopelle’s oil-paintings are characterized by an almost sculptural surface – impasto – whereas Mitchell’s are flat and fleeting. The paintings therefore catch the light differently: Mitchell’s reflect the light very gently and suggestively; Riopelle’s shiny irregularities glitter or coruscate. The following illustration compares their surfaces, Mitchell’s is taken from an untitled 1955 painting, Riopelle’s from La Forêt ardente (1955).

Riopelle tended toward saturated primary colors, taking them straight from the tube; whereas Mitchell mixed her paints and used a much broader spectrum. The number of different shades in a Mitchell painting is generally far higher than in a Riopelle. Riopelle’s colors are much more definite; Mitchell’s tend to be lighter, sometimes fading in and out. Riopelle tended toward the red end of the spectrum, Mitchell toward the blue.

Mitchell’s paintings almost always have a white or lightly tinted background – her shapes and lines appear briefly out of the mist. Many of Riopelle’s paintings have no background, the colors intermingling without any limits. In others the background is dark, with bright colors appearing out of some primeval chaos.

Mitchell’s paintings use two main structural elements. One is the color field – an area of color that floats in the background. The second is the free line that rides above the background and the color fields. Many of her lines are made with thin paint, and leave downward-dripping rivulets of color.

Riopelle’s most famous paintings are composed like a mosaic out of brilliantly colored tesserae. In some later paintings, lines appear over the background, as though crystalizing out of the face of the deep. In other later paintings the colored regions become much larger and one can see the shapes more clearly.

Similarities

Both painters were very sensitive to symmetry. This was no mirror replication. Rather there was a balance from left to right of color, lightness and shape. Both Mitchell and Riopelle painted large diptychs and triptychs, wherein symmetry prevails. The following are two examples: Mitchell’s 1992 untitled painting (finished just before her death) and one of Riopelle’s 1977 Iceberg series (triggered by a trip to Baffin Island in the Canadian North) entitled Le Ligne d’eau.

Both artists derived their paintings from sensory experiences. Their paintings are abstracted from but not divorced from the real world. One gets a sense of the Vétheuil garden from the Mitchell’s  1992 painting, and of Baffin Island from Riopelle’s.

Sometimes the artists appear to be imitating each other styles. The exhibit pairs two untitled paintings to illustrate this. The Mitchell is from 1957 and the Riopelle from 1958; Riopelle is clearly trying out his companion’s style.

The sharing between the two artists is perhaps more evident in Riopelle’s work. His gouaches, such as the untitled 1956 example on the right, and his lithographs are composed of lines rather than shapes and have a light rather than a dark background. Nevertheless they are still in his style. His lines are short and replicate themselves. They are not Mitchell’s long, independent and free-floating lines.

Mitchell’s style was more consistent over the years. She was not as much affected by Riopelle as he by her. However, in 1963 she adopted the idea of painting triptychs from Riopelle, whose first triptych had been painted in 1953 (Brummel in Martin Brummel & Michaud, 2017, p. 74). Triptychs were used by artists in the altar-pieces of the Renaissance and the Middle Ages. Pollack and other Abstract Expressionists had used the form for abstract works. Yet Riopelle almost certainly triggered Mitchell’s first attempts in the early 1960s. Thereafter multi-panel works became a mainstay of Mitchell’s art.

Endings

In 1992 Joan Mitchell died in Vétheuil of cancer. Jean-Paul Riopelle retreated to a studio on the Île aux Oies (Goose Island) in the Rivière Saint Laurent just north of Quebec City. Using a completely new technique – spray-cans and cut-out figures – he composed a series of images L’Hommage à Rosa Luxemburg (1992) as his memorial to Mitchell. A portion of this work, which resides permanently in the Musée National des Beaux-Arts du Québec and is not in the AGO exhibit, is shown below.

Riopelle’s nickname for Mitchell was Rosa Malheur, a play on the name of Rosa Bonheur, a 19th century French painter. From that it was not far to Rosa Luxemburg, the Polish communist who was murdered in Germany in 1919 for promoting revolution. The painting also makes rueful reference to Mitchell’s 1979 quadriptych La Vie en Rose. Riopelle’s painting uses the bird-forms that were common in his later lithographs. These appear to signify freedom and its loss. This was Riopelle’s last painting. He died in 2002.

References

Anfam, D. (1990). Abstract Expressionism. London: Thames & Hudson.

Cogeval, G., & Aquin, S (2006). Riopelle. Montreal: Montreal Museum of Fine Arts.

Kertess, K. (1997). Joan Mitchell. New York: Harry N. Abrams.

Livingston, J., Mitchell, J., Nochlin, L., & Lee, Y. Y. (2002). The paintings of Joan Mitchell. New York: Whitney Museum.

Martin. M., Brummel, K., & Michaud, Y. (2017). Mitchell/Riopelle: Nothing in Moderation. Québec: Musée National des Beaux-Arts du Québec.

Moszynska, A. (1990). Abstract art. London: Thames and Hudson.

Pater, W. (1893, edited by Hill, D. L., 1980). The Renaissance: Studies in art and poetry Berkeley: University of California Press.

Read, H. (1931). The meaning of art. London: Faber & Faber

Sandler, I. (1970). The triumph of American painting: A history of abstract expressionism. New York: Praeger

Tucker, M., (1974). Joan Mitchell. New York: Whitney Museum of Art.  Available at archive.org.

Viau, R. (2003). Jean-Paul Riopelle. Québec: Musée du Québec.




Bruges-la-Morte

In 1892 Georges Rodenbach published a short novel entitled Bruges-la-Morte (“Bruges, Dead City”). Although the book deals more with internal emotions than external reality, Rodenbach included in his book 35 photographs of the city of Bruges (Flemish, Brugge). The city thus plays as much a part in the novel as its human characters. This was the first time that a work of fiction had been photographically illustrated.

The Author

Georges Raymond Constantin Rodenbach (1855–1898) was born in Tournai, Belgium. His French mother and German father soon moved to Gand (Flemish Gand, English Ghent) in the Flemish northern region of Belgium, not far from Bruges. Rodenbach studied law at the University of Ghent and practiced briefly before turning to poetry and journalism. He moved to Paris in 1888, where he married a fellow journalist, wrote for the Figaro and served as a correspondent for the Journal de Bruxelles, He became friends with the symbolist poet Stéphane Mallarmé, and participated in the literary salons of the day, where he met Edmond de Goncort, Auguste Rodin, the young Marcel Proust, and Odilon Redon. As the 1894 photograph by Nadar shows, Rodenbach became quite the dandy. Bruges-la-Morte was initially serialized in the Figaro and then published in book form by Flammarion.

Rodenbach died in 1898 from the complications of an appendicitis. He was buried in Père-Lachaise cemetery. His monument by sculptor Charlotte Dubray (1902) is outrageously romantic. A bronze likeness of the dead poet emerges from the shattered grave holding aloft a rose. Beauty triumphs over death! Joël Goffin suggests that the tomb alludes to various occult and gnostic ideas promoted by the Salon de la Croix+Rose (1892-1897) established by Joséphin Péladan.

 

The City

Bruges was a major city in the medieval County of Flanders in the northern coastal plain of what is now Belgium. Connected to the North Sea by the estuary of the River Zwin, Bruges became an important trading center, closely associated with England through the wool trade, and with Scandinavia and the Baltics through the Hanseatic League, which maintained a major office (Kontor) in the city.

The city promoted religion as well as trade. The Church of Our Lady has one of the tallest spires in Europe. The Basilica of the Holy Blood enshrines a relic of Christ’s blood brought back from the Holy Land after the Second Crusade. The city was home to one of the larger Béguinages, communities of lay religious women. Some say that these housed women of the middle and upper classes whose fathers or husbands had died in the crusades.

Religion and trade both fostered art. Two great Flemish painters of 15th Century, Jan van Eyck and Hans Memling, lived in Bruges. Within the Church of Our Lady is a sculpture of The Virgin and Child by Michelangelo, bought in 1504 by two wealthy merchants from Bruges.

Flanders changed hands several times during its golden age from the 12th to 15th centuries. At various times allegiance was paid to France, Burgundy, the Holy Roman Empire, and Spain. However, by the 16th century, the River Zwin had become too silted to allow the passage of merchant ships. Wars of religion and succession devastated the countryside and the city lapsed into obscurity.

 

 

In the late 19th century Bruges returned into the public eye as a center for tourism. Most of its medieval buildings remained intact. Most striking is the medieval bell tower on the main square with its carillon. The atmosphere of past glories evoked by the canals and cobblestones fit well to the melancholy sensitivity of the fin-de-siècle.

 

 

 

Bruges remains to this day a beautiful city. The following photograph (Emmanuel Parent, 2013, Flickr, cropped) shows the Spiegelrei canal looking toward the Jan van Eyck square and the Burghers’ Lodge (Poorterloge)

The Book

A brief summary of the plot of Bruges-la-Morte follows, with occasional quotations (from the Mosley translation) to illustrate the book’s poetic style.

Five years after the death of his beautiful young wife in Paris, Hugues Viane remains in mourning. He has moved to the city of Bruges, whose quiet melancholy suits his persisting sadness. He tries to remember all he can about his wife. He does little else. Every day he walks around the city:

In the mute atmosphere of the lifeless waters and streets Hugues felt his heartache less, and he could think more calmly about his wife. In the line of the canals, he was better able to see and hear her again, to discover her Ophelia face floating along, to listen to her voice in the high-pitched song of the carillon. (p. 18)

In a special room in his house Hugues keeps mementos of his wife: several portraits, furniture on which she had sat, cushions that she had embroidered, curtains that she had hung. The most treasured of these objects is a plait of her golden hair, displayed in a crystal case.

On one of his walks, Hugues sees a young woman who looks exactly like his dead wife. Entranced he follows her until she enters the theater. She turns out to be Jane Scott, a dancer in the opera Robert le Diable (Meyerbeer, 1831). She plays the spirit of the abbess Helena who comes back to life in the graveyard of the cloister along with her nuns. Tools of the devil, they convince Robert to steal the sacred branch from the tomb of Saint Rosalie. This will give him magical but unholy powers.

Hugues meets Jane, and she soon becomes his mistress. Hugues installs her in a pleasant house on the outskirts of Bruges. The people of Bruges and Hugues’ housekeeper are scandalized by this affair. However, Hugues cares not. His sadness lessens. His memories have become a person.

When he took her head in his hands and brought it close to him it was to look into her eyes, searching them for something he had seen in others: a nuance, a reflection, pearls, even some flowers with roots in the soul. (p. 42)

After a while Jane tires of her sad and serious lover. She takes up with her old friends, though she keeps Hugues as her lover and financial support. One day she decides that she should visit his house, to assess his fortune and see what jewelry she might acquire. She cajoles him with

that tempting voice possessed by all women at certain times, a crystal voice that sings, swells into haloes, in eddies where men surrender, whirl around and let themselves go. (p. 88)

She visits Hugues on the day of the Procession of the Holy Blood through the streets of Bruges. Hugues is enthralled by the color and the music. Jane is bored, and jests about the mementos of Hugues’ wife. She pulls the golden braid out of the crystal case and plays with it, winding it around her neck like a scarf. Hugues tries to retrieve it. Jane resists. Hugues becomes incensed. He pulls the braid taut and strangles her.

She was dead – for having failed to guess the Mystery and that one thing there was not to be touched on pain of sacrilege. She had laid a hand on the revengeful hair, that hair which, as emblem for those who soul is pure and in communion with the Mystery – implied that the minute it was profaned, it would itself become the instrument of death. (p. 101)

The procession returns. The bells ring.

Hugues repeated incessantly, “Morte… morte… Bruges-la-Morte,” with a mechanical look, in a slack voice, trying to match “Morte… morte… Bruges-la-Morte,” to the cadence of the last bells: slow, small, exhausted old women who seemed languishingly – is it over the city, is it over a tomb? – to be shedding petals of flowers of iron.  (p. 102)

 

The Photographs

Rodenbach considered the photographs an essential part of his book. In his foreward he states that Bruges acts as a “main character, a city associated with states of mind, one that is able to advise, dissuade, induce action.” Since Bruges was not simply a back-drop but a force in the action, Rodenbach thought is essential to have the city “reproduced visually within the text: the quays, deserted streets, old residences, canals, Béguinage, churches, belfries, cult objects.”

The illustrations for Bruges-la-Morte were chosen from the catalogue of Lévy and Neurdein, who specialized in touristic photographs used for postcards, souvenirs and stereographs. Most of the chosen images contain no people.

The photographs are loosely associated with events occurring in the text. They show the reader with what Hugues might be seeing while the text describes what he is feeling. For Hugues, Bruges had become the incarnation of his lost love. Like his wife Bruges was once but is no more alive and beautiful.

But as evening fell, he liked to wander about, looking for resemblances of his sorrow in the lonely canals and the religious quarters of the city. (p. 18)

On the right is the illustration that faces the page containing this quotation. It shows the canals and the bridge leading to the entrance to the Béguinage.

The new art of photography was a way of fixing forever the essence of a person or a place – a way of stopping time. One of the main themes of the novel is that time can neither be stopped nor reversed. The dead do not return. Bruges-la-Morte is a novel about memory and representation. Does Jane represent Hugue’s lost wife or is she simply a resemblance? Photography is intimately related to memory. Old photographs are an aid to remembering the when and where of our past. Sometimes the photographs become our memories.

 

 

The canals in Bruges are a boon to the photographer. They allow the real and the reflected to be captured simultaneously. The images suggest another world in the reflection beneath the real.

The use of photographs in novels did not catch on. Readers thought that it was the writer’s responsibility to describe in words where things occurred as well as what was thought. Rodenbach himself noted in a later discussion about the concept of an illustrated novel that “even a mildly astute reader would always prefer to imagine the characters, since a book is only a point of departure, an excuse and a canvas for dreams.” (Dossier in Flammarion edition of Bruges-la-Morte, 1998, pp. 331-332). However, I believe he is more concerned in this comment with illustrations that depict the events and characters in a novel rather than just its setting.

Recently, W. G. Sebald has used photographs in his books Vertigo (1990), The Emigrants (1992), The Rings of Saturn (1999) and Austerlitz (2001). Like Bruges-la-Morte these writings deal mainly with states of mind. The low-resolution photographs provide a setting for the emotions.

 

Fernand Khnopff

Flammarion engaged the Belgian symbolist painter Fernand Khnopff (1858-1921) to provide an illustration for the frontispiece of Bruges-la-Morte. Khnopff had spent his early childhood in Bruges. His etching shows Hugues’ dead wife lying upon the waters of Bruges before the bridge leading to the Béguinage.

Her pose recalls the 1852 painting of Ophelia by John Everett Millais. This fits with the text

In the line of the canals, he was better able to see and hear her again, to discover her Ophelia face floating along, to listen to her voice in the high-pitched song of the carillon. (p. 18)

Secret-Reflet (“Secret Reflection”), one of Khnopff’s later works (1902), is in the Groeningemuseum in Bruges. It combines two images. The upper circular picture shows Khnopff’s sister and muse Marguerite touching a mask of Hermes, the messenger of the gods. The lower shows a pastel drawing of the houses of Bruges reflected in the canals. This is similar to the illustrations in Bruges-la-Morte. The painting alludes to a secret life beyond or beneath our transient reality. The symbolists were fond of the tradition of hermeticism, deriving from the writings of the mythical Hermes Trismegistus. These brought together various strands of mysticism and Gnosticism to suggest the idea of a secret world, of which only the esthetically sensitive were aware.

 

Meanings

Bruges-la-Morte can be read as a simple story of how a young dancer was murdered by her lover. As such it vividly depicts the mental and emotional state of the murderer. Most importantly it shows how the atmosphere of a place – the mist, bells, reflections, loneliness, and religious processions of Bruges – can accentuate the emotions of love and grief, and allow them to change into rage.

This is a prototypical symbolist novel. Literary symbolism was a reaction against the naturalism of Balzac and the realism of Zola. Rather than dealing with the external forces that control one’s life, the symbolists focused on the internal emotions and motivations that cause action. The protagonist is typically a solitary and sensitive individual, a precursor of the existential hero of the mid-20th century. And the story looks less at the events and settings and more at their effects on the mind. As Stéphane Mallarmé remarked the goal was ‘to depict not the thing but the effect it produces.’

A symbol is a way of representing the invisible. It combines concealment with revelation: an idea is reproduced only through allusion, and yet this allusion increases our understanding of the idea. The Symbolist Movement tended to spiritualism and the occult. More concerned with the ideal than with the specific, it was perhaps literature’s way of replacing the religion that science and realism had defeated.

In his introduction to The Symbolist Movement in Literature (1899/1919), Arthur Symons concluded

Here, then, in this revolt against exteriority, against rhetoric, against a materialistic tradition; in this endeavour to disengage the ultimate essence, the soul, of whatever exists and can be realized by the consciousness; in this dutiful waiting upon every symbol by which the soul of things can be made visible; literature, bowed down by so many burdens, may at last attain liberty, and its authentic speech. In attaining this liberty, it accepts a heavier burden; for in speaking to us so intimately, so solemnly, as only religion had hitherto spoken to us, it becomes ltself a kind of religion, with all the duties and responsibilities of the sacred ritual. (p. 9)

Much, then, rides below the surface in Rodenbach’s novel. The story alludes to various myths that tell of the return of loved ones after death, most importantly that of Orpheus and Eurydice. In the canonical version of the myth, Orpheus succeeds in convincing the gods to release Eurydice, but then disobeys their injunction not to look back to see that she is following him out of Hades, and she vanishes. Other versions (e.g. Plato) suggest that the returning Eurydice was only an apparition.

Rodenbach’s story is also related to the magical golden bough that mortals need to descend into Hades (e.g. Aeneid, Book VI, ll 171-203). Jane dances as one of the demonic nuns in Robert le Diable who convince the hero of that opera to take the magic branch from the tomb of the saint. The golden plait of his wife’s hair that Hugues has preserved has both magical and murderous properties. It maintains the memory of his love and acts as an instrument of death

 

Die Tote Stadt

Erich Wolfgang Korngold was impressed after reading a dramatic adaptation of Bruges-la-Morte that had been translated into German as Die stille Stadt (“Silent City”) or Der Trugbild (“Mirage”). In 1920 he completed an operatic version of the play – Die tote Stadt (“Dead City”). The libretto, attributed to a fictional Paul Schott, was actually written by Korngold and his father.

The operatic story differs for that of the novel. Hugues becomes Paul (P) and Jane becomes Marietta (M). Paul’s first assignation with Marietta occurs at his residence. She plays the lute and sings an old song, sounding exactly like his dead wife. The song itself is concerned with how love should persist after death. The singing becomes an ecstatic duet:

M: Glück, das mir verblieb,
rück zu mir, mein treues Lieb.
Abend sinkt im Hag
bist mir Licht und Tag.
Bange pochet Herz an Herz
Hoffnung schwingt sich himmelwärts.

P: Wie wahr, ein traurig Lied.

M: Das Lied vom treuen Lieb,
das sterben muss.

P: Ich kenne das Lied.
Ich hört es oft in jungen,
in schöneren Tagen.
Es hat noch eine Strophe—
weiß ich sie noch?

M & P: Naht auch Sorge trüb,
rück zu mir, mein treues Lieb.
Neig dein blaß Gesicht
Sterben trennt uns nicht.
Mußt du einmal von mir gehn,
glaub, es gibt ein Auferstehn

Joy, that near to me remains,
Come to me, my true love.
Night sinks into the grove
You are my light and day.
Anxiously beats heart on heart
Hope itself soars heavenward.

How true, a sad song.

The song of true love,
that must die.

I know the song.
I heard it often in younger,
in better days.
It has yet another verse—
Do I know it still?

Though sorrow becomes dark,
Come to me, my true love.
Lean (to me) your pale face
Death will not separate us.
If you must leave me one day,
Believe, there is an afterlife.

Paul falls passionately in love with Marietta. The rest of the story – the loss of love, the desecration of the golden plait, and Marietta’s ultimate murder – follow in a similar fashion to the novel. However, in the opera these events turn out to be a dream rather than reality, and Paul awakens to find that Marietta is still alive. His dream finally reconciles him to the death of his wife. He sings a new verse to the lute song, bidding her farewell until they meet again – not in this world but in the afterlife.

Harre mein in lichten Höhn –
hier gibt es kein Auferstehn

Wait for me in heaven’s plain –
here we shall not meet again.

The opera conveys the intense emotions of the original. However, the addition of music attenuates the sadness, and makes the story far more sensuous.

The following is a 1924 version of the duet Glück das mir verblieb with Richard Tauber and Lotte Lehman.

The duet is often sung as a solo concert aria. The following is a 1994 version by Anne Sofie von Otter with the accompaniment adapted for piano quintet.

 

Aria

In 1987, Don Boyd asked ten different directors to produce short films based on famous opera arias. These were put together to make the feature film Aria. Bruce Beresford visualized Glück das mir verblieb as an intensely erotic engagement between two young lovers (Elizabeth Hurley and Peter Birch) in the city of Bruges. The soundtrack is from the first recording (1975) of the full opera with Carol Neblett and René Kollo. Enjoy!

 

 

References

Texts

Rodenbach, G. (1892). Bruges-la-Morte: Roman. Paris: Flammarion.

The 1913 edition is available on archive.org

and also at Archives et Musée de la Littérature.

The 1998 Flammarion version reproduces the original text and photographs and contains extensive notes by J.-P. Bertrand and D. Grojnowski.

The illustrations are reproduced in Wikipedia Commons

My quotations are to the English translation by Philip Mosley, originally published in 1986, and reprinted in 2007 by University of Scranton Press. This has no photographs. Another English translation by Will Stone and Mike Mitchell, published by Dedalus Press in 2009, includes a series of photographs of present-day Bruges. Since the original illustrations were an essential part of the book, this seems inappropriate.

Bruges-la-Morte Website

Joël Goffin runs an impressive website Bruges-la-Morte, which is packed with information about the book and its author, and which presents his own book (2017) about the novel: Le Secret de Bruges-la-Morte.

Photographs

Edwards, P. (2000). The photograph in Georges Rodenbach’s Bruges-la-Morte. Journal of European Studies, 30, 71-89.

Elkins, J. Writing with Images. 3/1/ Georges Rodenbach, Bruges-la-Morte. Website

Fontaine, X. (2012). La photographie non identifiée de Bruges-la-Morte. Tentative de percée d’un mystère, lui-même fonction de l’interprétation du lecteur.In V. Lavoie ; P. Edwards ; J-P. Montier (Eds.) Actes du Colloque: Photolittérature, littératie visuelle et nouvelles textualités. NYU: Paris. Available online

Long, J. J. (2003) History, narrative and photography in W. G. Sebald’s Die AusgewandertenModern Language Review, 98, 117–37.

Wilson, M. G. (2013) Sheets of past: Reading the image in W. G. Sebald’s Austerlitz. Contemporary Literature, 54, 49-76.

Fernand Khnopff

 Dumont-Wilden, L. (1907). Fernand Khnopff. Bruxelles: G. Van Oest. Available at archive.org

The Bruges-la-Morte website has a section on Khnopff

Artifex in Opera Website discusses the painting Secret-Reflet

Symbolist Movement

Conway Morris, R. (2007). The elusive Symbolist movement. New York Times (March 16, 2007).

Olds, M. C. (2006). Literary Symbolism. In D. Bradshaw & K. J. H. Dettmar. A Companion to Modernist Literature and Culture. (pp 155–162). Malden, MA: Blackwell.

Ross, A. (2017). The occult roots of modernism: Joséphin Péladan’s mystical art exhibitions, in Paris, set the stage for everything from Kandinsky’s abstractions to Eliot’s “The Waste Land.” New Yorker (June 26, 2017).

Symons, A. (1899, revised 1919). The symbolist movement in literature. New York: E. P. Dutton. Available at archive.org.

 




The Mysteries

For over a millennium the Mysteries were celebrated at Eleusis, about 18 km northwest of Athens. The main buildings in the temple precinct were built in the 5th Century BCE, but earlier buildings were present in the 6th Century, and evidence of cult-activity at the site goes back to the Mycenaean period before 1100 BCE (Mylonas, 1961, Chapter II). The Mysteries continued through the Hellenistic and Roman ages until their demise in the 4th Century CE when Christianity became the dominant religion of the Roman Empire.

What happened during the Mysteries is unknown. Those who were initiated into the Mysteries were instructed not to reveal their secrets. All we know is that they provided their initiates with a vision of the divine and a way to cope with death.

 Myth

The Mysteries at Eleusis were based upon Demeter and Persephone (also known as Kore, the maiden). The earliest recorded version of their story is in the Homeric Hymn to Demeter from the 7th Century BCE (Lawton, 1898, pp. 154-179). Persephone was the daughter of Demeter (the Goddess of the Harvest) and Zeus. She was carried off by Hades to rule with him as Queen of the Underworld. While in the realm of the dead, Persephone sometimes assumed the name of Thea, and the Underworld later became known by the name of its king. Bernini’s 1622 sculpture of the Rape of Persephone is the most famous representation of the myth.

On the left is shown a 5th-Century BCE votive tablet found in Southern Italy. The King and Queen of the Underworld sit together: Persephone holds a hen and a spray of wheat stems, and Hades displays a libation dish and a fully leaved tree-branch. Despite the fact that they rule over the dead, they are concerned with life.

Back on Earth, Demeter was grief-stricken. She wandered far and wide in search of her daughter. Ultimately she arrived at Eleusis and accepted the hospitality of its king, Celeus, and his family.

Demeter was the God of fruitfulness, and in her grief the Earth had become infertile:

                                      The Earth did not send up any seed.
Demeter, she with the beautiful garlands in her hair, kept the seeds covered underground.
Many a curved plough was dragged along the fields by many an ox—all in vain.
Many a bright grain of wheat fell into the earth—all for naught.
(Homeric Hymn to Demeter, Nagy 1914 translation, ll 306-309)

Zeus decided that this barrenness should not persist. After much negotiation with Demeter and with Hades, he arranged that Persephone could return periodically to her mother:

Zeus assented that her daughter, every time the season came round,
would spend a third portion of the year in the realms of dark mist underneath,
and the other two thirds in the company of her mother and the other immortals. (ll 464-465)

Thus the land returned to cyclic fruitfulness. The thankful Demeter taught Triptolemus, Celeus’ son, all the secrets of agriculture. One interpretation of the Eleusinian relief at the National Archeological Museum in Athens shows Demeter (on the left) presenting wheat stems (no longer visible) to the young Triptolemus. Persephone lays her hand upon his head in blessing.

In celebration of the return of Persephone, Demeter also proposed that the Mysteries be conducted annually at Eleusis. These rites occurred each autumn just before the wheat was planted. The climate of Greece is such that nothing grows in the summer, ploughing and seeding occur in the fall, and the grain is harvested in spring (Cartwright, 2016).

Initiation

After a large procession from Athens to Eleusis, a group of several hundred people were initiated each year into the Mysteries. Much more is known about the procession than the actual rites which occurred within the sanctuary, though these are far more important. The rites at Eleusis lasted for two days. What happened during this time is not known since the initiates (mystai or telestai) were sworn to secrecy. We can only speculate based on scattered references and representations from the time. The following narrative combines elements from Mylonas (1961, pp 224-285) Kerenyi (1967, pp 67-102), Clinton (1992, 1993) and Bremmer (2014). A reconstruction of the temple buildings is illustrated below:

The first day was spent in fasting and purification. Outside of the main gate was a well which provided water for cleansing the body. The illustration on the Roman Lovatelli Urn (from 1st Century BCE) shows an attendant holding a winnowing fan (lyknon) over the head of a veiled initiate. A winnowing fan is used to separate the chaff from the wheat. It therefore symbolizes both harvesting and purification. In this particular representation, the initiate is Heracles (as seen from the lion skin of the Nemean Lion on which he sits).

At the end of the day the initiates were given a special non-alcoholic drink called kykeon. This was likely made from grain, honey, and herbs. Wasson et al. (1978) have suggested that it may have contained hallucinogens (also called “entheogens” – drugs that promote the experience of the divine), although it is doubtful that the dose could have been adjusted properly for such a large number of people.

As the night came on, the initiates were ushered by Iacchus into the Sanctuary through the main gate (Propylaia) and then through the narrower lesser gate. In the area now called the Ploutonion they could look into cave in the hillside. Clinton suggests that here they might have seen a representation of Demeter in her grief, seated upon the agelastos petra (mirthless rock).

Then the initiates spent the night in inner regions of the sanctuary. There was likely music and prayers. Perhaps the initiates wandered around, trying to help Demeter find Persephone. There was much confusion due to the darkness, the veils, the fasting, and the kykeon.

Later that night the initiates entered the central Telesterion. Again this was likely dark.  After a while a large gong was sounded and the central platform Anaktorion became suddenly lit up with blazing torches. The initiates then saw Persephone brought back from the Underworld by the herald Euboulos to be re-united with Demeter.

Following this, and perhaps only to those in their second year of initiation, various sacred objects were revealed by the special attendant known as the hierophant (from hieros, sacred and phainein, show). Most experts think that these may have been representations of the wheat and the harvest. Others (e.g. Kerenyi) have suggested that Persephone was shown giving birth to a son.

The dawn brought the second day, which was enjoyed in feasting and music.

Ninnion Tablet

The only definite contemporary representation of the Eleusinian Mysteries is the Ninnion Tablet found at the Eleusis, dated to the 4th Century BCE and now in the National Archaeological Museum of Athens (Mylonas, 1961, pp 213-221; Clinton, 1992, pp 73-75). The tablet has been interpreted in several ways. The writing suggests that the initiate’s name was Niinnion, but most now accept that that the double-i is a mistake.

The lower and upper sections of the tablet can be interpreted as showing two stages of the Mysteries. In the lower half Iacchus, holding torches, ushers the female initiate (one assumes this is Ninnion) and her bearded male companion toward the Goddess Demeter on the right. Ninnion is bearing a vessel on her head, the contents of which will likely be used as a libation to sanctify the Telesterion. Her right hand is raised in greeting and in wonder. Demeter is seated beside an open seat for her lost daughter.

The upper half of the tablet shows the second stage of the rites. The bearded man, a young boy and Ninnion are now approaching another vison. On the right Persephone holding two torches becomes reunited with her mother. Demeter’s pale complexion in the lower representation has become suffused in the upper with the red of happiness.

Most consider the Mysteries to involve two stages: myesis and epopteia. These may related to the two different visions seen during the rites at Eleusis. Others have interpreted the stages differently. Myesis was one of the words used to denote the mysteries. It may have derived from a simpler word meaning “to close.” This itself may have alluded to the secrecy of the proceedings, the closed eyes of the initiates before the revelations or the mental closure that happened after the revelations. In the last sense, it was similar to another word for the mysteries – teletai, which came from the root telos (goal) and meant something accomplished or finished. The second stage was epopteia, which meant “revelation” or “vision,” deriving from ops, eye. Though many agree that there were two stages to the Mysteries, exactly how they occurred remains unknown. Some have suggested that the myesis may have involved “lesser mysteries” that occurred in Athens prior to the initiates going to Eleusis for the “greater mysteries.” The two stages may also have required attendance at the Eleusinian Mysteries on two successive years.

Regina Vasorum

The story of Demeter and Kore was intertwined with several other Greek myths. The Hermitage museum has a beautifully crafted hydria (water carrier) adorned around its shoulder with relief representations of the various divinities associated with Eleusis. This Regina Vasorum (Queen of the Vases) was found in Southern Italy and dates to the 4th Century BCE. The following illustration shows the hydria and that section of the decoration representing the reunited Demeter and Kore.

The following diagram identifies the various divinities. Both Heracles and Dionysus, though heroes of their own myths, also participated in the Mysteries and became initiates. Athena is present since the Mysteries were conducted under the auspices of the city of Athens. Triptolemus is there to represent Eleusis, and perhaps also to be a symbol of normal human beings. Demeter and Kore are portrayed twice – apart and then reunited.

Other Mysteries

The Eleusinian Mysteries were but one of many different mystery-cults in the Ancient World (Burkert, 1987; Bowden, 2010; Bremmer, 2014). Each of the cults provided initiation ceremonies. Each was based on its own set of myths.

The cult of Dionysus/Bacchus centered on the life and actions of the God of Wine. Celebrations of this cult – bacchanalia – involved intoxication with wine and frenzied dancing. Most of the celebrants were female; in their ecstasy these were called maenads. The Orphic rites derived from the story of Orpheus who tried to reclaim his wife from Hades. The myths and cults of Orpheus and Dionysus were closely related. Some stories tell of the death of Orpheus from being torn apart by maenads celebrating the rites of Dionysus.

The cult of Isis came from Egypt but was widely celebrated in the Roman Empire. Isis was a Goddess of fertility similar in nature to Demeter. Her life was a search for the dismembered body of her brother/husband Osiris. The rites of Magna Mater (“great mother”, also called Cybele) originated in Anatolia (where the Romans believed they might have originated – as the descendants of Aeneas). Priestesses in her cult, called Sibyls, provided advice and prophecy in early Rome. In later Roman times, the Persian God Mithra was widely celebrated in secret temples.

The foundational myths of the different mysteries have many similarities. Many involve a journey to Hades and/or the return of someone from the Underworld. Dionysus journeyed to Hades to rescue his mother Semele, who had died when her lover Zeus revealed himself in all his glory. Orpheus sought to rescue his wife from the Underworld.  Osiris was finally brought back to life and became the god of regeneration on the earth and the judge of all who enter the Underworld. The world has known many cults that revolve around the death and resurrection of a God (Frazer, 1923)

Some of the mysteries (particularly those related to Dionysus, and Orpheus) may have provided the initiates with small gold tablets (Bowden 2010, Chapter 7). These were buried along with the deceased in various areas of Greece. The tablets were inscribed with what are apparently instructions about what to do when the initiate dies. The most important instruction was to drink the water from the Pool of Memory (Mnemosyne) rather than from the River of Forgetting (Lethe). Several tablets indicate that Mnemosyne is to the right near a white cypress tree. Once refreshed, the newly dead could “go on the great Sacred Way along which the other famed mystai and bakkhoi make their way” (Bowden, 2010, p 149). The following is a 4th-Century BCE tablet (approximately 2 by 4 inches) from Thessaly (now in the J. P. Getty Museum in California)

The cryptic inscription requests a drink from the Spring of Memory and identifies the bearer according to some prescribed format likely learned from the Mysteries:

I am parched with thirst and am dying; but grant me to drink
from the ever-flowing spring. On the right is a white cypress.
‘Who are you? Where are you from?’ I am a son of Earth and starry sky.
But my race is heavenly.

The Mysteries were thus one way that the Ancients came to grips with the idea of death. Burkert describes the mysteries as “a form of personal religion, depending on a private decision, and aiming at some form of salvation through closeness to the divine.” (1987, p 12). He quotes Cicero who said that those who underwent the initiations at Eleusis learned “how to live in joy, and how to die with better hopes.”(Laws, II, 36).

Literary Allusions to the Mysteries

Two striking allusions to the Mysteries occur in the ancient literature. The first from Plato’s Phaedrus highlights the revelations that came from participating in the Mysteries. For Plato supreme understanding came from recognizing the eternal forms upon which transient individual things were based. In Phaedrus Socrates likens the mind of man to a charioteer which has to control two winged horses, one striving toward the good and one falling away toward evil.  If the mind can control the horses and get the chariot to rise up it might reach the outside of heaven and behold

justice, and temperance, and knowledge absolute, not in the form of generation or of relation, which men call existence, but knowledge absolute in existence absolute (Jowett translation, Section 247)

Before it assumed mortal form the soul understood truth and beauty for which it now has only a faint memory. Sometimes through love or through philosophy this knowledge can be regained. Socrates likens the understanding of the absolute to what happens when one is initiated into the Mysteries:

For there is no light of justice or temperance or any of the higher ideas which are precious to souls in the earthly copies of them: they are seen through a glass dimly; and there are few who, going to the images, behold in them the realities, and these only with difficulty. There was a time when with the rest of the happy band they saw beauty shining in brightness,—we philosophers following in the train of Zeus, others in company with other gods; and then we beheld the beatific vision and were initiated into a mystery which may be truly called most blessed, celebrated by us in our state of innocence, before we had any experience of evils to come, when we were admitted to the sight of apparitions innocent and simple and calm and happy, which we beheld shining in pure light, pure ourselves and not yet enshrined in that living tomb which we carry about, now that we are imprisoned in the body, like an oyster in his shell. (Section 250).*

The second allusion to the Mysteries is by Plutarch, who in his essay On the Soul likens the experience of the soul at death to what happens during the initiation into the Mysteries:

Thus we say that the soul that has passed thither is dead, having regard to its complete change and conversion. In this world it is without knowledge, except when it is already at the point of death; but when that time comes, it has an experience like that of men who are undergoing initiation into great mysteries; and so the verbs teleutan (die) and teleisthai (be initiated), and the actions they denote, have a similarity. In the beginning there is straying and wandering, the weariness of running this way and that, and nervous journeys through darkness that reach no goal, and then immediately before the consummation every possible terror, shivering and trembling and sweating and amazement. But after this a marvellous light meets the wanderer, and open country and meadow lands welcome him; and in that place there are voices and dancing and the solemn majesty of sacred music and holy visions. And amidst these, he walks at large in new freedom, now perfect and fully initiated, celebrating the sacred rites, a garland upon his head, and converses with pure and holy men; he surveys the uninitiated, unpurified mob here on earth, the mob of living men who, herded together in mirk and deep mire, trample one another down and in their fear of death cling to their ills, since they disbelieve in the blessings of the other world. For the soul’s entanglement with the body and confinement in it are against nature, as you may discern from this. (Plutarch from the fragment On the Soul, Sandbach translation, 1969, pp 317-319).

These two mentions of the Mysteries in the ancient literature bring out the two main aspects of the rites: the attainment of understanding through a vision of the divine, and the provision of some way of coping with death.

Relations to Christianity

In the 4th Century CE during the reign of the Emperor Constantine, Christianity became the religion of the Roman Empire, taking over from the various mystery cults. How much Christianity assimilated from these earlier belief systems is difficult to assess.

Christianity differed significantly from the Mysteries. A primary difference was the lack of secrecy. Christianity was based on set doctrines that were promulgated by the faithful and delineated in scriptural texts. The teachings of the Mysteries were far less dogmatic and heresy was unknown. In addition, Christianity was communal. Believers did not just attend the mysteries once or twice in their lives – they worshipped together weekly and acted on their beliefs daily. A third main difference was the lack of any clear moral teaching in the Mysteries.

The early Church Fathers such as Clement of Alexander (2nd Century CE, icon on the right) both decried the Mysteries as superstition and promoted Christian beliefs as the greatest of the mysteries:

O truly sacred mysteries! O stainless light! My way is lighted with torches, and I survey the heavens and God; I become holy while I am initiated. The Lord is the hierophant, and seals while illuminating him who is initiated, and presents to the Father him who believes, to be kept safe for ever. Such are the reveries of my mysteries. (Protrepticus Chapter 12).

Clement proposed that Christianity was the “mystery of the Word (logos),” the divine truth that was manifest in the story of Christ’s death and resurrection. Clement was using logos in its meaning as “truth.” However, Christianity also differed from the Mysteries in virtue of the other meaning of logos as “word.” Christianity followed scripture; the Mysteries were based on secrets.

The sacraments of Christianity (Baptism, Eucharist, etc.) are often referred to as the Mysteries of Faith. These transcendent rites cannot be understood by reason. The Catholic existentialist philosopher Maritain (1962, First Lecture) differentiated two modes of human thinking. One uses reason to solve problems. The other uses intuition to understand mysteries. Knowledge involves both.

The main story underlying the Christian mysteries is that of Christ’s crucifixion and resurrection. The climax of the story comes with Christ’s statement on the cross as he nears death: tetelestai – “It is finished” (John 19:30). The word is similar to those used in the Mysteries.

The Mysteries dealt with coming face to face with divinity and coping with death.  Christianity was more certain of its ability to provide salvation:

Behold, I shew you a mystery; We shall not all sleep, but we shall all be changed,
In a moment, in the twinkling of an eye, at the last trump: for the trumpet shall sound, and the dead shall be raised incorruptible, and we shall be changed.
For this corruptible must put on incorruption, and this mortal must put on immortality.
So when this corruptible shall have put on incorruption, and this mortal shall have put on immortality, then shall be brought to pass the saying that is written, Death is swallowed up in victory.
O death, where is thy sting? O grave, where is thy victory? (I Corinthians 15 51-55)

What happens to consciousness after death is the great mystery of human life. In the Ancient World this question was addressed by the various Mysteries. As Christianity became the dominant religion in the Roman Empire, the story of Christ provided the most widely believed answer. “I have met the gods and am prepared for death” changed to “I believe in Christ and have been granted salvation.”

Tetelestai

Human experience is not random. Because of memory we recognize when events repeat and discover the laws whereby they recur. Most importantly we find a self or soul at the point where events become experience.

Every morning when we awaken we quickly reassemble this soul and the world in which it lives. Surely we tell ourselves that death will be no different. Just as the world proceeds from winter into spring, the soul will return to life.

We tell stories of what will happen then, when the body dies and the soul survives. The stories are intricate and beautiful. They provide us with hope for ourselves and comfort for those we leave behind.

Yet we all die. Though the stories and the stones of Eleusis survive, the initiates all vanished long ago. There is no golden ticket to heaven. We are born. We tell stories. Some are true and some fanciful. In the end it is finished, and we are buried in the earth beneath the starry sky.

Note

* The words “through a glass dimly” immediately recall “through a glass darkly” in I Corinthians 13:11 (“For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.”) The idea is similar to that expressed in Phaedrus, and Paul was undoubtedly aware of Plato’s work. However, it is not a direct quotation – though the translations are similar, the original Greek words are different.

References

Bowden, H. (2010). Mystery cults of the ancient world. Princeton: Princeton University Press.

Bremmer, J. N. (2014). Initiation into the mysteries of the ancient world. Berlin: De Gruyter. Available at learningsources.altervista.org

Burkert, W. (1987). Ancient mystery cults. Cambridge, Mass: Harvard University Press.

Cartwright, M. (2016). Food and agriculture in Ancient Greece. Ancient History Encyclopedia

Clement of Alexandria (2nd Century CE, translated by W. Watson, 1885). Protrepticus Exhortation to the Heathens.  Available at New Advent

Clinton, K. (1992). Myth and cult: The iconography of the Eleusinian mysteries. Stockholm: Svenska Institutet i Athen.

Clinton, K. (1993). The sanctuary of Demeter and Kore at Eleusis. In Marinatos, N., & Hägg, R. Greek sanctuaries: New approaches. (pp. 88-98). London: Routledge.

Frazer, J. G. (1923). The Golden Bough: A study in magic and religion. Abridged ed. London: Macmillan. Available at Arkive.org

Kerényi, K. (translated Ralph Manheim, 1967). Eleusis: Archetypal image of mother and daughter. New York: Bollingen Foundation (Pantheon Books).

Lawton, W. C. (1898). The successors of Homer. New York: Macmillan. Available at Arkive.org

Maritain, J. (1939, reprinted 1962). A preface to metaphysics: Seven lectures on being. New York: New American Library.

Mylonas, G. E. (1961). Eleusis and the Eleusinian mysteries. Princeton, N.J: Princeton University Press. Available at Arkive.org

Plato (4th Century BCE, translated B. Jowett, 1892). The dialogues of Plato translated into English with analyses and introductions. Volume I. 3rd Edition. London: MacMillan. Available at Arkive.org

Plutarch (1st Century CE, translated by F. H. Sandbach, 1969). Moralia. Volume XV Fragments. London: Heinemann. Available at Arkive.org

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