Rembrandt: Self-Portraits

Rembrandt Harmenszoon van Rijn (1606-1669) was one of the greatest painters of the Dutch Golden Age, that century following the establishment of the Dutch Republic free of Spanish rule. Among his many works were about 80 self-portraits – about 40 paintings, 30 etchings and 7 drawings – far more than any other painter before him. These works were created for several purposes: to provide examples of his art for prospective buyers, to work out techniques for visually representing emotions and ideas, and to record the passage of his own life. The illustration shows a small self-portrait from 1630, painted on copper: the discerning gaze.

Life

Rembrandt was born in Leiden, located between the cities of Amsterdam and The Hague. His surname “Harmenszoon van Rijn” means son of Harmen from the Rhine. As a young man, Rembrandt was apprenticed to Jacob van Swanenberg and later to Pieter Lastman, both of whom had spent time in Italy and were aware of the new baroque painters, such as Caravaggio, who painted with sharp contrasts between light and dark. Though he opened a studio in Leiden in 1625, Rembrandt moved in 1631 to Amsterdam to find a more wealthy clientele. There he became a sought-after portraitist for the rich and famous. He also painted large group portraits such as The Night Watch (1642). In 1634 Rembrandt married Saskia van Uylenburgh, and moved into a series of evermore luxurious residences. Four children were born but only the last – a son, Titus, born in 1641 – survived infancy. After Saskia died in 1642, Rembrandt had relationships with his housekeeper, Geertge Dircx, and with Hendrickje Stoffels, with whom he had a daughter, Cornelia, in 1654. Despite his continued success, Rembrandt’s taste for the good life – a fine residence furnished with beautiful objets d’art – led to bankruptcy in 1656. Though his financial difficulties persisted, Rembrandt continued to paint both portraits and large commissioned works, such as The Anatomy Lesson of Dr Deijman (1656) and The Syndics of the Drapers’ Guild (1662) and until his death in 1669. One of his last paintings was The Return of the Prodigal Son.   

Self-Portraits

Artists have always produced self-portraits (Hall, 2014; Rudd, 2021). Medieval illuminators included miniatures of themselves at work. Artists of the early Renaissance included images of themselves in the background of their history paintings. As the Renaissance flourished, artists became recognized as divinely gifted individuals, and representations of the actual artist became as valuable as his representations of the world. Another factor contributing to the rise of self-portraits was the developing technology for manufacturing mirrors of glass to replace those of polished metal.

In the 17th Century, the market for portraits expanded beyond the aristocracy to the growing middle class. A major purpose of the self-portrait was thus to demonstrate to prospective buyers how well the artist could capture the true likeness of a person. Buyers could see for themselves both the image and its subject. Furthermore, if the artist were famous, a self-portrait would become valuable in itself. Buyers could then obtain a portrait of a person more famous than themselves.

The self-portrait also provided the artist with a means to examine how best to depict the inner life of a subject. The artist could try to capture in paint the way that he knew he was feeling. The exercise would also allow him to recognize such feelings in others and become a better portraitist.

A final purpose of the self-portrait would be to increase the artist’s awareness of his own identity. Rembrandt made many more self-portraits than any other artist before him. These images provide a record of how he appeared as he grew older. More importantly, they provide a record of how he felt.

Why did Rembrandt show such an untiring interest in his own features? It is true that in the beginning his face often served as a convenient model for studies in expression. Thus he may have come into the habit of looking at himself with a painter’s eye. But this reason alone cannot explain the tremendous quantity and the deep significance of his self-portrait production …. Rembrandt seems to have felt that he had to know himself if he wished to penetrate the problem of man’s inner life. The phenomenon of the soul attracted him as strongly in his own personality as it did in that of others, and such profound self-realization was, it seems, indispensable for his access to the spiritual and the transcendental. (Rosenberg, 1964, pp 37).

This idea that self-portraits were a means of self-realization (see also Chapman, 1990, and Osmond, 2000) has been criticized as anachronistic (see van der Wetering’s essay in White & Buvelot. 1999). Such a purpose might be appropriate to those of us living after the Romantic Revolution and Freudian Psychoanalysis, but would have seemed foreign to an artist in the 17th Century. In those days one thought about the salvation of one’s soul rather than the improvement of one’s self. Nevertheless one might be skeptical of this skepticism. Human beings have always sought to understand themselves better. It seems to me that Rembrandt was certainly intrigued by how he was changing, and how his inner self was reacting to the changes. Painting these effects could help him to know himself.

Rembrandt’s self-portraits may have also allowed him to invent himself as well. In his various costumes and guises, he could see how he might be at a different time, or in a different context:

No one demonstrates better than Rembrandt that self-portraiture is more invention than reflection. This is evident not just in his imaginary, romantic, and historical guises but in every way that he chose to present himself. However, if his self-portraits are not pure reflection they are also emphatically not fiction. For whatever the, element of invention (and justification, compensation, even delusion, all of which must be operative but which I, for the most part, would not presume to analyze), conviction stands behind each of Rembrandt’s images. The seventeenth-century individual, however much engaged in self-fashioning and self-cultivation, was sustained by belief in the authenticity of his personality (Chapman, 1990, p 7).

 

Tronies and Portraits

Many of Rembrandt’s early self-portraits can be considered tronies (Hirschfelder, 2000). The Dutch term tronie, derived from the Gaulish word trugna for nose, means a depiction of a bust, head or face, especially one with a definite expression or in a particular costume. The primary purpose of such a picture was not to portray the sitter, but rather to represent an idea (the transience of life, the beauty of youth, etc), illustrate an emotion (anger, humor, etc), or display a particular fashion (Renaissance dandy, noble warrior, etc). Tronies probably developed from the practice of painting heads with particular characteristics for insertion into larger historical compositions (Schwartz, 1989). After a while, however, tronies became sought after as “character studies” independently of any larger painting. Many of Rembrandt’s tronies used himself as a subject. The following are two etchings from about 1630, one demonstrating surprise and the other anger:

Schwartz (1988) remarks that the sitter for a portrait presents himself to the painter in a particular way whereas the anonymous sitter for a tronie is asked by the painter to represent something. The painter of the tronie is in control not the subject. Rembrandt worked extensively with tronies in his early years in Leiden. This experience helped him in his portraits to depict the inner emotions as well as the outward presentation of his subjects:

a crucial aspect of Rembrandt’s new and seemingly unprecedented portrait style is the direct result of his transposing certain elements of the tronie mode onto that of the portrait. From his work in Leiden, Rembrandt arrived at a system or vocabulary of physiognomic characterization that comes directly from the face paintings and …was at odds with the other portraiture of the time in important ways. While it would be superficial psychologizing to claim that Rembrandt painted “character,” “inner man,” or “the human soul” —a persistent myth from which we have not yet fully escaped— it is nonetheless clear that Rembrandt’s portraits used many of the same techniques that create the centripetal quality tronies in order to suggest a general sense of “inwardness.” If he did not paint specific “character,” Rembrandt had learned pictorial strategies by which to allude to character in general, to “passion” with a minimum of “action.” (Schwartz, 1988, p 104)

Slowly the tronies began to morph into real self-portraits. The following illustration shows an etched self-portrait from about 1630 and one of the first of his painted self-portraits from 1628. Here we have the young artist with his smoldering eyes and unruly hair: the very portrait of an unrecognized genius. The background of this portrait and of the one at the beginning of this essay are light colored. Backgrounds generally became darker as he grew older. Perhaps he became more aware of Caravaggio’s paintings; perhaps life itself became darker.   

Standard-Bearers

The Eighty-Years’ War (1568-1648) was the prolonged revolt of the Dutch people against Spain, which since 1482 had controlled the Netherlands as part of the Hapsburg Empire. The conflict brought out a tremendous sense of patriotism. Every district in every town established its own civil guard, led by a captain and his lieutenant. The company’s standard-bearer or ensign was the person selected to carry the standard into battle. Ensigns were bachelors, since their duty was to defend the standard with their lives. Typically, these young men dressed themselves in finery, cutting as dashing a figure as possible to display of their company’s ardor.

In 1636, Rembrandt painted himself in the role of a standard-bearer (Bikker, 2024). It is a bravura painting (left below). Rembrandt stands with his right arm akimbo, its silken sleeve jutting defiantly out of the picture plane. The ensign’s drooping moustache balances the jaunty plume of his cap. The lighting comes strikingly from the left, and shadows cloud the right side of the painting. Many years later in 1654, Rembrandt painted a more subdued portrait of a real standard-bearer, the wealthy Amsterdam bachelor Floris Soop (right, below).

In Praise of the Renaissance

Rembrandt was far more interested in the fashions and flamboyance of the Renaissance than he was in the costumes and reticence of his own age. His portraits of others often showed his sitters in somber black, their faces highlighted by pure white collars. But not his self-portraits. The lower part of the following illustration shows an etching (1639) and a painting (1640) of himself with his elbow resting upon a window sill or balustrade.

Rembrandt’s pose is clearly adapted from Titian’s 1509 portrait of a man, at one time considered to be the poet Ariosto (upper left). Rembrandt probably saw this painting, which in 1639 was in the collection of Alfonso Lopez, an art dealer in Amsterdam. He was likely also aware of Dürer’s 1498 self-portrait in a similar pose, perhaps by way of a print. Rembrandt’s etching would have been reversed in the printing process so that in the etching Rembrandt is looking to his left rather than to his right.

Rembrandt as Painter

One of the most intriguing of Rembrandt’s self-portraits (1652) shows the artist in a simple brown robe, likely his work-attire, staring defiantly at the viewer with his arms on his hips. Hall (2014, p 157) notes that the pose is the same as that in Holbein’s famous portrait of Henry VIII of England (1540). However, the styles of the two portraits are completely different. Rembrandt’s focus is on the face whereas Holbein’s is on the costume. Rembrandt’s face shows clear emotions – curiosity, pride, confidence – whereas Henry’s face is passive:

The following comments on Rembrandt’s self portrait are from Chapman (1990, p 87):

he wears a brown painter’s smock, belted with a sash, over a black jerkin and a collarless white shirt. Instead of the brimmed hat he has the more customary black artist’s berry. His drab brown garb, his muted hands, and the overall dark tonality of the painting focus our attention on his face and his direct, authoritative gaze. The aggressive informality of this portrait must have seemed shocking at the time. With a disarming sense of real presence, Rembrandt stands frontally, his arms akimbo, his thumbs tucked under his belt. His proud, confrontational worker’s stance conveys a self-assurance matched only in a few of the late paintings. In short, Rembrandt presents himself with unprecedented inner authority.

 

A Fall from Grace

When Saskia died in 1642, Rembrandt employed Geertge Dircx as a nurse and housekeeper. Their relationship soon became intimate but ended acrimoniously when Rembrandt began an affair with Hendrickje Stoffels in 1849. Geertge sued Rembrandt for breech of promise and was awarded alimony. Rembrandt never married Hendrickje, probably to ensure that Titus would inherit something from Saskia’s family. The church was sufficiently upset with this common-law arrangement that they investigated Hendrickje for “fornication.” Thus the decade of the 1640s was for Rembrandt a period of anxiety (White, 2022, pp 118-121). One way to handle this was the defiance evident in the self-portrait that we just considered.

As the 1650s began, financial difficulties began to add to Rembrandt’s family problems. Never one to skimp when he wanted something, Rembrandt began to lose money when the first Anglo-Dutch War (1652-54) caused an economic depression and patrons no longer had money to spend on portraits. In 1656, he was declared bankrupt and his possessions were auctioned off to pay his creditors (White, 2022, pp 162-175). Rembrandt moved to a small rented house. He continued to paint.

In 1658, Rembrandt painted his largest self-portrait. This painting, now part of the Frick Collection in New York, is unusual in many aspects. The artist is dressed in what appears to be an artist’s smock, but one that is bright gold in color and unmarked by any paint. The smock is tied at the waste with a red sash. This outfit may have been one of the costumes left over from previous paintings of oriental potentates. The colors, the rough brushwork, and the frontal pose are reminiscent of those used by Titian and other Venetian painters (Clark, 1964, p 130). Chapman (1990, pp 88-95) also notes that the main colors of the painting – black, white, yellow and red – are those chosen by the great Greek painter Apelles, the “Prince of Painters.”  

In the portrait, Rembrandt holds a baton in his left hand. This may simply be a painter’s mahlstick, a rod with a padded leather ball at its end, held against the painting to support and steady the brush hand. However, in the painting, it gives the impression of a royal scepter. Indeed, the whole painting seems to depict a “Philosopher King” (Clark, 1964, p 130), serenely unaffected by the vicissitudes of the world. Undoubtedly, this is what Rembrandt wished he could be at that time.

The two portraits that follow the Frick portrait, both from 1659, the larger one in London and the smaller in Edinburgh, both use the same costume: a dark coat with a turned-up collar and Rembrandt’s by now trademark beret. They show an artist coping with his problems, bordering on despair but ultimately not giving in. His collar is turned up against life’s cold.

The Kenwood Portrait

After Hendrikje died in 1663. Rembrandt spent the last years of his life alone. During this time, he made several self-portraits. Most of these show a highlighted face upon dark background. One self-portrait differs strikingly from the others: the large self-portrait in the Iveagh Bequest at Kenwood House on Hampstead Heath.

Rembrandt is dressed with a red smock and a white shirt, but has also put on a coat with fur collar. Perhaps the studio is cold. He wears a bright white cap like an artist’s halo. He holds in his left hand a palette and mahlstick. Radiographic examination of the painting shows that it initially represented the painter’s left hand in the act of painting. Rembrandt was right-handed and this right left reversal would have resulted from seeing himself in a mirror (White & Buvelot, 1999, p 220). Rembrandt revised the painting to show the artist’s left hand holding the palette. The artist’s right hand is lost in the darkness. Self-portraits find it hard to represent the hand that paints the portrait.   

The background is light in color and shows two large circles. The nature of these circles is a matter of much dispute (Porter, 1988; White & Buvelot, 1999; Gerson, 1968, p 130). One idea is that they might represent the outlines of a map showing the world in two hemispheres. However, the circles are further apart than usual in such representations. Another explication considers a famous story about Giotto. Thinking to hire the young painter, Pope Benedict IX sent one of his courtiers to obtain some evidence of Giotto’s painterly abilities. Giotto took a brush and quickly drew a perfect red circle on a piece of paper without moving his arm and without using a compass. This small piece of paper convinced the pope. Perhaps Rembrandt is claiming his two perfect circles as evidence of his own ability.  Another idea is that the two circles represent in abstract form the ideas of theory and practice, with Rembrandt standing as the artistic genius who mediates between the two.

John Fowles’ novel Daniel Martin (1977) concludes with its protagonist Daniel standing before Rembrandt’s self-portrait in Kenwood House. He had just said farewell to Jenny, his young girlfriend, and was about to return to Jane, his old love:

The sad, proud old man stared eternally out of his canvas, out of the entire knowledge of his own genius and of the inadequacy of genius before human reality. Dan stared back. The painting seemed uncomfortable in its eighteenth-century drawing-room, telling a truth such decors had been evolved to exclude. The supreme nobility of such art, the plebeian simplicity of such sadness; an immortal, a morose old Dutchman; the deepest inner loneliness, the being on trivial public show; a date beneath a frame, a presentness beyond all time, fashion, language; a puffed face, a pair of rheumy eyes, and a profound and unassuageable vision.

Dan had been working as a script-writer in Hollywood. Although he had always wanted to write a novel, he has not had the will power to leave his easy job and devote himself to more meaningful writing. 

Dan felt dwarfed, in his century, his personal being, his own art. The great picture seemed to denounce, almost to repel. Yet it lived, it was timeless, it spoke very directly, said all he had never managed to say and would never manage to say—even though, with the abruptness of that dash, he had hardly thought this before he saw himself saying the thought to the woman who would be waiting for him on the platform at Oxford that evening; telling her also what had gone before, a girl and a past walking into winter trees, knowing she would understand. He had lied a little to Jenny, to make it easier for her. But that was his secret now, his shared private mystery; which left him with the imagining of the real and the realizing of the imagined. Standing there before the Rembrandt, he experienced a kind of vertigo: the distances he had to return. It seemed frightening to him, this last of the coincidences that had dogged his recent life; to have encountered, so punctually after a farewell to many more things than one face, one choice, one future, this formidable sentinel guarding the way back.

Dan finds solace in the portrait. He must make the necessary decisions and he must choose his path for the right reasons.

He could see only one consolation in those remorseless and aloof Dutch eyes. It is not finally a matter of skill, of knowledge, of intellect; of good luck or bad; but of choosing and learning to feel. Dan began at last to detect it behind the surface of the painting; behind the sternness lay the declaration of the one true marriage in the mind mankind is allowed, the ultimate citadel of humanism. No true compassion without will, no true will without compassion.

Daniel Martin found much to see in the portrait (Horlacher, 2018, Vieth, 1991). So, we presume, did John Fowles, since much of the novel is based on his personal experience. Other viewers may find other messages in the portrait, depending on the context their own lives. The great genius of Rembrandt’s self-portraits is their ability to communicate to us what we need to know. 

An Infinite Regress

In a review of some of Rembrandt’s portraits, T. J. Clark (2014) remarked that

what we are looking at in a self-portrait is the image a painter saw in a mirror. It seems to follow that the kind of attention we are shown is special, not to say exotic: the look of someone looking is at himself looking. The trouble is that we can only decide where to put an end to that final phrase by pure fiat.

The end of this infinite regress might come when we become part of the looking, share some part of the artist’s self, see some part of ourselves in the image, and come face to face with Rembrandt.

 

A Lifetime of Self-Portraits

We do not know why Rembrandt painted so many self-portraits. Susan Osmond (2000) considered various reasons: as an exercise in representing faces and their emotions, in response to a demand from patrons for images of the famous artist, and to try out for himself a new persona. She concluded

Perhaps, knowing all too well that a single portrait can convey only certain selected aspects of a person at a particular point in his life, he wanted, as an artist, to take at least one subject through a lifetime, and the one he could explore most intimately was himself. Every painting has to have some unifying mood or theme, so in this respect Rembrandt had to approach each self-portrait with some sort of “programme,” but this does not rule out self-searching and examination in the process. It only limits its scope – and that probably left the artist hankering for more. In his early years, he likely knew that using himself as a model for tronies would help his face become a household item and increase his reputation. As time went on, while a ready market remained for his self-portrayals, his internal motivation may have altered or at least broadened. At times, he used the self-portrait as a forum to broadcast a persona. At others, in showing himself playing a role such as the prodigal son, a potentate, or an artist of the past, he could by allusion make comments about aspects of his inner state or his status in the flow of history. In most of the late works, contemplation of himself as an individual and as a representative of humanity seems to have played a major part.

 

Website

Website Rembrandt Van Rijn: life, paintings, etchings, drawings & self portraits  contains images and documentation for self-portraits and etchings

 

References

Bikker, J. (2024). Rembrandt van Rijn: The Standard-Bearer. nai010 publishers

Chapman, H. P. (1990). Rembrandt’s self-portraits: a study in Seventeenth-Century identity. Princeton University Press.

Clark, K. (1966). Rembrandt and the Italian Renaissance. Murray.

Clark, T. J. (2014). World of faces. London Review of Books (December 4, 2014)

Fowles, J. (1977). Daniel Martin. Little, Brown.

Hall, J. (2014). The self-portrait: a cultural history. Thames & Hudson.

Hirschfelder, D. (2000) Tronie und Porträt in der niederländischen Malerei des 17. Jahrhunderts. Berlin: Gebr. Mann Verlag

Horlacher, S. (2018). “The sad, proud old man stared eternally out of his canvas…”: media criticism, scopic regimes and the function of Rembrandt’s “Self-Portrait with Two Circles” in John Fowles’s novel Daniel Martin. Anglia, 136(4), 705–732.

Osmond, S. F. (2000). Shadow and substance – Rembrandt self-portraits. The Free Library.

Porter, J. C. (1988). Rembrandt and his circles: self portrait at Kenwood House. In Fleischer, R. E., & Scott, S. C. (Eds) The Age of Rembrandt: studies in seventeenth-century Dutch painting. (pp 188-212). Pennsylvania State University.

Rosenberg, J. (1964). Rembrandt: life and work. Phaidon.

Rudd, N. (2021). The self-portrait. Thames & Hudson.

Schwartz, F. (1989). The motions of the countenance: Rembrandt’s early portraits and the tronie. RES: Anthropology and Aesthetics, 17/18, 89-116.

Vieth, L. S. (1991). The re-humanization of art: pictorial aesthetics in John Fowles’s “The Ebony Tower” and “Daniel Martin.” Modern Fiction Studies, 37(2), 217–233. 

White, C. (2022). Rembrandt (3rd edition). Thames & Hudson Ltd.

White, C., & Buvelot, Q. (1999). Rembrandt by himself. National Gallery Publications




Leading Ladies: Sarah Bernhardt, Eleonora Duse, Ellen Terry

In the latter half of the 19th Century three actresses ruled supreme in the hearts of theatre-goers: the French Sarah Bernhardt (1844-1923), the Italian Eleonora Duse (1858-1924), and the English Ellen Terry (1847-1928). They played all parts: from the classics of Shakespeare and Racine, through the romantics such as Dumas and d’Annunzio, to the new naturalists such as Ibsen. They toured the world but acted only in their mother tongue. Their emotional intensity and stage presence communicated with their audiences even when their words were not understood. They were the first superstars: idolized by their public, celebrated by artists, and honored by poets.    

 

Beginnings

Both Ellen Terry and Eleonora Duse were born to parents who were travelling players, and both began acting in childhood. Eleonora Duse and her father continued acting after the death of Eleonora’s mother in 1875. In 1879, Eleonora received her first rave reviews for her performances as Ophelia in Hamlet and Elettra in Oreste at the Teatro dei Fiorentini in Naples. She married a fellow actor in 1881 and had a daughter Enrichetta before the two separated.

Although five of her siblings became professional actors, Ellen Terry was initially disillusioned with the theater. At the age of 16 years, she married the painter George Watts who was 30 years her senior. The marriage was unhappy, and Ellen left after a year to live with the architect Edward Godwin, with whom she had two children, Edith and Edward, who later used the fictitious surname, Craig, and who both became renowned theater-directors. Godwin encouraged Terry to act again and she was acclaimed as Portia in The Merchant of Venice in 1875, a role that she reprised many times over her career (Holyroyd, 2008, p 102).   

Sarah Bernhardt was the illegitimate daughter of a Jewish courtesan, and only came to the theater after finishing her education at a convent school. The Duc de Mornay, the half-brother of Napoleoon III and a patron of her mother, suggested that she audition for Le Conservatoire national de musique et de declamation. With his influence she was accepted, and studied there between 1860 and 1862. After leaving the conservatoire she acted at the Odéon theater but her initial roles were not successful. Though she continued to act, her main support over the next decade came from her life as a courtesan. She counted among her many lovers a Marshall of the French army, a Spanish banker, and a Turkish ambassador (Gottlieb, 2010, p 44). She likely had an affair with Victor Hugo when he directed his play Ruy Blas at the Comédie Française in 1872 (Gottleib, 2010, p 61). Though some 40 years her senior Hugo was still susceptible to female charms. Bernhardt had her first major triumph as Maria, Queen of Spain in Ruy Blas, and followed this by an acclaimed Phèdre in Racine’ tragedy in 1874.

 

The Acting Companies

Bernhardt’s subsequent successes at the Comédie Française allowed her to obtain backers for her own company in 1880. She put on La dame aux Camélias by Alexandre Dumas fils, and then took her company on tour to London and the United States. She had affairs with her leading actors and was briefly married to a Greek diplomat. She attracted the attention of Victorien Sardou who wrote several plays for her, notably Fédora (1882), Théodora (1884), La Tosca (1887) and Cléopâtre (1890). She arranged with Alphonse Mucha to produce magnificent art-deco posters for her shows:

Bernhardt became friends with artists and celebrities: Gustave Doré, the illustrator of Dante, the portraitist Georges Clairin, Edward VII of England when he was Prince of Wales, and Louise Abbéma, an impressionist painter and prominent lesbian. It is unclear how many of her friends were also lovers.   

In 1899, the theater built by Baron Haussmann on the Place du Châtelet in Paris was renovated and renamed the Théâtre Sarah-Bernhardt, a name it retained until the German occupation in 1941 when it was called the Théâtre de la Cité because of Bernhardt’s Jewish ancestry (Gottlieb, 2010, p 139).

Duse formed her own acting company in 1885. She had a prolonged affair with Arrigo Boito, who was later to serve as Verdi’s librettist for Otello and Falstaff.  Boito provided her with the play Cleopatre, a translation of Shakespeare’s Anthony and Cleopatra in 1887. The illustration below shows the competing Cleopatras of Duse and Bernhardt (Rader, 2018, pp 83-84):

In 1895 Duse had an affair with the poet and playwright Gabriele d’Annunzio. He wrote the play La Gioconda (1899) for her. However, later in 1899 when he sent his masterpiece La città morta, based on Ancient Greek tragedies, to her rival Sarah Bernhardt, Duse ended their affair. Nevertheless, she later performed in both this play and in d’Annunzio’s Francesca da Rimini (1901) about the tragic love affair between Francesca and her brother-in-law Paolo Malatesta, as told in Canto 5 of Dante’s Inferno.

When Duse toured Russia in 1891, she impressed the young Anton Chekhov. Duse was to become the model for Irina Arkadina in The Seagull (1895). During her tour of Russia, Duse presented Ibsen’s A Doll’s House. She was particularly fond of the role: Nora, the name of the heroine, is a diminutive of her own name (Rader, 2018, p 103). She later included other Ibsen plays in her repertoire, and visited the playwright in Oslo in 1904. After 1910, Duse had a long relationship with Lina Poletti, a poet, playwright and open Lesbian, but this was likely no more than friendship (Weaver, 1984, pp 286-290).

In 1878 Henry Irving and Ellen Terry formed a partnership to reopen the Lyceum Theatre in London. For the next 20 years, they acted together to great acclaim. Their repertoire centered on Shakespeare – Hamlet, The Merchant of Venice, Rome and Juliet, Macbeth, and Much Ado about Nothing – but they also presented other plays – Becket by Tennyson, Olivia by W. G. Wills derived from The Vicar of Wakefield, and King Charles I by William Havard. It is not known whether their relationship extended beyond the theater. Below are woodcuts of Irving and Terry by Terry’s son Edward Craig from about 1895.

Terry kept up a long epistolary relationship with Bernard Shaw, who found her an intelligent and witty correspondent. Despite the many letters, however, they only met occasionally. Terry played Lady Cicely Waynefleete in Shaw’s Captain Brassbound’s Conversion in 1906, one of her last important roles. In 1958 a set of eighteen unsigned love poems to Ellen Terry went on auction. Though attributed to Shaw (Werner, 1980), these poems were probably written by Christabel Marshall, who was Terry’s secretary for several years. Christabel ultimately changed her name to Christopher Marie St John, and became the romantic partner of Terry’s daughter Edy Craig (Holroyd, 2008, pp 321-330).    

 

Portraits

Bernhardt, Duse and Terry were the beauties of their day. They were the subject of glamorous portraits such as Michele Gordigiani’s 1896 portrait of Duse and Georges Clairin’s 1876 portrait of Bernhardt:

The following are portraits of Sarah Bernhardt as Cleopatra by Georges Rochegrosse (1890), of the young Ellen Terry by her husband George Watts (1864) and of Eleonora Duse by Giovanni Boldini (1895):

 

Ilya Repin made a striking charcoal sketch of Duse during her tour of Russia in 1891:

 

Photographs

Nicéphore Niéce took the first photograph in 1822. By the middle of the 19th Century photography had become widespread. Felix Nadar, the first genius of photographic portraiture, produced several images of the young Sarah Bernhardt in the early 1860s.  

The following is Adam Begley’s description of the portraits:

Loosely wrapped in a white burnoose, or in a shiny black velvet cloak, both garments voluminous, their folds teasingly suggestive, she leans on a truncated fluted column—a vulgar prop Nadar would have laughed at a decade earlier. It doesn’t matter: the eyes are otherwise occupied, caressing her flawless skin, her calm pensive face, her untamed hair. It’s not just that she appears to be naked under her wrap—the portraits carry an erotic charge that’s complicated and enhanced by the withdrawn, private ex-pression and a whisper of melancholy. The air of mystery is especially strong when she’s wearing the black velvet and looking off to her right, almost in profile; the focus is slightly blurred, her bright eyes distant and enigmatic. Her sole ornament, a cameo earring, less a decoration than an echo in miniature, draws attention to her elfin ear, deliberately exposed and adding to the impression of nakedness. (Begley 2017, p 110)

Richard Howard’s poem Hommage to Nadar – Sarah Bernhardt (2004) celebrates both the photographer and his subject:

Often enough you were naked under the cloak
            in those days; gentlemen drank
and waited, murmuring deprecations

            till the cloak dropped and your arms
which would dishevel the world – those white serpents,
            Hugo called them – were exposed,

thin as your legs, thin and white, but rusted here,
            then here, the rest white and hard . . .
Not yet:  you have not yet had success on the stage,

            and if you were a mother two
years back, Maurice never knew his father –
            did you? A nun, you wanted

to be a nun, and became a sculptor, one
            craning female torso sent
each year to the Salon, ardent clay ladies

            in postures of possession.
Mortal will is already your mode, undressed,
            uncombed, probably unwashed –

you are the child he wrote in French for, Oscar
            who understood your crying
need and overheard, just thirty years too late,

            the voice of Salome, pure
gold bangles on a tin wire pulled to breaking,
            and of course the wire did break.

You seem to be regarding, on cue but still
            offstage, in the studio,
the resonant hells your talent sanctified

            for decades of unbelievers.
and taught your century its lesson, dying
            in La Gloire, your last relâche

attended by a house of fifty thousand:
            dazed Paris, unforgiving,
relented for your farewell tour of duty

            which was to doubt if either
the Heavenly City or that wan shade of it
            our dreams have perpetuated

can function, flourish or even form unless
            it include its opposite,
unless in heaven there is hell. Divine Sarah.

The poem mentions that Bernhardt was also a competent sculptor. Oscar Wilde wrote Salomé in French expressly for Bernhardt although she never played the role. La Gloire is likely a late performance in d’Annunzio’s La gloria which had been translated into French. The theatrical term en relâche is used to describe the days when a play is not performed so that the actors can rest. The English idiom is that the theater is “dark.” Bernhardt continued working until a few days before her death. “Fifty thousand” is the estimated number who attended her funeral in 1923.

Terry and Duse were also photographed extensively. The following illustration shows a portrait of Ellen Terry by Julia Margaret Cameron taken in 1864, and a portrait of Eleonora Duse by Edward Steichen taken in 1903. The latter was taken using a soft focus, a style popular at the beginning of the 20th Century but eschewed by later photographers.

 

 

Costumes

Bernhardt, Terry and Duse all revelled in their costumes. Those of Ellen Terry were particularly striking. Edward Burne-Jones designed her outfits for Guinevere and Lawrence Alma-Tadema for Imogen. The most memorable of her costumes was the “beetle-dress” that she wore as Lady Macbeth. The gown, designed by Alice Laura Comyns-Carr and made by Ada Cort Nettleship, is embellished with green iridescent beetle wing-cases that shimmer under stage lighting. The dress has recently been restored. The illustration below shows the dress and a painting of Terry as Lady Macbeth by John Singer Sargeant (1888).

 

Lithographs

Lithography was invented in 1796 and come to prominence over the following century as a means for producing inexpensive color prints. William Nicholson published a set of Twelve Portraits in 1899: lithographic reproductions of hand-coloured woodcuts. Among those represented was Sarah Bernhardt. Eleonora Duse was included in a second set of portraits which came out in 1902.These portraits are shown below. In 1906 Nicholson produced for the Ellen Terry Jubilee Banquet a lithographic scroll showing all the major roles from her career. The middle section shows Ellen Terry as Lady Teazle from The School for Scandal (1877), Olivia from Olivia (1878), Ophelia from Hamlet (1878), Queen Henrietta Maria from King Charles I by William Havard (1879), and Portia from The Merchant of Venice:

 

 

Audio Recordings

In the early years of the 20th Century, it became possible to record the sounds of voices. Both Ellen Terry and Sarah Bernhardt were recorded. Although the recordings are noisy and the studio recordings very different from an actual performance, the listener can get some sense of how they sounded on the stage.

The recording of Ellen Terry giving Portia’s speech about mercy was taken in 1911. The words of the speech follow together with a painting by George Baldry of Terry as Portia in an 1895 production. Terry’s presentation is restrained but convincing:

 

 

I could not find any audio recordings of Eleonora Duse. We must content herself with a description by Arthur Symons, the British critic and poet who lived for a while in Italy and who translated several of d’Annunzio’s works:

And then that voice of hers! It can be sweet or harsh, it can laugh or cry, can be menacing or caressing. And how every word tells! Every word comes to you clearly, carrying exactly its meaning: and, somehow along with the words, an emotion, which you may resolve to ignore, but which will seize on you, which will go through and through you. Trick or instinct, there it is, the power to make you feel intensely; and that is precisely the final test of a great dramatic artist. (Symons, 1926, p 99)

The following is an excerpt from a 1910 recording of Sarah Bernhardt in the role of Phèdre. Phèdre the wife of Theseus has fallen passionately in love with her stepson Hippolytus. She confesses her shame and asks him to punish her with death.

 

In the Words of the Poets.

The young Oscar Wilde was quite taken by Terry’s performance of Portia. The following is his sonnet to the actress. Since I could not find any image of the golden dress, I have paired the sonnet with a portrait of Terry by Forbes-Robertson from about the same time:

Wilde was perhaps even more impressed by Sarah Bernhardt in Phèdre. The accompanying photograph was taken by Felix Nadar’s son Paul:

The young playwright Edmond Rostand, author of the wildly successful Cyrano de Bergerac (1897) wrote several plays for Sarah Bernhardt, among them La Samaritaine (1897), about the Samaritan women who gave up a life of sin to follow Christ, and l’Aiglon (Eaglet, 1900) about the Napoleon’s son. At a celebratory dinner in 1896 he presented a sonnet in praise of Sarah:

The sonnet is mainly remembered for the line Reine de l’Attitude ed Princesse des Gestes. No one could strike a pose as well as Sarah. The following is the death of La Dame aux Camélias, probably from a production in the early 1900s:

In 1907, the American poet Sara Teasdale published four sonnets in honor of Eleonora Duse. The following sonnet about her performance in Francesca da Rimini was set to music by Robert Owen. Below is a performance by soprano Jamie Reimer and pianist Stacie Haneline:

 

Imaginings

It is difficult for us to understand the effect these actresses had on their audiences. We have some general idea:

Ellen Terry lives on as the eternal girl actress, the symbol of health, youth, and energy, in contrast with Duse, the suffering, mature woman. Between them stands Bernhardt, the creature of passion and power, larger than life and dangerously unpredictable. (Stokes et al, 1988, p 10).

And yet

Whatever audiences perceived in the work of Bernhardt, Terry and Duse, it was clearly something that took them beyond the immediate and into wider, deeper areas of themselves. This special quality is forever inaccessible to us now, since it died with them and with the time in which they lived. It is also something that challenges historical analysis, just as it challenged description by those contemporaries who struggled to express the inexpressible in the restricting language of their reviews and articles. (Stokes et al., 1988, p 11).

So to conclude, I would like to imagine them when they played roles that to me are special. I shall do this in the order of performance. First would be Ellen Terry as Beatrice in the early 1880s. It must have been marvelous to watch her spar with Henry Irving in Much Ado About Nothing.  

And then I would have found myself enthralled by the performance of Sarah Bernhardt as Hamlet in the 1890s. She thought of Hamlet much as I do: as a man who is determined to do the right thing, who hesitates not from a weakness of will, but because he needs to be certain before he acts. This is completely different from the idea that Hamlet was someone who just could not make up his mind.

 

And finally, I would have been transfixed by Eleonora Duse as Hedda Gabler in the first few years of the 20th Century.

References

Begley, A. (2017). The great Nadar: the man behind the camera. Tim Duggan Books (Penguin).

Gottlieb, R. (2010). Sarah: the life of Sarah Bernhardt. Yale University

Holroyd, M. (2008). A strange eventful history: the dramatic lives of Ellen Terry, Henry Irving and their remarkable families. Chatto & Windus.

Howard, R. (2004). Inner voices: selected poems, 1963-2003. Farrar, Straus & Giroux.

Huret, J. (1899). Sarah Bernhardt. Chapman & Hall.

Izard, F. (1915). Heroines of the modern stage. Sturgis & Walton.

Rader, P. (2018). Playing to the gods: Sarah Bernhardt, Eleonora Duse, and the rivalry that changed acting forever. Simon & Schuster.

Stokes, J., Booth, M. R., & Bassnett, S. (1988). Bernhardt, Terry, Duse: the actress in her time. Cambridge University Press.

Symons, A. (1926). Eleonora Duse. Elkin Matthews.

Teasdale, S. (1907). Sonnets to Duse and other poems. Poet Lore Company.

Weaver, W. (1984). Duse, a biography. Thames & Hudson.

Werner, J. (1980). Lady, wilt thou love me? Eighteen love poems for Ellen Terry attributed to George Bernard Shaw. Stein and Day.




Friedrich Hölderlin: Little Knowledge but Joy Enough

Johann Christian Friedrich Hölderlin (1770-1843) was one of Germany’s greatest lyric poets. He was exquisitely sensitive to the beauties of the natural world, and thoroughly enamoured to the glories of Ancient Greece. His verses are strikingly beautiful in their sound, and have been set to music by many composers. As a young man he was very productive, writing poems and the epistolary novel Hyperion (1799). He also made important new translations of Sophocles’ Oedipus and Antigone. However, in 1806 he lapsed into madness. From 1807 until his death, he lived alone in a room overlooking the Neckar River in Tübingen. He mumbled to himself in many languages, and occasionally wrote brief fragments of verse for visitors, signing them with various pseudonyms and fictitious dates.  This posting considers some of his poetry.The text of the poems can been enlarged by clicking on them to get a separate window.

 

Life

Friedrich Hölderlin was born in 1770 in Lauffen am Neckar a village just south of Heilbronn in the Duchy of Württemberg. (That year also marked the birth of Wordsworth, Beethoven, and Hegel). His father died in 1772 and his mother married Johann Gok and moved to Nürtingen. Hölderlin attended school at the monastery of Denkendorf, and then began studies for the clergy at the monastery of Maulbronn. Founded as a Cistercian monastery in 1147, Maulbronn had become a Lutheran institution after the Reformation. In 1788 Hölderlin began to study theology at the Tübinger Stift (seminary). Among his fellow-students in Tübingen were the philosophers Georg Hegel and Friedrich Schelling. Hölderlin and most of the Tübingen students were more fascinated by the ideals of the French Revolution (1789) than by the logic of theology. These were revolutionary times: what might be yet possible was replacing what always had been.

The pastel portrait (illustrated above) by Franz Carl Hiemer dates from 1792, when Hölderlin was in his final days as a student. It is the very picture of a young romantic poet: sensuously beautiful, clear-eyed and idealistic. Who could not fall in love with him?

 

Having decided against a career in the church, Hölderlin found employment as a tutor in the houses of the bourgeoisie. Though he was not a good teacher, these positions allowed him time to write poetry. When serving as tutor in the Gontard household in Frankfurt from 1796 to 1798, Hölderlin fell passionately in love with Susette Gontard (1769-1802), the wife of his employer. Susette returned Hölderlin’s affections. The illustration below shows a small alabaster bust of Susette by Landolin Ohmacht from around 1795.

Dismissed from his position, Hölderlin moved to Homberg, where he attempted to edit a new journal. He continued to write to Susette, and occasionally arranged secret meetings with her. She became immortalized as Diotima, the great love of the hero in Hölderlin’s novel Hyperion which was published in two parts in 1797 and 1799.

In January, 1802, Hölderlin accepted a position as tutor in the household of a German consul in Bordeaux, France. Penniless, he traveled to Bordeaux on foot, a distance of over 1000 km. The position did not work out, and he traveled back to Tübingen in May. We do not know what happened to him on the journey. He may have been robbed; he was clearly exhausted by his travel, and he was close to starvation. When he arrived in Stuttgart in June, a friend described him as “an emaciated man, pale as death, long-haired and bearded, wild-looking, habited like a beggar” (Zweig, 1939/2017, p 356). At this time, he was informed that Susette had died. She had contracted German measles from her children Though the children recovered easily, Susette who probably had some underlying lung disorder, perhaps tuberculosis, did not. Hölderlin was devastated.

Despite his despair, Hölderlin was able to complete his translations of Sophocles’ Oedipus and Antigone. However, when they were published in 1804, these translations were derided as monstrous, and considered the work of a lunatic. For example, in the opening scene of Antigone, the verb kalchainein (from kalche, the purple limpet), which means “to become dark red,” is metaphorically used to describe disturbed thoughts. Hölderlin, directly translated the Greek dēloīs gār ti kalchaínousa’ éposas as du scheinst ein rotes Wort zu färben (“you seem to dye your words red”) rather than decorously translating it as “you appear to be troubled.” His choice of words is strange and exciting (de Campos, 2007; Carson, 2008). Hölderlin’s radical translations have prevailed. Carl Orff used them for his operas Antigonae (1949) and Oedipus der Tyrann (1959), and Bertolt Brecht adapted them for his 1948 play Antigone.

Hölderlin’s grief after the death of Susette was overwhelming, and he began his descent into madness. Isaac von Sinclair, a close friend, arranged an undemanding position for him as court librarian in Homberg in 1804. However, in 1805, von Sinclair, who was a fervent supporter of the ideals of the French Revolution, was accused of treason against the Elector of Württemberg, arrested and brought to trial in Stuttgart. Hölderlin was initially considered a co-conspirator, but was soon deemed too mad to stand trial. Ultimately, von Sinclair was found not guilty. The mad Hölderlin left Homberg to return home. However, his mother could not take care of him and in 1806, the poet was admitted to the University Hospital in Tübingen where he was treated by Professor Johann von Autenreith.

In 1807 he was discharged as incurably insane into the care of a carpenter Ernst Zimmer, who took in student boarders. For the next 36 years (one half of his lifetime) Hölderlin lived in the first-floor room in a tower overlooking the Neckar River. His upkeep was supported by a small annuity from the state of Württemberg. The tower had at one time been part of the city’s medieval fortifications but was then merged into the houses on Bursagasse. The following illustration shows the tower as viewed from the Neckar River:

In the 1820s, Hölderlin was visited by a young poet, Wilhelm Waiblinger (1804-1830), who describes his experience visit in his 1830 memoir Friedrich Hölderlin’s Life, Poetry and Madness:

One ponders, wondering whether or not to knock, and feels a sense of uneasiness. After finally knocking, a loud and forceful “Come in!” can be heard. Opening the door, one finds a haggard figure standing in the middle of the room, who bows as deeply as possible and will not stop bestowing compliments, and whose mannerisms would be very graceful were there not something convulsive about them. One admires the profile, the high forehead heavy with thought, the friendly, lovable eyes, extinguished but not soulless; one sees the devastating traces of the mental illness in the cheeks, the mouth, the nose, above the eyes where an oppressive and painful wrinkle has been etched. With regret and sadness, one observes the convulsive movement which sometimes spreads throughout the entire face, forcing his shoulders to jerk and his fingers to twitch. He wears a simple jacket and likes to keep his hands in his pockets. One says a few introductory words which are then received with the most courteous obeisance and a deluge of nonsensical words which confuse the visiting stranger. Gracious as he was and, for the sake of appearance, still is, H. now feels obliged to say something friendly to the guest, to ask him a question. One comprehends a few words of his question, but most of these could not possibly be answered. Nor does Hölderlin in the least expect to be answered. On the contrary, he becomes extremely perplexed if the visitor attempts to follow up a train of thought.

Hölderlin was also visited by other students and tourists. When given paper, Hölderlin would write fragments of verses and give them to his visitors. He would sign these with various pseudonyms, one of the most popular being “Scardanelli.” Some of them would be dated with fictitious dates. On most days Hölderlin would go for walks in the city, but he would not recognize or interact with anyone. He had been given a piano, and would often improvise music for prolonged periods.  

We do not know the nature of Hölderlin’s madness William Dilthey (1910) attributed his symptoms to spiritual weariness: “that form of dispersion of spirit produced from enormous exhaustion.” He likened Hölderlin to Robert Schumann. For both, creativity came at too great a cost: they flew too close to the sun. Some writers have concluded that Hölderlin was schizophrenic (Blanchot, 1951; Jakobsen et al, 1980). Others have refrained from any definite diagnosis (Agamben, 2023; Robles, 2020). Horowski (2017) has proposed that his symptoms might have been due to mercury intoxication since von Autenreith treated him with very high does of calomel. However, Hölderlin’s symptoms clearly preceded his treatment in Tübingen. The illustration shows an etching of Hölderlin based on a sketch by J. G. Schreiner in 1826.

Alcaic Verses

Hölderlin’s German odes were composed using Alcaic verses, traditionally believed to have been invented by the Greek lyric poet Alcaeus around 600 BC (Warren, 1996). Stress in Ancient Greek is mainly related to the duration of the vowel sound, whereas stress in both German and English is more complex and can be affected by the duration, pitch and intensity of the syllable, as well as by semantics. Nevertheless, the Alcaic verse form works well in both German and English.

Alcaic verses consist of four lines. The first two lines contain 11 syllables, the third 9 syllables and the fourth 10 syllables. The stress pattern was complicated, and could be varied slightly. In the following diagram the stressed syllables are denoted by / and the unstressed by . Syllables denoted by x could be either stressed or unstressed. 

To illustrate this form, we can look at the brief poem Ehmals und Jetzt, shown below with a translation by Michael Hamburger which uses the same alcaic form:

The following shows the stress pattern in the German verse :

The following is a musical setting of the ode by Josef Matthias Hauer (1883-1959), sung by tenor Holger Falk accompanied by Steffen Schleiermacher on piano.  

To the Fates

Greek mythology postulated that human life was controlled by three sisters known as the Fates (Moirai in Greek; Parcae in Latin): Clotho, the spinner, spun the thread from her distaff onto a spindle; Lachesis, the allotter, measured out the destined amount life; and Atropos, the inflexible, cut the thread and ended the life. The following shows an image of the Fates in a tapestry created in 1983 by Patricia Taylor from a 1948 drawing by Henry Moore:

This is Hölderlin’s ode To the Fates. The translation is by Elizabeth Henderson

As the years pass, it would be a blessing to remember that once one had lived as the gods even if only for a short time. One could not ask for more.

The following is a recitation of the poem by Matthias Wiemann and a musical setting by Paul Hindemith (1895-1963), sung by Dietrich Fischer-Dieskau with Aribert Reimann accompanying him on piano. 

 

                     

 

The Neckar

Hölderlin was born on the banks of the Neckar River. As shown in the map, this river arises in the Black Forest and flows down to join the Rhine River. Many stretches of the river are freely navigable.

The first half of Hölderlin’s poem describes how the river brought him joy and peace. The second half tells how the beauties of the river inspire him to consider what it might be like to visit the wonders of Ancient Greece: Pactolus, a river in Ionia described by Sophocles as a “golden stream;” Smyrna the great coastal city of Western Ionia, now known as Izmir; Ilion, the ancient  name for Troy; Sunium on the southernmost point of the Attic peninsula, with its temple of Poseidon; and Olympia, the site of the Olympic Games.

At the time that Hölderlin was writing his poem, it was impossible to visit Greece since it was part of the Ottoman Empire. He could only visit in his imagination. Greece attained independence in 1832, but by then Hölderlin was mad.

Below is the text of the poem with a German translation by James Mitchell, followed by a recitation by Burno Ganz The translation follows the meaning but not the alcaic form of the German poem.

Josef Matthias Hauer composed a set of brief piano pieces based upon lines from Hölderlin’s poems (Barwinek, 2023). The following are two of these pieces deriving from the poem Der Neckar, played by Anna Petrova-Foster:

Deine Wellen umspielten mich
Your waves played about me

 

                    wo die Meerluft
die heißen Ufer kühlt und den Lorbeerwald durchsäuselt

                    where the sea breeze
cools the hot shores and rustles through the laurel forest

 

Hyperion

Hölderlin published his novel Hyperion, oder der Eremit in Griechenland in two parts in 1797 and 1799. It consists of a series of letters between Hyperion, a young Greek, to his German friend Bellarmin, with some occasional letters between Hyperion and his beloved Diotima. Epistolary novels were very popular in the 18th Century: Rousseau’s Julia, ou la nouvelle New Héloise (1761), Richardson’s Pamela (1740) and Goethe’s Die Leiden des jungen Werther (1774) all used the format. Those were the days when those who were literate wrote letters.

Hyperion is short on plot and long in thought. The novel presents a general theory of beauty as the guiding light for harmonious society and of union with nature as the goal of the individual person. Hyperion participates in an insurrection against the Ottoman rule with the rebel Alabanda (modeled on Isaac von Sinclair). Later he almost dies fighting with the Russians against the Turks in the great sea battle of Chesma in 1771. Although the Russians were victorious, the Greeks remained subjugated. Hyperion’s great love Diotima, modeled on Susette Gontard, dies soon afterwards. Hyperion finally retires to live as a hermit in unspoiled nature. His concluding comment is one of reconciliation (Unger, 1984, p 36):

Wie der Zwist der Liebenden, sind die Dissonanzen der Welt. Versohnung ist mitten im Streit und alles Getrennte findet sich wieder. Es scheiden und kehren im Herzen die Adern und einiges, ewiges, gliihendes Leben is Alles

[The dissonances of the world are like the quarrel of lovers. Reconciliation is in the midst of strife, and all things divided find each other again. The veins depart from and return to the heart, and a unified, eternal, glowing life is All.]

Hyperion’s Schicksalslied occurs after the battle of Chesma (Unger, 1984, p 36). It begins in awe of the gods and ends in despair.

Brahms’ Opus 54 (1871) provides a choral setting of this song. The following are two extracts as performed by the Runfunkchor Berlin conducted by Gijs Leenars with the Deutsche Symphonie Orchester: settings of the first and last verses:

  

                   

Brahms added a beautiful adagio at the end of the song. Though criticized for trying to attenuate Hyperion’s despair, this movement fits the novel, which ends with a sense of reconciliation.

Fragments from the Tower

Most of the slivers of poetry that have been preserved from Hölderlin’s time in the tower have little meaning. Occasionally there are flashes that recall the aphorism of the younger poet:

Und wenig Wissen, aber der Freude viel
Ist Sterblichen gegeben

And little knowledge, but joy enough
Is given to mortals.
Stuttgart Hölderlin Ausgabe 2.323
translated by Chernoff & Hoover

And some of the poetry from that time is genuinely beautiful. Much of it is in the form of simple rhymed verse, unlike the unrhymed hymns and odes of earlier days. One of his last poems, entitled Aussicht (Perspective), likens human life to the necessary passage of the seasons, a theme that recurs in much of Hölderlin’s poetry. Like much of his late work it is signed “Scardanelli” and dated to the preceding century:

Wenn in die Ferne geht der Menschen wohnend Leben,
Wo in die Ferne sich erglänzt die Zeit der Reben,
Ist auch dabei des Sommers leer Gefilde,
Der Wald erscheint mit seinem dunklen Bilde.

Daß die Natur ergänzt das Bild der Zeiten,
Daß die verweilt, sie schnell vorübergleiten,
Ist aus Vollkommenheit, des Himmels Höhe glänzet
Den Menschen dann, wie Bäume Blüt umkränzet.

24 Mai 1748                     Mit Untertänigkeit
                                          Scardanelli.

When the life that men live in passes faraway,
Into that future season when the vines gleam,
And the harvested fields lie empty,
Then emerges the dark shadow of the forest.

Nature completes her picture of the seasons,
And lingers while they quickly glide away,
Out of perfection, and the high heavens then shine
On men as if garlanding the trees with blossoms.

24 May 1748                     Your humble servant
                                          Scardanellli

The above translation is mine. There are few other translations available, but see Agamben (2023, p 289), and Aleksi Barrière for versions in both French and English.

The following is a recitation of the poem by Hanns Zischler:

And a photograph of the actual manuscript of the poem:  

Agamben (2023, pp 295-329) considers the various meanings of the phrase wohnend Leben (dwelling life) in the first line of the poem. He relates it to the idea of Christ’s incarnation from John 1:14:

And the Word was made flesh, and dwelt among us …

We live in life for a brief time. Perhaps we come from elsewhere, and return there when we die. Agamben also considers the word “habit,” which comes from the word “inhabit,” which is close to “dwell” in its meaning. In German, the word gewohnt means “usual” or “habitual.”  In a life of habit, one is affected by the world but does not try to change it. Such was Hölderlin’s time in the tower.

 

Stefan Zweig on Hölderlin’s Poetry

Hölderlin created some of our most exalted descriptions of nature and of the gods. His poetry is beautiful to read and to listen to. However, it often lacks the specificity of normal human experience. Hölderlin preferred the eternal to the everyday. His poetry may help us to understand the infinite, but provides little insight into our own finite lives. Stefan Zweig (1939, p 342) noted

Of the “four elements” known to the Greeks – fire, water, air, and earth – Hölderlin’s poetry has but three. There is lacking to it earth, the dark and clinging element, connective and formative, the emblem of plasticity and hardness. His verse is made of fire, the symbol of the ascent heavenward; it is light as air, perpetually athrill like the rustling breeze; it is transparent as water. In it scintillate the colours of the rainbow; it is ever in motion, rising and falling, the unceasing respiration of the creative mind. His poems have no anchorage in experience; they have no ties with the fertile earth; they are homeless and restless, scurrying clouds, sometimes tinged with the red dawn of enthusiasm and sometimes darkened with the shadow of melancholy, sometimes gathering into dense masses from which flash the lightnings and thunders of prophecy. Always they climb towards the zenith, towards the ethereal regions far from solid ground, beyond the immediate range of the senses.

 

Heidegger and Hölderlin

Martin Heidegger (1889-1976) was a German philosopher who contributed significantly to the existentialist movement. In Being and Time (1927), he focused on what it means to “be.” This question cannot be solved analytically but requires creative intuition. Thus, Heidegger was led to the idea that poetry determines the world through the words we use to describe it. The word “poetry” derives from the Greek poiesis making. 

In his essay Hölderlin and the Essence of Poetry (1941), Heidegger discussed the meaning of the concluding lines to Hölderlin’s poem Andenken (Remembrance) which dealt with his visit to Bordeaux. The last sentence of the poem reads

          Es nehmet aber
Und giebt Gedächtniss die See,
Und die Lieb’ auch heftet fleissig die Augen,
Was bliebet aber, stiften die Dichter
.

[           But it is the sea
That takes and gives remembrance
And love no less keeps eyes attentively fixed,
But what is lasting the poets provide.
translated by Hamburger, 1998]

Another translation of the last line is “But what remains is founded by the poets.” Heidegger’s interpretation follows:

This line throws light on our question of the essence of poetry. Poetry is a founding by the word and in the word. What is established in this way? What remains. But how can what remains be founded? Is it not that which has always already been present? No! Precisely what remains must be secured against being carried away; the simple must be wrested from the complex, measure must be opposed to excess. What supports and dominates beings as a whole must come into the open. Being must be disclosed, so that beings may appear. . . .

The poet names the gods and names all things with respect to what they are. This naming does not merely come about when something already previously known is furnished with a name; rather, by speaking the essential word, the poet’s naming first nominates the beings as what they are. Thus they become known as beings. Poetry is the founding of being in the word. What endures is never drawn from the transient. What is simple can never be directly derived from the complex. Measure does not lie in excess. We never find the ground in the abyss. Being is never a being. But because being and the essence of things can never be calculated and derived from what is present at hand, they must be freely created, posited, and bestowed. Such free bestowal is a founding.

But when the gods are originally named and the essence of things comes to expression so that the things first shine forth, when this occurs, man’s existence is brought into a firm relation and placed on a ground. The poet’s saying is not only foundation in the sense of a free bestowal, but also in the sense of the firm grounding of human existence on its ground. If we comprehend this essence of poetry, that it is the founding of being in the word, then we can divine something of the truth of that verse which Hölderlin spoke long after he had been taken away into the protection of the night of madness. Heidegger (1941, pp 58-59)

As the Nazis came to power in Germany, Heidegger became an enthusiastic supporter. A major problem in evaluating his philosophy is to determine whether it can be considered independently of his politics. Did his philosophy make him more susceptible to fascism? When one poetically creates an idea of a perfect society, one must be careful to consider the means used to bring it into being.       

Hölderlin and Nazi Propaganda

In Hölderlin’s time, the Holy Roman Empire no longer existed. Germany was a ragtag conglomeration of kingdoms, duchies, bishoprics and city-states. In many of his poems, Hölderlin yearned for a unified Germany, a country that could carry on the ideas of both ancient Greece and revolutionary France. His patriotism was both fervent and critical: he was upset by the petty bourgeois squabbling of his countrymen. The following is the beginning of his Gesang des Deutschens (Song to the Germans) with a translation form Sharon Krebs:

The following is the last verse from Hölderlin’s Der Tod fürs Vaterland (Death for the Fatherland). It embodies the poet’s dedication to his idealized country:  

The last three lines of this verse were engraved on the wall of the Langemarck-Halle, a memorial to the German soldiers who had died in World War I, included in the buildings for the 1936 Olympic Games.

During World War II, the Nazi government arranged for 100,000 copies of a special field edition of Hölderlin’s poetry to be printed and sent to soldiers at the front (Unger, 1988, pp 130-131; Savage, 2008; pp 6-7; Corngold & Waite, 2009). The poetry increased the morale of the soldiers and provided them with an excuse to die for their country.

How could Hölderlin’s poetry be dragooned into military service? As Savage (2008, p 6) asks

How then did the Nazis transform this scarcely militaristic poet, who never took up arms for his country, and spent the last four decades of his life in a state of spiritual benightedness, into a paragon of Prussian masculinity and patriotic self-sacrifice?

Hölderlin was not a proto-fascist. His poetry was popular not because it urged his readers toward the goals of the Nazis, but because it provided a respite from the suffering of the war:

He offered an inner sanctuary to which his readers could retreat to lick their wounds when confronted with the material deprivation, physical danger, and increasingly evident lack od freedom of everyday life under the Third Reich. (Savage, 2008, p 7).

Constantine (1988) remarked

There can be no doubt that Hölderlin was a patriot, but his patriotism was humane and not in the least militaristic. It included also—which is often overlooked—the wish first to achieve a homeland it would be a joy and a privilege to live in, one in which the ideals of liberty, equality, and fraternity would have been realized. (pp 221-222)

Hölderlin did not really care for politics. He could describe his poetic ideals but he was unable to state how they should be attained. Constantine (1988) remarks that the general tendency of German writers to be concerned with the spiritual rather than the political has been catastrophic:

The disparagement of politics by Germany’s artists and intellectuals left that sphere free for the men of blood and iron to run riot in. (p 222)

 

Paul Celan

Paul Celan (1920-1970) was born in Czernowitz, Romania, into a German-speaking Jewish family. His parents died in German concentration camps, and he was forced to work in a labor camp. After the war he made his way to Paris, where he lived until his suicide in 1970.

He wrote poetry in German, his mother tongue, despite the fact that the language had come to embody the evil and the suffering of Nazism. He fractured and distorted the language so that he could find the truth behind the words. Celan visited Tübingen in January (Jänner in dialect), 1961, and felt a great sympathy for Hölderlin, who also wrote in fragments and could not make himself understood. The result was the poem entitled Tübingen, Jänner, 1961

The poem is cryptic, and understanding may be helped by some notes from Joris (Celan, 2020, pp 469-471), and from Felstiner (1995, pp 172-174):

The first lines refer to the Hölderlin’s hymn Der Rhein, which states that the sons of God are the blindest of us all. Seeking to understand heaven may make one unaware of the real world. The poem then directly quotes (though in fractured form) that the source of purity is a mystery. Both Hölderlin and Celan relate the German word rein (pure) with the name of the river.

The next lines describe the tower in which Hölderlin spent the last half of his life: reflected in the Neckar River and circled by gulls.

Then we are introduced the carpenter Ernst Zimmer who was responsible for his basic care and who listened to his words.

The final verse likens Hölderlin to a patriarch or prophet with a beard that glowed. This may be a reference to the story that the face of Moses shone brightly when he came down from Sinai

And it came to pass, when Moses came down from mount Sinai with the two tables of testimony in Moses’ hand, when he came down from the mount, that Moses wist not that the skin of his face shone while he talked with him.
And when Aaron and all the children of Israel saw Moses, behold, the skin of his face shone; and they were afraid to come nigh him.
(Exodus 34:29-30)

Although Moses was able to communicate the will of God to his people, the people of the present world cannot understand the words of their prophets or poets. We only hear and incoherent babbling. Pallaksch is a nonsense word that Hölderlin used to mean “yes” or “no,” or simply uttered as an exclamation.

The following is Celan’s poem together with a translation by Pierre Joris and a reading by Bruno Ganz:

Farewell

And so we take our leave of Hölderlin, a poet who described the indescribable to a people who failed to understand him. He was one of the main exemplars of the romantic tradition (de Man, 2012), a movement that considered subjectivity as paramount. He combined the new ideas about nature that began with Rousseau with the ideals of beauty that came from Ancient Greece. The French Revolution led not to a society of Liberté, Égalité, Fraternité, but to the Terror of Robespierre and the wars of Napoleon. Hölderlin’s dream that melding the beauty of Greece to the revolution of France might bring forth a new and harmonious German society came to naught. Madness overtook his person; and a century later madness overtook Germany in the form of fascism. Yet the original dream was vivid and powerful, and it remains so.   

 

Hölderlin’s Poems and Translations

Hölderlin, F. (translated Henderson, E., 1962) Alcaic poems. Oswald Wolff.

Hölderlin, F., & Mörike, E. F. (translated by Middleton, C., 1972). Selected poems. University of Chicago Press.

Hölderlin, F. (translated by Sieburth, R., 1984). Hymns and Fragments. Princeton. 

Hölderlin, F. (edited by Santner, E. L., 1990). Hyperion and selected poems. Continuum.

Hölderlin, F. (translated Hamburger, M., 1998). Selected poems and fragments. Penguin Books.

Hölderlin, F. (translated by Chernoff, M., & Hoover, P., 2008). Selected poems of Friedrich Hölderlin. Omnidawn.

Hölderlin, F (translated by Mitchell, J., 2022). Poems of Friedrich Hölderlin.

Hölderlin, F. (accessed 2025) Friedrich Hölderlin: Gedichte.

Hölderlin, F. (accessed 2025) Stuttgarter Hölderlin Ausgabe

 

References

Agamben, G. (translated by A. L. Price, 2023). Hölderlin’s madness: chronicle of a dwelling life, 1806-1843. Seagull Books.

Barwinek, B. (2023). Expression in Josef Matthias Hauer’s piano music as exemplified by Klavierstücke mit Überschriften nach Worten von Friedrich Hölderlin Op. 25. Polski Rocznik Muzykologiczny, 21(1), 106–128.

Blanchot, M. (1951, reprinted 1995). Madness par excellence. In M. Holland (Ed.) The Blanchot Reader. (pp 110-128). Blackwells.

de Campos, H. (2007). Holderlin’s red word. In de Campos, H. (edited by A. S. Bessa & O. Cisneros). Novas: selected writings. (pp 327-333). Northwestern University Press.

Carson, A. (2008). Variations on the right to remain silent. A Public Space, Issue 7

Celan, P. (translated by Joris, P., 2020). Memory rose into threshold speech: the collected earlier poetry. Farrar, Straus, Giroux.

Constantine, D. J. (1988). Hölderlin. Clarendon.

Corngold, S., & Waite, G. (2009). A question of responsibility: Nietzsche with Hölderlin at war, 1914–1946. In Wistrich, R. S & Golomb, J. (Eds) Nietzsche, Godfather of Fascism? (pp. 196-214). Princeton University Press.

Dilthey, W. (1910, translated by A. Grugan, reprinted, 1993). Hölderlin and the causes of his madness. Philosophy Today, 37(4), 341–352.

Felstiner, J. (1990). Paul Celan: poet, survivor, Jew. Yale University Press,

Heidegger, M. (1927, trans. J. Macquarrie & E. Robinson,1962). Being and time. Blackwell.

Heidegger, M. (1941, translated by Hoeller, K., 2000). Elucidations of Hölderlin’s poetry. Humanity Books.

Horowski, R. (2017). The “madness” of Friedrich Hölderlin: an iatrogenic intoxication. Journal of Neural Transmission, 124(6), 761–763. 

Jakobson, R., & Lübbe-Grothues, G. Ein Blick auf die Aussicht von Hölderlin. (1980/2010). In Jakobson, R. (ed. Rudy, S.) Selected Writings.  Volume III, Poetry of Grammar and Grammar of Poetry (pp. 388–448). De Gruyter. [Part of this essay translated in Jakobson, R., Lübbe-Grothues, G., & Kitron, S. (1980). The language of schizophrenia: Hölderlin’s speech and poetry. Poetics Today, 2(1a), 137–144.]

de Man, P. (2012). Hölderlin and the romantic tradition. Diacritics, 40(1), 100–129. [original lecture 1959]

Robles, N. (2020). Hölderlin’s madness. Hektoen International.

Savage, R. (Robert I. (2008). Hölderlin after the catastrophe: Heidegger, Adorno, Brecht. Camden House.

Unger, R. (1984). Friedrich Hölderlin. Twayne Publishers

Waiblinger, W. (1830, translated by S. J. Thompson) Friedrich Hölderlin’s Life, Poetry and Madness

Warren, R. (1996). Alcaics in exile: W.H. Auden’s “In memory of Sigmund Freud.” Philosophy and Literature, 20(1), 111–121.

Zweig, S. (1939, translated 2017). Hölderlin, Kleist, and Nietzsche: the struggle with the daemon. Routledge.




Mathis der Maler: the Isenheim Altarpiece

Very little is known about the life of Matthias Grünewald, a painter (German Maler) who worked in the early decades of the 16th Century in Germany. He is renowned for the pictures he created between 1512 and 1516 for the altarpiece of the Monastery of Saint Anthony in Isenheim in southern Alsace. The face of Saint Sebastian in one of these paintings (above) is considered to be a self-portrait. 

Life of Mathis der Maler

Very few details are available about the life of the painter who came to be known as Matthias Grünewald (Anderson, 2003). His first name has been considered as Matthias, Matthis or Mathis. His surname is disputable: Nithart, Neithardt, Gothart or Gothardt. The name “Grünewald” (green wood) was given to him by his first biographer, Joachim van Sandrart, about a century and a half after his death. The major confusion in his biography is whether Mathis Nithart and Mathis Gothart were one or two people. My intuition is that they were two distinct individuals: one a master painter and the other a water artist (builder of fountains), who also worked as an assistant painter (cf Bruhn, 1998, pp 21-42; Sebald, 1988, 2002). 

Given this intuition, the main stages of Grünewald’s biography are as follows. He was born in about 1480 in Aschaffenburg. After learning the techniques of painting, he worked for the episcopal court of Mainz, painting altarpieces in several churches in Frankfurt. In 1512, he married Anna, a young woman of Jewish descent who had recently converted to Christianity, and bought a house near the cathedral in Frankfurt. In the same year he was commissioned to paint the altarpiece in the Monastery of Saint Anthony in Isenheim. While he worked on the altarpiece, Anna stayed in Frankfurt. Grünewald was assisted in Isenheim by an older painter, Matthis von Würzburg, and the two men lived together. After finishing the Isenheim altarpiece, they returned to Frankfurt. Grünewald continued to paint under the patronage of Cardinal Albrecht von Brandenburg, who was the Archbishop of Mainz from 1514-1545 and the Archbishop of Magdeburg from 1513-1545. Albrecht, one of the most powerful prelates in the Holy Roman Empire, was a patron of artists such as Albrecht Dürer, Lucas Cranach the Elder, and Matthias Grünewald.  

These were times of great social upheaval. Luther published his Ninety-Five Theses (A Disputation on the Power and Efficacy of Indulgences) in 1517. These were specifically addressed to Albrecht von Brandenburg, who used indulgences to support his life of luxury and patronage. The theses marked the beginning of the Protestant Reformation.

The German Peasants’ War (Deutscher Bauernkrieg) began in 1524. Though partly related to the Lutheran rebellion against the Catholic Church, the revolt was mainly directed at the feudal aristocracy. Some of the reformist clergy supported the peasants. However, Luther was terrified of the anarchy that might result, and encouraged the nobility to eliminate the rebellious peasants. Pitchforks were no match for artillery. Over 100,000 peasants were massacred and the revolt came to an end in 1525. It is not known whether Grünewald participated in the rebellion, or how he was affected by it. His friend died in 1528 in Halle where he was working as a hydraulic engineer. Grünewald appears to have moved back to Aschaffenburg where he died in 1532.

A portrait in the Chicago Art Institute, initialed MN, has been considered as a possible self-portrait by Grünewald (Mathis Nithart), though its authenticity and dating is unclear. My intuition is that it is the work of the young Grünewald and that it dates to about 1500. The following is the portrait and its description by Sebald in his poem After Nature (1988, translated by Hamburger, 2002)

       The small maple panel
shows a scarcely twenty-year-old
at the window of a narrow room.
Behind him, on a shelf not quite
in perspective, pots of paint,
a crayon, a seashell and a precious Venetian
glass filled with a translucent essence.
In one hand the painter holds
a finely carved knife of bone
with which to trim the drawing-pen
before continuing work on a female nude
that lies in front of him next to an inkwell.
Through the window on his left a
landscape with mountain and valley
and the curved line of a path is visible.

 

The Hospital Brothers of Saint Anthony

Saint Anthony the Great (251-356 CE) was a Christian monk from Egypt who lived most of his adult live alone in the desert. At the beginning of his desert life, he was assailed by monstrous demons and tempted by seductive women. Despite a severe asceticism bordering on starvation, he nevertheless lived to be 105 years old. Although he was buried in the desert, his remains were miraculously discovered about two centuries after his death and transferred to Constantinople. In 980, a French count named Jocelin de Châteauneuf bought the relics from Constantinople to a monastery in what is now known as Isère in the French Alps. The relics were found to alleviate a disease characterized by skin inflammation, gangrene, hallucinations and convulsions that often broke out in devastating epidemics. In 1095 Gaston de Valloire founded the Hospital Brothers of Saint Anthony (also known as the Antonines) in gratitude for his son’s miraculous cure. The Abbey of Saint Antoine in Isère became the mother church of the order.

The disease came to be known as “Saint Anthony’s Fire.” The cause was the consumption of bread made from rye contaminated by the fungus Claviceps purpurea (Grzybowski et al, 2021). The fungus produces ergotamine and other compounds: these cause peripheral vasoconstriction and excessive stimulation of the central nervous system. The nature of the disease, however, was not known in the Middle Ages: it was first attributed to blighted rye in 1676 by Denis Dodart, but the fungus itself was not identified until the 19th Century.     

Grateful patients gave land and money to the Antonines. This support allowed them to establish other hospitals in various locations in France, and later in other European countries. The Isenheim monastery in southern Alsace was founded around 1300. As the years went by, the Antonine hospitals also treated patients who suffered from leprosy, from the Black Death (an epidemic of bubonic plague) in the 14th Century, and from the syphilis epidemics of the 16th Century. The program of treatment involved prayer and the application of vinous extracts from the saint’s relics in Isère (Saint vinage). Whatever success occurred, however, was likely the result of the concomitant improvement in hygiene and nutrition.  

In 1505, the Antonines at Isenheim commissioned a carved wooden altarpiece from Niklaus Hagenauer (Mayr, 2003). The altarpiece contains a gilded central statue of Saint Anthony, flanked by Saint Augustine of Hippo and Saint Jerome: asceticism aided by doctrine and by scripture. The predella of the altarpiece contains polychrome statues of Christ and the 12 apostles. In 1512 the Antonines asked Grünewald (Mathis der Maler) to adorn the altar with paintings (Hayum, 1989; Scheja, 1969; Réau, 1920; Sieger, 2025). Over the next 4 years he created two fixed wings, two sets of retractable wings painted on both sides, and a cover for the predella The retractable wings could be opened to provide three distinct views of the altar. An animation of the opening is provided below. This has been adapted from that at the SmartHistory website, and provided with a brief excerpt of music from the first movement of Hindemith’s symphony Mathis der Maler. Following that is a diagrammatic representation of the three views.

First View of the Altarpiece

Other than on holy days, the altarpiece was kept closed and the viewer was presented with the terrifying representation of the crucified Christ. The scene is set in the darkness that fell “over all the land” (Matthew 27: 45) as Christ died.  

The gigantic body of the dead Christ is rendered with brutal naturalism and seems to leap out at one with redoubled violence, as if to take the viewer in an ambuscade: flesh in the greenish color of death with the scars of the frightful ordeal, an atrocious benumbed pain written across the face, the mouth extinguished in death, the body pulled up high by the tensile arch of the crossbeam and, at the same time, twisted with the torsion of the tree of the Cross, all limbs ripped out of joint, the loincloth in tatters, while a thorn of the crown pins the head fast in an excruciatingly painful position digging low and deep into the chest (Scheja, 1969, p 15).

The cross is contorted as though it shares in the agony. The crossbar is bowed under the weight of the dead body. The vertical post is twisted: it faces to Christ’s right above his head and to his left at his feet. The resin of the wood mixes with the blood of the dead Christ (Bryda, 2018)

The vision of Christ on the Cross as a dead body rather than as a suffering savior perhaps comes from the visions of the 14th Century mystic Saint Bridget:

The color of death spread through his flesh, and after he breathed his last human breath, his mouth gaped open so that one could see his tongue, his teeth, and the blood in his mouth. Th e dead body sagged. His knees then contracted bending to the side. His feet were cramped and twisted about the nails of the cross as if they were on hinges (quoted in Bryda, 2018, p 13)

On Christ’s right side his mother Mary swoons, and is supported by the disciple John. Near them, Mary Magdalene laments the death of her teacher. The figures vary in their size as in their importance to the story.

On the left side of the crucified Christ is a representation of John the Baptist. This is in no way realistic: John was from another time – he was beheaded before Christ was crucified. Yet he was the last of the prophets to announce the significance of Jesus as the son of God. His words are written in red:

Illum oportet crescere me autem minui
[He must increase, but I must decrease]. (John 3:30)

At the feet of the Baptist is a lamb from whose chest blood drops into a communion chalice. When John had baptised Jesus, he had proclaimed “Behold the Lamb of God!” (John 1:36) The Baptist’s right arm points dramatically to the crucified Christ. The eye may move to the attendant figures but Grünewald insists that it return to the dead Christ. 

In The Emigrants, W. G. Sebald describes the experience of Max Ferber on viewing the Isenheim crucifixion

The monstrosity of that suffering, which, emanating from the figures depicted, spread to cover the whole of Nature, only to flood back from the lifeless landscape to the humans marked by death, rose and ebbed within me like a tide. Looking at those gashed bodies, and at the witnesses of the execution, doubled up by grief like snapped reeds, I gradually understood that, beyond a certain point, pain blots out the one thing that is essential to its being experienced — consciousness — and so perhaps extinguishes itself; we know very little about this. What is certain, though, is that mental suffering is effectively without end. One may think one has reached the very limit, but there are always more torments to come. One plunges from one abyss into the next. (Sebald, 1993/1996)

Perhaps the sight of the dead Christ served to numb the pain and suffering of the patients who came to Isenheim for treatment. 

The fixed wings of the altarpiece provide a stark contrast to its horrifying centerpiece. On the left Saint Sebastion tranquilly suffers through his wounds. On the right Saint Anthony remains unperturbed by the demon threatening him through the window at his shoulder. Both Saints are invoked for protection against disease. Saint Sebastian actually survived the onslaught of arrows that pierced his body. Saint Anthony endured his temptations and lived to die of old age.

Radiographic examination of the Saint Sebastian has revealed that the head was painted over an earlier version. In After Nature, Sebald interprets this in terms of the existence of two painters: Grünewald and Mathis Nithart:

And indeed the person of Mathis Nithart
in documents of the time so flows into
the person of Grünewald that one
seems to have been the life,
then the death, too, of the other.
An X-ray photograph of the Sebastian
panel reveals beneath the elegiac
portrait of the saint
that same face again, the half-
profile only turned a tiny bit further
in the definitive overpainting.
Here two painters in one body
whose hurt flesh belonged to both
to the end pursued the study
of their own nature. At first
Nithart fashioned his self-portrait
from a mirror image, and Grünewald
with great love, precision and patience
and an interest in the skin
and hair of his companion extending
to the blue shadow of the beard
then overpainted it.
The martyrdom depicted is
the representation, to be sensed
even in the rims of the wounds,
of a male friendship wavering
between horror and loyalty.

 

Second View of the Altarpiece

On holy days the altarpiece was opened to show a sequence of paintings depicting episodes from the life of Christ. On the left is the Annunciation. The center, where once was presented the horror of the death of Jesus now shows the wonder of his birth. Heavenly angels provide a marvelous music while the baby Jesus plays with a golden rosary on the lap of his mother Mary. 

In 1938, Paul Hindemith completed an opera about Mathis de Maler. The prelude to the opera is a musical version of the concert of the angels in the Isenheim altarpiece. This was also used as the first movement of his 1935 Symphony Mathis der Maler. Hindemith introduces three themes: a setting of an old German hymn Es sungen drei Engeln (There sang three angels) mainly in the brass, a lively melody on the strings and a more peaceful tune on the flute. He then plays these themes against each other. The following is an illustration of the painting together with the initial introduction of the themes in the Symphony Matthis der Maler with the Vienna Radio Symphony Orchestra led by Marin Alsop:

The beautiful angel in the foreground of Grünwald’s Concert of the Angels is playing a viola da gamba, the forerunner of the modern violoncello. Grünewald was clearly familiar with the instrument, which has been closely studied and reproduced. However, the direction of the bowing is strangely reversed from normal. It is difficult to understand what his means (Rasmussen 2001). Perhaps the angel is producing heavenly rather than earthly music. Even more disconcerting is the angel directly behind and above the foreground cellist. This angel is covered in iridescent green feathers and looks upset rather than entranced by the birth of Jesus. Mellinkoff (1988) proposed that this is the angel Lucifer who rebelled against God, brought about the fall of man, and is now aghast that man will be redeemed by the birth of Christ.

Between the concert of the angels and the representation of Mary and the infant Jesus is a vision of a woman, with a crown of flames, surrounded by a bright yellow and red aureole (see below). No one is sure who she represents. Malinkoff (1988) suggests that she is Ecclesia (Church), who with the birth of Christ takes over from Synagoga as the intermediary between man and God. Others (e.g., Réau, 1920, p 187-94; Scheja, 1969, p 48) consider her to be the Eternal Mary, Queen of Heaven, the woman “clothed with the sun” of Revelation 12. She is there to witness herself in her temporal form together with her infant son.  

The most striking painting in the second view of the altarpiece is the Resurrection on the right side. Christ arises from the tomb in glory, scattering and tumbling the guards:

Joris-Karl Huysmans, the first modern critics to consider the importance of Matthias Grünewald in Trois Primitifs (1905, reprinted in part in Huysmans & Ruhmer, 1958), described The Resurrection:

As the sepulchre opens, some drunks in helmet and armour are knocked head over heels to lie sprawling in the foreground, sword in hand; one of them turns a somersault further off, behind the tomb, and lands on his head, while Christ surges upwards, stretching out his arms and displaying the bloody commas on his hands.
This is a strong and handsome Christ, fair-haired and brown-eyed, with nothing in common with the Goliath whom we watched decomposing a moment ago, fastened by nails to the still green wood of a gibbet. All round this soaring body are rays emanating from it which have begun to blur its outline; already the contours of the face are fluctuating, the features hazing over, the hair dissolving into a halo of melting gold. The light spreads out in immense curves ranging from bright yellow to purple, and finally shading off little by little into a pale blue which in turn merges with the dark blue of the night.
We witness here the revival of a Godhead ablaze with life: the formation of a glorified body gradually escaping from the carnal shell, which is disappearing in an apotheosis of flames of which it is itself the source and seat.
… Having dared to attempt this tour de force, Grünewald has carried it out with wonderful skill. In clothing the Saviour he has tried to render the changing colours of the fabrics as they are volatilized with Christ. Thus the scarlet robe turns a bright yellow, the closer it gets to the light-source of the head and neck, while the material grows lighter, becoming almost diaphanous in this river of gold. As for the white shroud which Jesus is carrying off with him, it reminds one of those Japanese fabrics which by subtle gradations change from one colour to another, for as it rises it takes on a lilac tint first of all, then becomes pure violet, and finally, like the last blue circle of the nimbus, merges into the indigo-black of the night.

This is no ordinary representation of the Resurrection. Christ has not just risen from the tomb: he has also been transfigured into a vision of the Godhead. Scheja, 1988, p 40) notes how Grünewald has accurately depicted Dante’s vision of the Trinitarian Godhead at the end of The Divine Comedy published two centuries before his painting (Paradiso XXXIII 115-120):

Nella profonda e chiara sussistenza
de l’alto lume parvermi tre giri
di tre colori e d’una contenenza;

e l’un dall’altro come iri da iri
parea reflesso, e il terzo parea foco
che quinci e quindi igualmente si spiri.

[There appeared to me in the profound and bright
reality of that exalted light
three circles of three colors and one size.

As rainbow by rainbow, one seemed reflected
by the second, and the third seemed a fire
that breathed as much from one as from the other.]
(translation by Louis Biancolli)

 

Third View of the Altarpiece

As well as the statues created by Niklaus Hagenauer the third view has two lateral paintings that are the obverse of the Madonna and Child and the Concert of Angels. These represent The Tribulations of Saint Anthony and The Meeting between Saint Anthony and Saint Paul.

Although often called the “temptations” of Saint Anthony, the subject of Grünewald’s painting on the right is more accurately considered his “tribulations.” Scheja (1969, p 28) tells the story from original biography of Saint Anthony written by Athanasius a few years after his death. When Anthony first went to the desert he was attacked by demons. Despite the pain, he refused to give up his devotion to Christ. Finally, the heavens opened, light streamed down from Christ in majesty, and the demons vanished. Anthony had passed his test and was worthy of his God. Anthony cried out the words written at the lower left of the painting (Hayum, 1989, p 79):     

Ubi eras ihesu boni, ubi eras? Quare not affuisti ut sanares vulnera mea?
[Where were you good Jesus, where were you? Why were you not there to heal my wounds?]

The poor wretch at the lower left of the painting represents a patient suffering from ergotism. The distal parts of his fingers have been lost to gangrene and his skin is covered with sores (Grzybowski et al, 2021). The image serves as an intermediary between the patients in the hospital and Saint Anthony. Even the fingers of Saint Anthony’s left hand are turning grey with incipient gangrene (Kluger& Brandozzi, 2023). The patients can see in the painting that their disease is the same as that of Saint Anthony. They can therefore hope that God may relieve their pain, just like he drove away the demons that tormented Saint Anthony. The following is Hindemith’s musical version of Saint Anthony and the Demons: from the beginning of the 3rd movement of his Mathis der Maler symphony:

The painting on the left is as tranquil as that on the right is turbulent.  After his tribulations, Saint Anthony sought out Saint Paul, an older ascetic who had retired to the desert. Paul convinced him that the monastic life was worth pursuing. Although the meeting was reported to have taken place in a cave, Grünewald locates it in a peaceful wooded landscape with a gently doe acting as an intermediary between the two saints. In the background a stag waits patiently. On a high branch, a raven, accustomed to providing Paul with his daily slice of bread, gets ready to deliver two slices. The head of Saint Paul is another self-portrait of Grünewald (Scheja, 1969, pp 30-33; von Mücke, 2011)

 

Afterlife of the Altarpiece

The altarpiece remained in the abbey church at Isenheim until the French Revolution (1789-1799) led to the suppression of the monasteries. In 1852, the altarpiece was moved to the new Unterlinden Museum located in Colmar, about 25 km north of Isenheim. The museum is housed in what was once a convent for the Dominican sisters, originally built in 13th Century.

After the Franco-Prussian War (1870-1871), Alsace became part of Germany. The unification of Germany bought with it a desire for a distinct national culture. Philosophers conceived a Northern or Gothic tradition in art, as distinguished from Mediterranean Classical art (Rosenblum, 1975; Stieglitz, 1989). Its characteristics were a sense of the sublime, an emotional intensity, a mystical predisposition, and a deep subjectivity (or inwardness, Innerlichkeit). Grünewald’s paintings fitted easily into these ideas.

During World War I, for safety’s sake, the altarpiece was taken away from Colmar to Munich, where it was exhibited to great acclaim. The peace arrangements after the war included a requirement that the altarpiece to be returned to Colmar. Since 1919, the altarpiece has lived there in the Unterlinden Museum. The following illustration shows how it is exhibited.

The visitor can go behind first section to see the paintings on the obverse side of The CrucifixionThe Annunciation and The Resurrection. And then behind the The Nativity (Angel Concert and Madonna with the Infant Jesus) to see The Temptation of Saint Anthony and The Meeting between Saint Paul and Saint Anthony.      

 

Otto Dix

Otto Dix (1891-1969) studied art at the Dresden Academy of Fine Arts. When war was declared in 1914, he volunteered for the army and served for the duration of the war. He took part in the Battle of the Somme in 1916, was transferred for a while to the Eastern Front, and then back to Flanders for the end of the war. He was profoundly affected by the horrors he experienced. After the war he painted images representing both his ghastly memories of trench warfare and his anger at the hypocrisy and depravity of post-war German society. He was one of the painters of Der neue Sachlichkeit (New Objectivity) Exhibition of 1925.

Dix became a professor at the Dresden Academy in 1927. A 1929 photograph by Hugo Erfurth is shown on the right. Between 1929 and 1932 he worked on a large triptych entitled Der Krieg (The War) based on old German triptychs especially that of Grünewald’s Isenheim altarpiece (Bayer, 1920).

The left wing of the triptych, entitled Aufmarsch (Deployment), depicts the soldiers leaving for the frontline early in the morning before the mists have cleared.

The right wing, entitled Nachtlicher Ruckzug (Nightly Retreat) shows a soldier (a self-portrait of the artist) trying to bring a wounded colleague back to safety behind the frontlines.

 

The central section, Der Krieg, takes the place of the Crucifixion in a medieval altar. Instead of Christ on the cross

a rotting corpse has been hurled onto iron girders in similar fashion. His eye sockets have already become black holes, the teeth are bared, with what remains of his uniform hanging in tatters. (Bayer 1920)

The corpse points to another dead body on the right. This is clearly an illusion to Grünewald’s Isenheim altarpiece wherein John the Baptist points dramatically to the crucified Christ. The body to which the finger points is upside down and riddled with bullet holes in much the same way as Grünewald’s Christ was covered in sores. The background to these horrors is a landscape completely destroyed by artillery.

The predella of Dix’s triptych shows several soldiers lying down under what might be a camouflage screen. It is unclear whether they are dead or sleeping. If the latter there is a clockwise circular logic to the triptych: the exhausted soldiers will wake up, advance to the front again, engage in the murderous work of war, and then retreat, wounded and exhausted to sleep another night.

Dix’s description of the war was loathed by the Nazi government, who wished to portray war as an occasion for heroism rather than a field of horror. In 1933 Dix was dismissed from his position at the Dresden Academy. Many of his paintings were removed from galleries and destroyed. Some were included in the Exhibition of Degenerate Art in 1937. Dix saved the triptych, took it apart, and stored it in a friend’s farmhouse until after the war. The Galerie der Neue Meister (Gallery of Modern Masters) in Dresden purchased the painting in 1968.     

 

Paul Hindemith

Paul Hindemith (1895-1963) studied music at Dr. Hoch’s Konservatorium in Frankfurt and joined the Frankfurt Symphony Orchestra after graduation. He served in the German army on the frontlines in Alsace during the last year of the war.

After the war, he founded the Amar Quartet, playing the viola, and began to compose. During the 1930s he worked on his Opera Mathis der Maler, based on the life of Matthias Grünewald. As he was writing this music, he used some of the orchestral interludes in the opera to make his Symphony Mathis der Maler which was published in 1935.  The opera was not completed until 1938. Because the Nazis considered his music degenerate, Hindemith was unable to get the opera performed in Germany. He emigrated to Switzerland in 1938 and then to the United States in 1940.

As well as the modernity of the music, the subject matter of the opera was anathema to the Nazi powers (Bruhm, 1998, 2002; Paret, 2008; Watkins, 2002; Fuller, 1997). It revealed the horrors of war: the summary executions, the raping and pillaging. One of the scenes concerned the burning of Lutheran books as ordered by the Catholic Church. This made obvious reference to the Nazi book burnings which had begun in the early 1930s.

The opera has been performed only rarely. A 1977 production starred Dietrich Fischer-Dieskau as Mathis. A striking recent production in Vienna that was captured on DVD by Naxos in 2012.

The opera is concerned with the life of Matthias Grünewald after he completes the Isenheim altarpiece. Hindemith imagines that Mathis leaves the service of Albrecht von Brandenburg and joins the rebellion of the peasants. Throughout these terrible times, images from the altarpiece (and Hindemith’s musical versions thereof) return to comfort or to haunt the painter. During the rebellion, he takes care of Regina, a young woman whose father, one of the leaders of the rebellion, was cruelly executed before her eyes. The beginning of the 6th scene of the opera finds them fleeing from the mercenaries through the forest of the Odenwald southeast of Frankfurt, Mathis tries to comfort the grieving Regina with the story of the Concert of Angels who played music at the nativity of Jesus. The following is part of the aria, as sung by Wolfgang Koch as Mathis and Katherina Tretyakova as Regina: 

             Alte Märchen woben
Uns fromme Bilder, die ein Widerscheinen
Des Höheren sind. Ihr Sinn ist dir
Fern, du kannst ihn nur erahnen.
Und frommer noch reden
Zu uns die Töne, wenn Musik, in Einfalt hier
Geboren, die Spur himmlischer Herkunft trägt.
Sieh, wie eine Schar von Engeln ewige Bahnen
In irdischen Wegen abwandelt. Wie spürt man jeden
Versenkt in sein mildes Amt. Der eine geigt
Mit wundersam gesperrtem Arm, den Bogen wägt
Er zart, damit nicht eines wenigen Schattens Rauheit
Den linden Lauf trübe. Ein andrer streicht
Gehobnen Blicks aus Saiten seine Freude.
Verhaftet scheint der dritte dem fernen Geläute
Seiner Seele und achtet leicht des Spiels.

              Wie bereit
Er ist, zugleich zu hören und zu dienen.

REGINA
Es sungen drei Engel ein süssen Gesang,
Der weit in den hohen Himmel erklang.

The following is a translation

                 Old fairy tales wove
Pious images for us that are a reflection
Of something higher. Their meaning is so
Far from you, that you can only guess.
And music speaks even more piously
When, born here in simplicity,
It brings a breath of heaven.
See how a host of angels eternally follow
Our earthly paths. How one feels each one
Is immersed in their gentle office. One plays the violin
With a wondrously bared arm, lightly bowing
Lest any roughness darken
Cloud the gentle melody. Another,
With an uplifted gaze, strokes joy from the strings.
The third seems captivated by the distant chiming
of his soul and hardly attends to the music.

                    How ready
he is to listen and serve at the same time.

REGINA
Three angels sang a sweet song
That resounded far into the heavens.

 

The Comfort of Images

Hindemith’s Mathis comforts the grieving Regina by describing to her his painting of the Concert of Angels. The world is difficult to understand. The suffering that occurs is often unjustified. So we tell ourselves stories – we weave together fairy tales – to make sense of the world. We can represent these stories in paintings and in music.

The story that Grünewald unfolds in the Isenheim altarpiece is the myth of a Son of God who suffered and died so that we may be redeemed and live forever. And the life of Saint Anthony who lived in holiness so that our illness can be cured. 

And even if these are only stories, the comfort they provide is real.

 

References

Andersson, C. (2003). Grünewald, Matthias [Gothart Nithart, Mathis; Gothardt-Neithardt, Matthis]. Grove Art Online.

Bayer, M. (2020).  Der Krieg: Otto Dix’s War Triptych, memory, and the perception of the First World War. In Hutchison, M., & Trout, S. (Eds.). Portraits of Remembrance. (pp 250-269) University of Alabama.

Bruhn, S. (1998). The temptation of Paul Hindemith: Mathis der Maler as a spiritual testimony. Pendragon. (difficult to find; preview in Google Books)

Bruhn, S, (2002). Wordless songs of love, glory, and resurrection: musical emblems of the holy in Hindemith’s saints. In Voicing the ineffable: musical representations of religious experience. (pp 157-188). Pendragon.

Bryda, G. C. (2018). The exuding wood of the cross at Isenheim. Art Bulletin, 100(2), 6–36.

Fuller, M. (1997). Hindemith’s Mathis der Maler: A parable for our times. New Blackfriars, 78(916), 260–267.

Grzybowski, A., Pawlikowska-Łagód, K., & Polak, A. (2021). Ergotism and Saint Anthony’s fire. Clinics in Dermatology, 39(6), 1088–1094.

Harrisville, R. A. (2004). Encounter with Grunewald. Currents in Theology and Mission, 31(1), 5-14.

Hayum, A. (1989). The Isenheim altarpiece: God’s medicine and the painter’s vision. Princeton University Press.

Huysmans, J.-K. & Ruhmer, E. (1958). Grünewald: the paintings. Phaidon Press.

Kluger, N., & Brandozzi, G. (2023). Digital necrosis in the Isenheim altarpiece (1512–1516). Journal of the European Academy of Dermatology and Venereology, 37(7), 1265–1267. 

Mayr, V. (2003). Hagenauer [von Hagnow; Hagnower], Nikolaus [Niclas]. Grove Art Online.

Mellinkoff, R. (1988). The devil at Isenheim: reflections of popular belief in Grünewald’s altarpiece. University of California Press.

Paret, P. (2008). Beyond Music: Hindemith’s Opera Mathis der Maler as political document. Historically Speaking, 9(5), 6–9.

Rasmussen, M. (2001). Viols, violists and Venus in Grunewald’s Isenheim Altar. Early Music, 29(1), 60–74.

Réau, L. (1920). Mathias Grünewald et le retable de Colmar. Berger-Levrault. (Available at archive.org)

Rosenblum, R. (1975). Modern painting and the northern romantic tradition: Friedrich to Rothko. Harper & Row.

Scheja, G. (1969). The Isenheim Altarpiece. H.N. Abrams.

Schloss, M. F. (1963) Grünewald and the Chicago portrait. Art Journal, 23(1), 10-16.

Sebald, W. G. (1988). Nach der Natur. Franz Greno, Nordlingen,

Sebald, W. G. (1988, translated by Hamburger, M. 2002). After nature. Hamish Hamilton.

Sebald, W. G. (1993, translated by Hulse, M., 1996). The emigrants. Harvill.

Sieger, J. (accessed 2025). Der Isenheimer Altarund seine Botschaft [The Isenheimer Altarpiece and its Message] (Google provides a reasonable translation)

Stieglitz, A. (1989). The reproduction of agony: toward a reception-history of Grünewald’s Isenheim Altar after the First World War. Oxford Art Journal, 12(2), 87–103.

Snyder, J. (1985). Northern Renaissance art: painting, sculpture, the graphic arts from 1350 to 1575. Prentice-Hall.

von Mücke, D. (2011). History and the work of art in Sebald’s After Nature. Nonsite.

Watkins, G. (2002). Prophecies and Alarms. In Proof through the Night (pp. 403-416). University of California Press.

 




Bridget Riley: Perceptual Abstraction

Bridget Riley (1931-  ) came to fame in the early 1960s with her striking black-and-white abstract paintings, which were paintings were included in an important exhibition organized by the Museum of Modern Art in New York, entitled The Responsive Eye (1965-66). After her first success, she moved on to colored abstract paintings and prints that infuse the viewer with a sense of movement.

 

Beginnings

Riley studied art at Goldsmith’s College and the Royal College of Art, but found no clear inspiration until she attended a summer school organized by Harry Thubron and Maurice de Sausmarez in 1959. She became intrigued by the pointillism of Georges Seurat, and made a careful copy of his 1887 painting Le Pont de Courbevoie in order to understand the relations between the colors (Spicer, 2015):

Maurice de Sausmarez

De Sausmarez, a charismatic teacher of art and design, was particularly intrigued by the way in which force and motion could be portrayed graphically. His teachings were presented in his 1964 book Basic Design: The Dynamics of Visual Form. In his introduction to the book (p 16) he summarizes the goal of his teaching:

to examine the rudimentary forces brought into being through graphic marks, dimensional relationships, juxtaposed colours, etc, leaving to the individual’s talent and temperament the terms in which he expresses himself. It is the counterpart to mastering the elementary signs of a language, formation and relationship to create coherences, but, by comparison, the primary forces operating in the act of looking provide us with prodigious subtlety and variety Furthermore visual coherence is more related to our neural and psycho-physiological being than to our processes of intellection. It is for this reason that we cannot describe or define this coherence, we can only acknowledge it when it is experienced through feeling. Optical forces are continuously operative, forces of attraction and repulsion, of expansion and contraction according to the situation of shapes and colours presented to our eyes. As we have already noted, sight is more than the mere optical stimulation of the retina by haphazard light rays, which the mind concurrently organizes into spatial units. It is virtually impossible to perceive units isolated from and unaffected by the context in which they appear. Relationship is inescapable and this makes the act of looking a dynamic experience.

In 1959 he and Riley began an affair, travelling together to Portugal and later to Italy. In Italy they attended an exhibition of Italian Futurism at the Venice Biennale. The following is a painting by Giacomo Balla: Abstract: Speed + Sound (1913):

In his biography of her early life, Moorhouse (2019, pp 200-201) describes how Riley came to her ideas about dynamism in black and white in Venice in 1960

Taking a respite from the day’s summer heat, the two stopped at a café and lingered at their table. Idling in this way, Bridget was greatly taken by the tessellated pattern of black-and-white floor tiles that lay around them. With its abutting squares the rigid geometry of the design caught her eye and she surveyed the arrangement with a half-conscious pleasure. Then, as sometimes happens, without warning the sky quickly became overcast and a torrential downpour ensued. With growing fascination, she watched as the exposed floor pattern was fractured by the beating rain. Consumed by spreading pools of water, the chequerboard design gradually dissolved, the lines and squares dancing in chaotic movement. Transfixed, she observed a firm structure as it became convulsed and then finally trans-formed into its opposite: a pliable, plastic surface that undulated and writhed. Within minutes the mirage had run its course. The sky cleared and, with the return of intense sunlight, the ground dried and the linear structure reappeared. Insignificant in itself, the spectacle had existed only briefly. Yet at some deeper level this optical event made a lasting impression.

 

Ruth Padel

The poet Ruth Padel described Riley’s experiences in Venice in 1960 in a long poem entitled Butterfly Landing on a Painting by Bridget Riley. The poem, published in Voodoo Shop (2002, pp 43-51), was triggered by a large swallowtail butterfly alighting near her: an “unfolded scrap of animate origami.” The butterfly evoked memories of her recently deceased father, who had been an amateur lepidopterist. Its black and white stipes also brought to mind the early paintings of Bridget Riley. She imagined Riley and de Sausmarez in Venice in 1960 in a section of the poem entitled Rain. The text of the poem is followed by its recitation by the poet.   

A sudden squall of rain in the piazza. It’s 1960. Venice.
        The dark girl, knocking back Camparis with her lover
(Old enough to be her dad; the centre of everything she is),
        Has won a prize. She’s twenty-nine, all go,
And flirting with Hard Edge
        Abstractionism. He thinks she’s difficult, and young.
They’re splitting up. She doesn’t know.

Together, they’ve explored the Futurists.
        They tried to visit Gino Severini,
Futurism’s founder, but he won’t be seen, he’s
        Ill. Now she’s drawing on the table, arguing.
‘Shapes that flow
        Through space destroy the world as you and I
Perceive it.’ But her voice is shrill.

He’s playing teacher, lecturing on
        The inner life of colour. She’s saying, too
Loud and wrong, somehow,
        That losing certainty of line could change
Things for a painter, rearrange him, set him free
        (She still says ‘he’), ‘or whisk
Him off to places he never dreamed he’d see.’

You can hear how young — you want to fold her in
        Your arms, make her slow down —
But you love the flinging out: the risk.
        More Camparis. He forgives
The arguing for now; until they’re home.
        What she’s really up to
Is watching how rain turns

All this Renaissance paving — midnight geometry
        Of star and parallelogram, black granite set
rnilkstone from the cold Carrara ridge —
        To a swirl of snake-skin
Runnels. Chaos physics.
        In herself, only half-aware, she’s marvelling
How a thing that seemed so certain

Can in a flash, a moment, fall to bits. She’s no idea
        This will change the way we see.
Rain stops — the flagstones dry — that pristine, seven-
        Point clarity comes back. But her eyes have taken in
How pattern, safe curtain
        Of the given world, can buckle, go
Molten on you, disappear.

Afterwards, she’ll see it everywhere, a witchy spell
        On pell-mell dying leaves
Or zebra crossings over Russell Square,
        And sloping glass of a Ford Popular’s rear window
Where it slippingly reflects
        The dark-pale-dark of bedrooms in Imperial Hotel.
It’ll stay with her, unnoticed, when he’s left.

 

The next section of Padel’s poem is entitled Kiss:

He’s gone. She can’t believe it, can’t go on.
She’s going to give up painting. So she paints
Her final canvas, total-turn-off
              Black. One long
              Obsidian goodbye.
A charcoal-burner’s Smirnoff,
The mirror of Loch Ness
Reflecting the monster back to its own eye.

But something’s wrong. Those mad
Black-body particles don’t sing
Her story of despair, the steel and
              Garnet spindle
              Of the storm.
This black has everything its own sweet way,
Where’s the I’d-like-to-kill-you
Conflict? Try once more, but this time add

A curve to all that straight. And opposition —
White. She paints black first. A grindstone belly
Hammering a smaller shape
              Beneath a snake
              Of in-betweening light.
‘I feel like this. I hope that you do, too,
Black crater. Screw you. Kiss.’

And sees a voodoo flicker, where two worlds nearly touch
And miss. That flash, where white
Lets black get close, that dagger of not-quite contact,
Catspaw panic, quiver on the wheat
              Field before thunder —
              There. That’s it.
That’s her own self, in paint,
Splitting what she was from what she is.
As if everything that separates, unites.

 

 

The painting Kiss (1961) shows two large black shapes, one straight, one curved, almost coming together. The point of their almost contact is scintillating.

Riley’s affair with de Sausmarez came to an end, but the two remained friends. De Sausmarez wrote the text for the first monograph on Bridget Riley’s work, published in 1970, just after his death. He remarked about the painting Kiss (de Sausmarez, 1970, p 16):

the ‘blink’ or ‘flash’ in the white area where the two massive, sensuous, black shapes nearly touch, and the fractional ‘together and apart’ movement of the straight and curved dividing lines.  

A second painting from 1961 awas entitled Movement in Squares:

 

Optical Art

Riley’s paintings are often considered as representative of Op or Optical Art. Op Art

relies for its effect on certain physiological processes in the eye and brain which we are not normally aware of either in ordinary vision or in looking at other works of art. (Barrett, 1971, p 9)

Typically composed of black-and-white or high contrast colors, the pictures can provide striking sensations of motion, depth, and color. Viktor Vasarely (1906-1997) was one of the early leaders of this field. Some have attributed Op Art effects to visual illusions, although a better term might be simply visual “phenomena” (Wade, 1978), since it is sometimes difficult to determine what is real and what is an illusion. De Sausmarez (1970, p 16) commented on Riley’s understanding:

For Bridget Riley there is no such thing as optical illusion since this would imply the censorship of visual experience by factual measurement. Cobalt blue on a white ground is not the same colour as cobalt blue on a black ground despite the fact that in both instances the pigment may have been squeezed from the same tube labelled ‘cobalt blue.’ For Riley what is visually experienced is the optical reality.  

Riley considers the term “perceptual abstraction” to be the best way of characterizing her art (Riley et al 2022).

 

Movement

Riley soon began to use curves to present contrasts and motion. The following is Arrest 2 (1965):

A more complex color experience is found in Drift 1 (1966):

De Sausmarez (1970, p 92) remarked

A cold tone remains constant over the whole area, while from left to right a warm sequence moving at two rates gives rise to warm/cold contrast, gradually changing to light/dark contrast in the central area and moving away again into warm/cold contrast. Diagonal movements at two different speeds power-fully influence the curving bands flowing from top to bottom. The climax of the tonal sequence and the climax of the curve movements are at variance.

 

Color and Movement

Over the years, Riley began to concentrate more on the relations between colors, in keeping with her initial interest in the paintings of Seurat. The following is New Day (1988):

Mor recently she has attempted to show movement through the shapes of colors, in keeping with the work of the Futurists. Below is Arcadia 3 (2011):

Conclusion

We can end with some photographs of Riley demonstrating the movement in her painting After Rajasthan, taken by Horst Kurschat in 2013 (MacRitchie et al., 2020, p 22-3)

 

References

Barrett, C. (1971). An introduction to optical art. Studio Vista.

de Sausmarez, M. (1964). Basic design: the dynamics of visual form. Reinhold.

de Sausmarez, M. (1970). Bridget Riley. Studio Vista.

MacRitchie, L., Hartley, C., Kudielka, R., Tommasini, A., Gubay, R. (2020). Bridget Riley: the complete prints 1962-2020. (Fifth revised and expanded edition. Thames and Hudson.

Moorhouse, P. (2019). Bridget Riley: a very, very person, the early years. Ridinghouse. 

Moorhouse, P. (2003). Bridget Riley. Tate Gallery

Padel, R. (2002). Voodoo shop. Chatto & Windus.

Riley, B. (2019). Bridget Riley: dialogues on art (3rd edition.). Bridget Riley Art Foundation.

Riley, B. (edited by R. Kudielka, 2019). The eye’s mind: Bridget Riley, collected writings 1965-2019 (3rd edition.). Bridget Riley Art Foundation.

Riley, B., Stratton, R., & Ohadi-Hamadani, M. (2022). Bridget Riley: Perceptual Abstraction. Yale Center for British Art.

Schiff, R., & Kudielka, R. (2016). Bridget Riley: works 1981-2015. David Zwirner Books.

Spicer, E. (2015). Bridget Riley: Learning From Seurat. Studio International.

Wade, N. J. (1978) Op art and visual perception. Perception 7, 21-46.

Wade, N. J. (2003). Movements in art: From Rosso to Riley. Perception, 32(9), 1029–1036.




Paul Klee: Color and Music


The paintings of Paul Klee (1879-1940) gave us a new way to look at the world, allowing us to go beyond our immediate perceptions and see the underlying forms. 

Kunst gibt nicht das Sichtbare wieder, sondern macht sichtbar.
Art does not reproduce the visible; rather, it makes visible.
(Klee, Creative Confession, 1920/2013, part I).

Color and music were the two great principles underlying his art. The tonal relations between colors and the rhythms of their spatial presentation combine to give us understanding. Many composers have sought to express Klee’s paintings in their music, to complement his colors with their notes. This essay presents some of these compositions. On the right is a portrait of Paul Klee by Hugo Erfurth in 1922

Early Life

Klee was born in Münchenbuchsee, a small town near Bern in Switzerland, and spent his childhood and adolescence in Bern. His father was a teacher of music and his mother a singer. Klee studied the violin and became good enough to play occasionally in the city orchestra. He revered Bach and Mozart, and cared little for the music of the 19th-Century (Düchting 2012, 7-8).  

In 1898 he began to study art at the Academy of Fine Arts in Munich. He travelled to Italy, but found little inspiration in the works of the masters. His own graphic work – drawings, caricatures and etchings – was strange and uncertain.

Der Blaue Reiter

In 1911, several expressionist painters in Munich, among them, Wassily Kandinsky, Gabriele Münter, and Franz Marc, formed a new group, The Blue Rider (Gollek, 1982). They published an almanac, and in 1911 and 1912 held exhibitions of their work and modern paintings from other artists in Germany and France. Klee interacted with them, becoming aware of recent developments in art, such as the Cubism of Pablo Picasso and the Orphism of Robert Delaunay. Klee contributed several of his own works to the second exhibition.

 Klee’s Kleine Landschaft in Regenstimmung (Small Landscape in a Rainy Mood, 1913) shows the influence of Cubism. The picture shows hills in the distance and trees and rocks in the foreground. The violet and green palette is subdued, washed in the rain.   

In 1991 Walter Steffens composed a set of 4 pieces for recorder – Opus 63: Watercolors of Paul Klee. The following is the haunting third piece – Kleine Landschaft in Regenstimmung – played by Benedicta Bonitz on tenor recorder:

 

Paris

In 1912 Klee visited Paris. As well as visiting all the tourist spots, he spent time with Robert Delaunay, who had just written an essay on Light (Vriesen & Imdahl, 1969, pp 6-7). True painting depended on light and color. Color allowed different aspects of reality to be simultaneously and harmoniously represented. 

Art in Nature is rhythmic and abhors constraint. If art is attached to the Object, it becomes descriptive, divisive, literary. It lowers itself to imperfect means of expression, it condemns itself of its own accord, it is its own negation, it does not break free of imitative Art. …

For Art to reach the limits of sublimity, it must approach our harmonic Vision: clarity. Clarity will be color, proportions; these proportions are composed of various simultaneous measures within an action. This action must be representative harmony, the synchromatic movement (simultaneity) of light, which is the only reality. This synchromatic action will then be the Subject which is the representative harmony.

Klee agreed to translated the essay into German and his translation was published in Der Sturm in early 1913.

 One of Klee’s paintings from 1915 – Lachende Gotik (Laughing Gothic) – owes much to the ideas and the paintings of Delaunay. Suggesting the tall arches of a gothic church illuminated by the light of stained glass windows, Klee’s work owes much to Delaunay’s series of paintings of the Église Saint Séverin (1909-10).

 

In 2014, almost a century later, Martin Torp composed 6 Piano Pieces to Pictures by Paul Klee (“Klee-Blätter”). The following is Number 2 Lachende Gotik:

 

Tunis

In April 1914, Klee travelled to Tunis with August Macke, and Louis Moilliet. The brightness and clarity of the light and the variegated colors of the settlements they visited, Kairouan in particular, provided Klee with an epiphany:

Die Farbe hat mich. Ich brauche nicht nach ihr zu haschen. Sie hat mich für immer. Das ist der glücklichen Stunde Sinn: ich und die Farbe sind eins. Ich bin Maler.
Color possesses me. I don’t have to pursue it. It will possess me always, I know it. That is the meaning of this happy hour: Colour and I are one. I am a painter.
(Paul Klee diaries, April 24, 1914)

Although most of Klee’s paintings from Tunis were representational, one was completely abstract: Im Stil von Kairouan in Gemässigte übertragen (In Kairouan Style, Transposed to the Temperate, 1914):

I could find no pieces of music that directly related to Klee’s paintings from Tunis. The following is a highly rhythmic jazz piece by Marti Perramon, Joe Gallivan and the Ektal Ensemble entitled Kairouan a Klee. Their music suggests the suddenness and brightness of Klee’s Tunisian experience:

 

World War I

Klee’s friends, August Macke and Franz Marc joined up at the onset of the war. Macke died in September 1914, and Marc in March 1916 (in the Battle of Verdun). Klee, whose Swiss nationality gave him some respite, was finally called up in March 1916 since his father was German. As chance would have it, Klee was not assigned to the front lines: he spent the war doing clerical work in the payroll office. This gave him time to think through his philosophy of painting. He extended Delaunay’s ideas of simultaneity by joining it to the musical concept of “polyphony.” The following is from his diary in July 1916:

Thoughts at the open window of the payroll department. That everything is transitory is merely a simile. Everything we see is a proposal, a possibility, an expedient. The real truth, to begin with, remains invisible beneath the surface. …

Simple motion strikes us as banal. The time element must be eliminated. Yesterday and tomorrow as simultaneous. In music, polyphony helped to some extent to satisfy this need. …

Polyphonic painting is superior to music in that, here, the time element becomes a spatial element. The notion of simultaneity stands out even more richly. … Delaunay strove to shift the accent in art onto the time element, after the fashion of a fugue, by choosing formats that could not be encompassed in one glance.

The following illustration shows Klee’s Fuge in Rot (Fugue in Red, 1921).

The painting uses various shapes – leaf, vase circle, triangle and square – to depict the basic subjects of a fugue. Each of these shapes goes through an overlapping sequence from left to right becoming lighter as the sequence progresses. Sometimes the sequence might repeat and sometimes the subject might recur in inverted form. (see Liu, 2022, and Düchting, 2012, for further analysis).

In 2009, Jason Wright Wingate composed his Symphony Number 2 Kleetüden. The symphony consists of 27 parts, each keyed to one of Klee’s paintings. The following is the 14th section: Fuge in Rot, moderato rossastro (at a moderate reddish pace) played by L’orchestre de l’Invisible:

 

Bauhaus

Walter Gropius, a successful architect, took over the Grand-Ducal Saxon Academy of Fine Art in Weimar in 1919, renaming it Das Bauhaus (building house). The first members of the faculty were Johannes Itten, a Swiss painter and color-theorist, and Lyonel Feininger, a German Expressionist painter. Klee joined the faculty in 1921, and Kandinsky followed in 1922. The Bauhaus moved to Dessau in 1925. Klee continued to work and teach at the Bauhaus until 1931, when he became a Professor at the Düsseldorf Academy of Fine Art. The Bauhaus was closed when the Nazis assumed control of the Dessau city council in 1932.

Gropius envisioned artists working together to create beautiful surroundings for people to live in:

The ultimate aim of all visual arts is the complete building! To embellish buildings was once the noblest function of the fine arts; they were the indispensable components of great architecture. Today the arts exist in isolation, from which they can be rescued only through the conscious, cooperative effort of all craftsmen. Architects, painters, and sculptors must recognize anew and learn to grasp the composite character of a building both as an entity and in its separate parts. Only then will their work be imbued with the architectonic spirit which it has lost as “salon art.” …

Let us then create a new guild of craftsmen without the class distinctions that raise an arrogant barrier between craftsman and artist! Together let us desire, conceive, and create the new structure of the future, which will embrace architecture and sculpture and painting in one unity and which will one day rise toward heaven from the hands of a million workers like the crystal symbol of a new faith. (Bauhaus Manifesto, 1919)

The Bauhaus combined craft with art to produce beautifully designed furniture, buildings and paintings. Form and function were joined together. Art was wedded to technology.

Klee’s appointment at the Bauhaus gave him the time and the freedom to create. One of Klees’ early works in Weimar is Kristall-Stufung (Crystal Gradation, 1921). One is tempted to related this to Gropius’ “crystal symbol of a new faith.” The different gradations in the picture are created by multiple overlays of transparent water-colors, a technique known as “glazing.”

In 2007 Paul Osterfield wrote some chamber music for guitar, flute and clarinet entitled Klee Abstractions. The following is the second movement based on Crystal Gradations:

Another early painting from his Bauhaus years is Der Bote des Herbste (Autumn Messenger, 1922). This is the description of Carola Giedion-Welcker (quoted in Klee, 1959, p 21)

A picture organized architectonically and musically, well-knit, gently toned, and sonorous. The parallel linework is articulated in long rectangles, stripes of gray and blue that darken into violet and become more compressed. There are delicate color gradations, which in the end are definitively brought together and tied into impressive rhythmic contrasts of light and shadow. Within the angular austerity of the whole, there swell the curves, solitary and impressive, of the organic oval—the sign of the tree, of the golden yellow messenger of autumn, which dominates the picture by virtue of its formal and color values. The white sickle on the lateral plane is like a fragmentary formal echo of the main theme.

The following is a musical interpretation of the painting by Takeshi Kako (1988) on piano:

Giedeon-Welcker also noted that the picture is reminiscent of Paul Verlaine’s poem Chanson d’Automne (Song of Autumn, 1866)

[The long sobbing of the autumn violins wounds my heart with a monotonous languor. Breathless and pale, when the hour sounds, I remember the old days and weep; soon I am going away in the ill wind that carries me here and there, like a dead leaf.]

Klee’s Vor dem Schnee (Before the Snow, 1929), a painting from the late autumn when the trees are on fire and the leaves are falling, brings to mind the transience of life:  

The following is Takashi Kato’s pianistic interpretation:

Klee and the poet Rainer Maria Rilke had been friends and neighbors in an apartment building in Munich in 1919. Rilke died in 1926. This painting recalls the poet’s acute sense of time, as seen in his poem Herbst (Autumn, from Das Buch der Bilder, The Book of Pictures, 1902). The poem describes the falling leaves and realizes that we are always falling through time. The following is the poem’s ending with Robert Bly’s translation (1981):

Wir alle fallen. Diese Händ da fällt.
Und sieh dir andre an: es ist in allen
Und doc hist Einer, Welcher dieses Fallen
unendlich sanft in seinen Händen hält

We’re all falling. This hand here is falling.
And look at the other one.  … It’s in them all
And yet there is Someone, whose hands
infinitely calm, hold up all this falling.

Klee’s painting Hauptweg und Nebenwege (Highway and Byways, 1929) seemed to portray the infinite artistic possibilities provided by the Bauhaus. The painting is an example of Klee’s polyphony, as it leads us into the future on parallel and contrapuntal paths:

The following is Takashi Kako’s pianistic journey (1988) through the colors of the painting:

Klee visited Ravenna, Italy, in 1926 and was entranced by the mosaics. Some of his later paintings were made in a pointillist style that brings to mind the mosaics. One of these, Ad Parnassum (1932), shows the mountain of the muses in the distance and the ruins of a temple in the foreground. The red triangle above the sun likely represents the morning from dawn to noon and the light-yellow triangle the afternoon from noon to sunset. The painting suggests a journey beginning at the temple and ascending toward the rocky peak:

The following is the 5th movement from Peter Maxwell Davies’ Five Klee Pictures: Ad Parnassum. Maxwell Davies initially composed this piece for a high school orchestra in 1959, and then revised it in 1976 for the Philharmonia Orchestra:

 

The painting Eros (1923) is dominated by a rising arrow.

The painting is concerned with the erotic aspects of desire. The following is the 4th section of Wingate’s Symphony Number 2: Eros (grave libidinoso):

For Klee, the arrow symbolized “desire” in both its sexual and intellectual forms. In his Pedagogic Sketchbooks (1925, p 54), he wrote about the intellectual aspects of desire:

The father of the arrow is the thought: how do I expand my reach? Over this river? This lake? That mountain?
The contrast between man’s ideological capacity to move at random through material and metaphysical spaces and his physical limitations is the origin of all human tragedy. It is this contrast between power and prostration that implies the duality of human existence. Half-winged – half-imprisoned, this is man.

 

Another painting that deals with desire is Katze und Vogel (Cat and Bird, 1928). The image of the bird is fixed in the brain of the cat as it quietly waits to pounce:

The following is the 24th section of Wingate’s Symphony Number 2: Cat and Bird, andantino desideroso:

The National Socialists

All was not perfect as the decade of the 1920s progressed. Adolf Hitler and the Nazi party began their slow but inexorable rise to power. Klee’s paintings are open to many levels of interpretation. Some of these express foreboding about the times to come.

Klee’s Schwartzer Fürst (Black Prince, 1927) provides a frightening vision of power:

The following is the1st movement, Black Prince, of George Crumb’s Metamorphoses (2017), a series of pieces for piano based on paintings (Buja, 2022). The pianist, Marcantonio Barone, plays both through the piano keys and by manually activating the piano strings:

 

At one level we can see in Klee’s picture Ein Kreuzzugler (Crusader, 1929) an innocent medieval peasant off to liberate the holy land. The landscape is becoming visible through the crusader as he fades away. The green eyes burn. At another level we can see someone foolishly believing in something as vacuous as the Nazi ideas of racial superiority.

 

The following is the 1st movement from Peter Maxwell Davies’ Five Klee Pictures: Crusader. The first movement is an unnerving march. Maxwell Davies conducts the Philharmonic Orchestra.

Klee’s painting of Kleiner Blautuefel (Little Blue Devil, 1933) is ambivalent. Is the subject an agent of mischief or of chaos?

This ambivalence is nicely captured in the 3rd movement of Gunther Schuller’s 7 Studies on Themes of Paul Klee (1959) which combines jazz and classical music (Buja, 2021). The piece is performed by the Boston Symphony Orchestra under Erich Leinsdorf:

Although he abhorred the Nazis. Klee attempted to stay clear of overt politics. His painting Auftrieb und Weg – Segelflug (Up and Away – Gliding, 1932) captured his desire to get away from the coming evil:

Fabien Müller wrote a Concerto per Klee for cello and chamber orchestra in 2007. The following is the 1st movement: Auftrieb und Weg (lento, poco rubato – presto). The cellist is Pi-Chin Chien and the orchestra is the Georgisches Kammerorchester Ingolstadt conducted by Ruben Gazarian.

In January 1933, Hitler became Reich Chancellor. In March, Klee’s home was searched and his papers were confiscated. In April, he was summarily dismissed from his position at the Düsseldorf Academy of Fine Art. In December Klee moved to Bern. Although he was born in Switzerland, he was considered an immigrant, and not granted Swiss citizenship. He stayed in exile in Switzerland until his death in 1940.   

In 1937 the Nazis organize an Exhibition of Degenerate Art (Entartete Kunst) in Munich (Barron, 1991). The exhibition claimed that much of what passed for art in the preceding years had been an insult to the purity and integrity of true German culture. Thirty-five works by Paul Klee were removed from German art galleries and included in the exhibition. Among them was Der goldene Fisch (Golden Fish, 1925) which had been acquired by the National Gallery in Berlin. The painting shows a magnificent golden fish shimmering in the dark blue waters as other smaller fishes make way for his passage:

The second of George Crumb’s Metamorphoses (2017) provides a sensitive interpretation of this ancient and magical being. We may not understand its life but we can marvel at its beauty. The music (played by Marcantonio Barone) shimmers:

Exile

Klee’s time in Bern was lonely and painful. In 1935, he was diagnosed with scleroderma, an auto-immune disease that causes the skin to tighten progressively, and also affects other organs. This caused him pain, and difficulties with swallowing and breathing. Ultimately, the disease led to his death in 1940 (Suter, 2010, 2014).

Nevertheless, he continued to be very productive. One of his Bern paintings, entitled Zeichen in Gelb (Signs in Yellow, 1937), was similar to his early work exploring the significance of colors and the colors of signs.

The painting was the inspiration for the 1st movement of Hommage à Paul Klee, a concerto for 2 pianos and string orchestra by Sandor Veress (1951). The following is a performance by Andras Schiff and Denes Varjon on pianos, with Heinz Holliger conducting the Budapest Festival Orchestra.

 

The painting Paukenspieler (Kettledrummer, 1940) can bear multiple interpretations. On the one hand, it can simply represent a tympanist in the midst of a drum solo, caught with one drumstick raised and the other hitting the drum. On the other hand, the stark black and red colors and the angular shapes bring to mind the Nazi swastika and the drumbeat of war.

The following is the 16th section of Wingate’s Symphony Number 2 Kleetüden: Paukenspieler (grave morboso). 

One of Klee’s last paintings was Tod und Feuer (Death and Fire, 1940). The white shape in the center brings to mind a skull, the features of which are portrayed by the letters T, O and D of the German word for “death.” Outside the skull the letters recur going up from the left and down on the right. The orange and yellow colors of the background suggest flames. Klee joined his own tragedy with that of the world at war.

The following is 7th movement (Tod und Feuer) of Jim NcNeely’s Paul Klee Suite for Jazz Orchestra (2006), as played by the Swiss jazz Orchestra with the composer conducting.

Envoi

One of Klee’s most famous paintings, entitled Alter Klang (Old Sound/Ancient Harmony, 1925), encapsulates his desire to bring to painting the polyphony of music. The viewer can spend forever finding the patterns of the colors and their echoes across time.

Below are two musical interpretations: by Takashi Kako (1988) on solo piano, and by Sandor Veress (1951) in the 3rd movement of his Hommage à Paul Klee, a concerto for 2 pianos and string orchestra, with Andras Schiff and Denes Varjon on pianos, and Heinz Holliger conducting the Budapest Festival Orchestra:

 

                      

We can conclude with a quotation from Klee’s Creative Confession (1920/2012, part V)

Formerly we used to represent things visible on earth, things we either liked to look at or would have liked to see. Today we reveal the reality that is behind visible things, thus expressing the belief that the visible world is merely an isolated case in relation to the universe and that there are many more other, latent realities. Things appear to assume a broader and more diversified meaning, often seemingly contradicting the rational experience of yesterday. There is a striving to emphasize the essential character of the accidental.

The essence of things had much in common with music. There is a rhythm at the heart of things. Multiple strands of meaning can interact like the themes in a fugue or the colors in a polyphonic painting.

 

 

Notes:

Klee produced many thousands of paintings over his lifetime. This essay only looks at twenty. A searchable listing of Paul Klee’s works is available. Many of his paintings have been interpreted musically (Wikipedia provides an extensive but incomplete listing). Recently, Jonathan Posthuma has composed some 50 chamber pieces related to Klee’s paintings: Paul Klee: Painted Songs.   

 

References

Paintings

Grohmann, W. (translated by N. Guterman, 1967). Paul Klee. H. N. Abrams.

Hopfengart, C., & Baumgartner, M. (2012). Paul Klee: life and work. Hatje Cantz.

Klee, P. (1959). The inward vision: water-colours, drawings, writings. H. N. Abrams.

Lanchner, C. (1987). Paul Klee. Museum of Modern Art.

Partsch, S. (2011). Paul Klee, 1879-1940: poet of colours, master of lines. Taschen.

Rewald, S. (1988). Paul Klee: the Berggruen Klee collection in the Metropolitan Museum of Art. Metropolitan Museum of Art.

Scholz, D., Thomson, C. (2008). The Klee universe. Hatje Cantz.

 Other References

Barron, S. (1991). Degenerate art: the fate of the avant-garde in Nazi Germany. Los Angeles County Museum of Art (H. N. Abrams).

Bly, R. (1981). Selected poems of Rainer Maria Rilke. Harper & Row.

Buja, M, (2021) Art and Music: Klee and Schuller. Interlude

Buja, M. (2022a). Art into Sound I: George Crumb’s Metamorphoses, Book I. (December 3) Book II. (December 10). Interlude.  

Buja, M. (2022b). Musicians and Artists: Peter Maxwell Davies and Paul Klee. Interlude.

Düchting, H. (1997). Paul Klee: painting music. Prestel.

Geelhaar, C. (1973). Paul Klee and the Bauhaus. New York Graphic Society.

Gollek, R (1982). Der Blaue Reiter im Lenbachhaus München: Katalog der Sammlung in der Städtischen Galerie. Prestel.

Klee, P. (1925, translated L. Moholy-Nagy, 1968). Pedagogical sketchbook. Faber and Faber.

Klee, P. (translated by P. B. Schneider, R.Y. Zachary & M. Knight, 1964) The diaries of Paul Klee, 1898-1918. University of California Press.

Klee, P. (2013). Creative Confession and other writings. Tate Publishing.

Liu, M. (2022). Paintings of music. Journal of Aesthetics and Art Criticism, 80(2), 151–163.

Suter, H. (2010). Paul Klee and his illness: bowed but not broken by suffering and adversity. Karger.

Suter, H. (2014). Case Report on the illness of Paul Klee (1879-1940). Case Reports in Dermatology, 6(1), 108–113.

Verlaine, P. (1866). Poèmes saturniens, Lemerre,

Vriesen, G., & Imdahl, M. (1969). Robert Delaunay: light and color. H.N. Abrams.

Weber, N. F. (2009). The Bauhaus group: six masters of modernism. Alfred A. Knopf.




Ely Cathedral: The Ship of the Fens

Ely Cathedral was originally situated on a low island in the middle of the Fens, a region of marshland in eastern England lying inland of the Wash. Because of the flatness of the surrounding land the cathedral could be seen from great distances, appearing as the “Ship of the Fens.” The marshes were drained in the 17th Century, but it is still easy to imagine the building floating above the waters: the embodiment of Auden’s image of the English cathedrals:

Luxury liners laden with souls,
Holding to the east their hulls of stone.
(Auden, 1936, p 43; also McDiarmid, 1978, p 292)

The Present Cathedral

The following illustration shows the cathedral as viewed from the southeast.

The present building was begun in 1083 by the Normans soon after their conquest of England. They bought with them a style of architecture known as “Romanesque” on the continent but considered “Norman” in England. The style was characterized by large weight-bearing columns surmounted by semi-circular arches. As the years passed, additions, collapses and renovations to the original building left it with a blend of styles that still somehow achieve harmony rather than incoherence.

The following is the view of the cathedral from the south from Bentham (1771, Plate 42, scale 100 ft):

The West end of the cathedral shows its mixture of styles. The following illustration shows a engraving from King (1881, plate XII) as well as two modern photographs showing the Gothic arches on the Galilee Porch and the Norman arches on the south west transepts

The following is a floor plan of the cathedral:

The dashed semicircular lines in the Presbytery show the eastern extent of the original Norman cathedral.

Saxon Beginnings

The region of England northeast of London – comprising the present counties of Norfolk, Suffolk, Cambridgeshire and Essex – was settled by Angles and Saxons in the 5th and 6th Centuries CE. Multiple kingdoms were set up on the island of Britain: East Anglia, Northumbria, Mercia, Essex, Sussex, Wessex, and Kent. Augustine of Canterbury arrived in England in 597 CE; and the various Saxon kingdoms in England soon converted to Christianity.

Anna, the king of East Anglia (reigned 636-654 CE), a devout Christian, probably reigned in Exning – just east of present-day Cambridge. A large ancient earthen wall, known today as the Devil’s Dyke, stretching from the southern end of the Fens to the River Stour, appears to have built as a defense against the Mercian kingdom to the west. The following map shows the kingdom of East Anglia at the time of Anna:

Anna’s daughter Æthelthryth (or Etheldreda) was born in 636 CE (Keynes, 2003). In 652, at the age of 16, she was married to Tondberct, a prince who ruled over part of the Fens. This was a political marriage, designed to extend Anna’s domain, and Æthelthryth insisted on maintaining her virginity. As a wedding gift she was given the Isle of Ely in the Fens. The name “Ely” probable comes from the Old English elge meaning “region of eels.” Tonberct died in 655, and Æthelthryth retired to live in Ely.

After Anna died fighting against the Mercians at the battle of Bulcamp in 654, Æthelthryth was married in 660 for a second time to Ecgfrith, a 16-year-old prince of Northumbria. Once again, she insisted on maintaining her virginity. In 670, she formally took the veil as a nun and lived in the double monastery (for both monks and nuns) at Coldingham, in what is now southeast Scotland. In 672, in need of an heir, Ecgfrith decided that he wished to consummate his marriage, and sent armed men to apprehend his wife. She and her attendants fled to Ely; Ecgfrith’s men were prevented from capturing her by the tidal waters of the Fens. Æthelthryth then founded a new monastery at Ely, where she presided as abbess until her death in 679. The following illustration shows two of the capitals on the octagon pillars in Ely cathedral (from Bentham, 1771, plates 9 and 10): Æthelthryth’s taking of the veil, and her miraculous salvation by the rising waters of the Fens. On the right is a 1960 statue of Æthelthryth by Phillip Turner.

Little is known of the abbey at Ely after its founding. In 869 the Vikings conquered the kingdom of East Anglia and much of Northumbria and Mercia. Alfred the Great (849-899) ultimately prevented the Vikings from further expansion, but allowed the continuation of Danelaw in the eastern parts of England from 886 to 1066. The original abbey of Æthelthryth may have been destroyed or may have simply fallen into disuse during the early Viking period. However, Ely Abbey was re-founded toward the end of the 10th Century as a monastery for monks alone. As his boat approached Ely, King Cnut (reign 1016-1035) was impressed by the music of the monks and wrote a poem, a fragment (perhaps the refrain) of which survives (Parker, 2018):

Merie sungen ðe muneches binnen Ely
ða Cnut ching reu ðer by.
Roweþ cnites noer the lant
and here we þes muneches sæng.

[Sweetly sang the monks in Ely
When Cnut the king rowed by;
‘Row, men, nearer to the land
So we can hear the friars’ song.’]

 

The Norman Cathedral

Under the direction of Abbot Simeon, the Normans initiated the construction of a large abbey church in Ely in 1083. The remains of Saint Æthelthryth were moved from the old church to the new in 1106. Her marble tomb was placed in a shrine bedecked by gold and jewels behind the high altar. The building was granted cathedral status by Henry I 1109. The nave, central tower and transepts were completed by about 1140, and the western transepts and tower were finally finished by about 1190.

The nave is 72 meters long and 22 meters high. There are three levels: the arcade, gallery (or tribune) and clerestory, the last containing large windows for light (clerestory means “clear storey”). The proportions for these levels are 6:5:4 (Clifton-Taylor, 1986, p 36). The arcades of the gallery are divided into two and those of the clerestory into three. The columns alternate between piers with multiple shafts and piers with large cylindrical columns, providing a gentle visual rhythm. The aisles on either side of the main nave are each one half the width of the nave (Fernie, 2003). The roof was made of the same timbers that were used to provide the scaffolding when constructing the nave.

The following illustration shows on the left a diagram of the nave (Dehio & Bezold, 1887, plate 88), On the right is a modern photograph that shows its three levels, and at the bottom a photograph that illustrates the alternation of the main columns.

The monk’s door and the prior’s door from the cloisters into the nave were likely built and decorated in the 1130s. Both are intricately sculpted. The prior’s door (shown below in a plate from Bentham, 1771, and in a modern photograph) is surmounted by a tympanum containing Christ in Majesty surrounded by two angels. Though far less accomplished than the Romanesque sculptures in France, it has its own charm.

The Gothic Cathedral

The Galillee Porch was added to the west front of the cathedral in the first two decades of the 13th Century. As we have already noted the style is early Gothic: the blind arcades decorating the façade have pointed arches, narrow columns, and trefoil openings.

A little later, the east end of the Cathedral was extended to form a Presbytery: a space for the monks to worship separate from the choir and the nave. This extension in a richly decorated Gothic style was completed in 1252 (Maddison, 2003). The large columns of the arcade are divided into multiple smaller columns and the pointed arches are geometrically ornamented. The tribune gallery has twin trefoiled openings beneath a large pointed arch. The clerestory has lancet windows with an inner row of cinquefoil arches. The stone vault is supported by tierceron ribs.

The following illustration shows a view of the choir and presbytery toward the east by John Eaton (2016) surrounded by two views of the north wall, the left by Arthur de Smet (1972) and the right from Broughton (2008):

In 1321, work began on a large separate Lady Chapel north of the choir and presbytery. Constructing the foundations for this new building led to the central section of the cathedral being undermined by water. The central bell tower of the cathedral collapsed in 1322, damaging parts of the north transept and the choir. Under the direction of Alan of Walsingham a new octagonal tower was built, with the stonework completed by 1328 (Maddison, 2003). The crowning glory of the tower was a magnificent “lantern” built of timber that allowed light to descend into the cathedral (completed in about 1340). The following illustration shows the octagon viewed from the western tower and a diagram of the carpentry underlying the lantern from Hewett (1974, plate 76):

The following illustration shows views of the lantern from the interior of the cathedral:

Because of the lantern, Ely cathedral provides a marvelous interplay of light and shadow. Frederick Evans took many photographs in 1897 and published these in Camera Work in 1903 (Lyden, 2020). Two of his images are below:

After the stonework of the octagon was completed Bishop Hotham and Akan of Walsingham then returned to complete the lady chapel – a wonder of Decorated English Gothic. The vault is supported by interconnecting ribs forming star shapes (lierne, from French lier, to tie, or stellar vaulting). This approach supports a wider vault than the simple tierceron ribbing. The large windows are supported by thin vertical columns that extend outward to provide a buttressing effect. The following illustration shows a photograph of the chapel and a diagram of the lierne vaulting.

The chapel was completed in the 1340s. The lower sections of the walls are decorated with vegetal patterns, giving the visitor a sense of being in a garden (Broughton, 2008). The present chapel is very different from the way it was in the 14th and 15th Centuries. At that time, numerous painted sculptures existed in the niches, and the windows were made of stained glass.

The Monastery

Ely Cathedral, like Canterbury, Durham, and Norwich, was a monastic cathedral. The monks at these cathedrals followed the Benedictine order. The bishop of a monastic cathedral was the titular abbot of the monastery, but the monks were essentially led by the prior. Although most of the old cathedrals in England were monastic, some cathedrals, such as Lincoln and Hereford were secular and had no associated monastery.

The monastery (or priory) at Ely was prosperous. Many of the medieval buildings of the monastery still stand. Some are used by King’s Ely School. The following plan shows the probable layout of the monastery (Dixon, 2003). The castle motte is the site of a fortress in Norman times.

The Reformation

As the years wore on the monastery at Ely became rich. The sale of indulgences brought in much money. Death acted like the church’s tax-collector, as those in need of heaven left their land and possessions to the church rather than to their children. Pilgrims to the shrine of Æthelthryth/Etheldreda were expected to make significant donations to the church. Æthelthryth was also called Saint Audrey. Ribbons bought at her shrine were called “St Audrey’s lace,” whence comes the word “tawdry” for overpriced finery. Some Bishops at Ely made special ornate chapels for themselves: Bishop Alcock (1486-1500) at the end of the north aisle and Bishop West (1515-33) at the end of the south aisle. It was easy to accuse the church of luxury and greed.

As the 16th Century progressed, Henry VIII came to need both a new wife and a source of gold. In 1533 Henry appointed Thomas Cranmer as Archbishop of Canterbury. Cranmer allowed him to marry Anne Boleyn. In 1534, Thomas Cromwell, the king’s chancellor, arranged for Parliament to pass the Act of Supremacy declaring the king to be the head of the English Church. In 1537, Cromwell convened a synod of British bishops who produce a book The Institution of the Christian Man, espousing many of the principles proposed by Martin Luther. In 1839 Parliament passed a bill to allow the Dissolution of the Monasteries. All of the small monasteries were to be closed, their monks let go, and their assets expropriated by the king. The monasteries associated with the cathedrals were also to be closed, although some of their monks could remain as officers in the newly secularized cathedrals.

On 18 November, 1539, Prior Robert Seward and 23 other monks signed a deed of surrender of the monastery of Ely to Henry VIII (Duffy, 2020, pp 31-45). There was not much else they could do. The abbots of Gastonbury and Reading had been executed on November 13 for refusing to dissolve their houses. The monastery and cathedral were held at the pleasure of the monarch and its riches were duly plundered. In 1541 the cathedral was given a royal charter as a secular cathedral. The church which had been devoted to Saint Etheldreda and Saint Peter, was renamed “The Cathedral Church of the Holy and Undivided Trinity of Ely.”

The bishop during this time was Thomas Goodrich, a colleague of Thomas Cranmer. Trained in theology at Cambridge University, he was appointed Bishop of Ely in 1534 and remained bishop until his death in 1554. After the dissolution of the monastery, he ordered the destruction of the shrine of Ethelreda, the defacement of the statues in the Lady Chapel, and the removal of the statues in the chapels of Bishop’s Alcock and West. Every one of the 147 statues of Mary and the other saints in the Lady Chapel was beheaded. Goodrich continued as bishop after the death of Henry in 1547; during the reign of Edward VI (1547-53), he was also appointed Lord Chancellor (1552). He died in 1554, before Mary (reign 1553-8) had time to pursue her vengeance.

The following illustration shows two photographs from the 1890s by Frederick Evans showing the mutilation of the statues in the Lady Chapel and the empty plinths on the gateway to Bishop West’s chapel. Also shown is the memorial brass to Thomas Goodrich, located on the floor of the south presbytery. The bishop holds in his right hand both a bible and the seal of England, emblematic of his chancellorship.

After the Reformation the cathedrals of England fell into disrepair. The architecture was contemptuously referred to as “Gothic” or barbaric (see Clifton-Taylor, 1986, pp 9-12). In 1699, the north west transept of Ely Cathedral collapsed (Fernie, 2003, p 96). There was no money to rebuild:

To this day, Ely looks like the wounded veteran of some forgotten war. (Jenkins, 2016, pp 91-2)

Watercolors by J. M. W. Turner from the 1790s show the cathedral octagon and the dilapidated Galilee Porch.

Repair

The cathedral was extensively restored during the 19th Century: The roof of the nave was retimbered and painted; the windows were provided with stained glass; the choir was provided with new stalls and a beautifully carved choir screen; the high altar received an intricate reredos (from French arere, behind, dos, back).

The following illustration shows some of the carvings above the choir stalls. These depict episodes in the life of Jesus: the supper at Emmaus, the appearance of the risen Jesus to Thomas, and the ascension:

Ely in the Present

Most people in England no longer attend church, and those who believe that there is a God are equaled by those who believe that there is not. What should be the place of the church in modern society?

Intriguing to me are the modern statues that now adorn the cathedral. Below are illustrations of four of these works. Clockwise from the upper left are the Virgin Mary in the Lady Chapel urging us to exultation by David Wynne (2000), Christ and Mary Magdalene wondering at the mystery of the resurrection by David Wynne (1967), Christ in Majesty above the pulpit by Peter Ball (2000), and half-life-size statues by Sean Henry on the empty plinths in Bishop West’s chapel, part of an installation entitled Am I My Brothers Keeper? in 2024.

An optimistic view of the future is from Nicholas Orme (2017, p 262):

The most astonishing feature of cathedral history, when one has journeyed through its seventeen hundred years, is its immense and varied creativity. If we take buildings, there is the evolving history of their plans and construction, the sourcing of the materials, the labours of craftsmen, the elaboration of the decoration, and the successive layers of repair and restoration. There is the worship, complex in its calendar, its liturgical texts, the ways in which it is done, and the application of the worship to God, saints, or popular, needs. There is the vast range of arts involved in producing worship and its setting: sculpture, painting, stained glass, metalwork, fabrics, singing, instrumental music, and chorography. There is the written and spoken word in prayer- and hymn-books, preaching, inscriptions, archives, libraries, guide-books, and service-sheets.

A more restrained understanding of what it is like to visit a church when faith has passed away can be found in a 1954 poem by Philip Larkin entitled Church Going, the last verse of which reads:

A serious house on serious earth it is,
In whose blent air all our compulsions meet,
Are recognised, and robed as destinies.
And that much never can be obsolete,
Since someone will forever be surprising
A hunger in himself to be more serious,
And gravitating with it to this ground,
Which, he once heard, was proper to grow wise in,
If only that so many dead lie round.

References

Atherton, I. (2003). The dean and chapter: reformation and restoration. In Meadows & Ramsay, op cit, pp 169-192.

Auden, W. H. (1936). Look, stranger!  Faber & Faber

Bentham, J. (1771). The history and antiquities of the conventual and cathedral church of Ely : from the foundation of the monastery, A.D. 673, to the year 1771 : illustrated with copper-plates. Cambridge University Press.

Broughton, L. (2008). Interpreting Ely cathedral. Ely Cathedral Publications.

Clifton-Taylor, A. (1967, revised 1986). The cathedrals of England. Thames and Hudson.

Dehio, G., & Bezold, G. v (1887). Die kirchliche Baukunst des Abendlandes. Atlas 1 (Tafel 1-116). Stuttgart.

Dixon, P. (2003). The monastic buildings at Ely. In Meadows & Ramsay, op cit, pp 144-155.

Duffy, E. (2020). A people’s tragedy: studies in reformation. Bloomsbury Continuum.

Eaton, J. (2016). English medieval cathedrals. Blurb.

Fernie, E. (2003). Architecture and sculpture of Ely Cathedral in the Norman period. In Meadows & Ramsay, op cit, pp 97-11.

Hewett, C. A. (1974). English cathedral carpentry. Wayland.

Jenkins, S. (2016). England’s cathedrals. Little, Brown.

Keynes, S. (2003). Ely Abbey 672-1109. In Meadows & Ramsay, op cit, pp 3-58.

King, R. J. (1881). Handbook to the cathedrals of England. Volume 3. Eastern Division: Oxford, Peterborough, Norwich, Ely, Lincoln. J. Murray. Available at archive.org.

Lyden, A. M. (2010). The photographs of Frederick H. Evans. J. Paul Getty Museum.

McDiarmid, L. S. (1978). W. H. Auden’s “In the Year of My Youth…” The Review of English Studies, 29(115), 267–312.

Maddison, J. (2003). The Gothic Cathedral: new building in a historic context. In Meadows & Ramsay, op cit, pp 113-141.

Meadows, P., & Ramsay, N. (2003). A history of Ely Cathedral. Boydell Press.

Orme, N. (2017). The history of England’s cathedrals. Impress Books.

Parker, E. (2018). ‘Merry sang the monks’: Cnut’s Poetry and the Liber Eliensis. Scandinavica, 57(1), 14-27.




Frank Lloyd Wright: the Prairie Home

 

Frank Lloyd Wright (1867-1959) was one of the great forces in modern architecture. In the early years of the 20th Century, he designed many beautiful houses in a characteristic style that later defined the Prairie School of Architecture. This post comments on some of these houses.

Early Life

Frank Lloyd Wright was born in rural Wisconsin with the baptismal name of Frank Lincoln Wright. His mother Anna (1838-1923) was the daughter of Richard Lloyd Jones who had emigrated with his family from Wales in 1844 when Anna was 6 years old. She was trained as a teacher and, in 1866, married William Cary Wright (1825-1904), an itinerant musician and preacher from Massachusetts. The couple had three children: Frank, Jane and Mary-Ellen. The marriage was not a happy one, and Wright divorced his wife in 1885. After this Frank changed his name to Frank Lloyd Wright in honor of his mother’s family. He later occasionally used the initials FLLW, but it is not clear if this referred to two middle names or simply to the Welsh double-L at the beginning of Lloyd.

In his autobiography, Wright attributed his love of architecture to his mother’s influence. She bought her young son a selection of Froebel’s blocks. Friedrich Froebel (782-1852) was a German pedagogue who initiated the idea of Kindergarten (Brosterman, 1997). He designed various collections (Gabe or gift) of simple blocks that could be used by young children to build different structures (Stiny, 1980). The following illustrations shows one of the collections (from Brosterman, 1997, p 53) and some structures that could be built (from Adams, 2022, p 107).

 

Wright later remembered:

The smooth, shapely maple blocks with which to build, the sense of which never afterward leaves the fingers: form becoming feeling. (Wright, 1977, p 34).

 

Apprenticeship

Wright studied civil engineering at the University of Wisconsin in Madison, but left in 1887 before finishing his degree. He then worked for various architects in Chicago before becoming an apprentice in 1888 with Louis Sullivan (1856-1924) of the firm Adler and Sullivan. The following illustration shows photographs of Sullivan and Wright taken around 1890.

Sullivan used steel girders to provide the skeleton for tall buildings (Twombly, 1986, pp 281-332). Before the advent of steel, the height of buildings was limited since the weight of the building had to be completely supported by the walls. Sullivan did not, however, simply build tall. He insisted on ornamentation, which he considered essential to the visual appeal of the buildings. The following illustration shows the St. Nicholas Hotel in Saint Louis (1894) and the Chicago Stock Exchange Building (1893). Both buildings have been demolished, although the arch of the main door to the stock exchange has been preserved.

The following illustration shows a skylight from the Saint Nicholas Hotel, a harbinger of Wright’s later windows.

Sullivan’s ideas of form had lasting effects on the thinking of Wright. In an article entitled “The tall office building artistically considered” (1896), he proposed

It is the pervading law of all things organic and inorganic, of all things physical and metaphysical, of all things human and all things super-human, of all true manifestations of the head, of the heart, of the soul, that the life is recognizable in its expression, that form ever follows function. This is the law.

The following are comments by Timothy Samuelson (Samuelson & Ware, 2021):

Shortened to “form follows function,” the phrase was used by Sullivan throughout his life and was frequently cited in reference to him. He protected its simple, universal message by not offering concrete definitions of its meaning. As applied to architecture, it described how a building’s form and its function evolve harmoniously. But the word “follows” soon led to the belief that Sullivan meant that the functional aspects of a building should take precedence in determining its form. As a result, many came to criticize the creatively abstracted forms and rich ornamental details of Sullivan’s buildings as violations of his own words. After Sullivan’s death, practitioners of functionalist design increasingly adopted this interpretation, making it seem as though Sullivan were a prophet of a philosophy he never actually advocated.

Frank Lloyd Wright proposed the rephrasing to “Form and function are one.” Although Wright was the most perceptive inheritor of Sullivan’s philosophy, he, too, missed the point. For Sullivan, form and function were among the infinite parts that combined and interacted to create a single, vibrant whole.

Wright left Sullivan & Adler to open his own architectural practice in 1893. Wright always revered Sullivan, considering him his lieber Meister (beloved teacher).

 

A Home in a Prairie Town

Over the 1890s, Wright evolved a new style for family homes. Instead of starting with an outer building and then fitting the necessary rooms into it, he worked from the central fireplace outward. He added the required spaces in much the same way as he might have put Froebel blocks together (Stiny, 1980). One room led into another with little if any separation. The rooms were provided with long bands of vertically oriented windows to allow free entry of light. The second storey was separated from the ground floor by a long, low-hipped belt roof, which extended beyond the walls to provide covered porches and terraces. The roof of the second story then paralleled the lower roof. The result was a building that was characterized by long horizontal lines, fitting organically into the flat landscape of the prairie. Ornament was minimal: an easy interplay of texture and geometry. The windows used stained glass, with simple geometric designs, to provide light, color and shadow (Heinz, 2000). These ideas became the principles of the Prairie School of Architecture (Brooks, 1972).

Wright described this type of home in an article in the Ladies’ Home Journal entitled “A home in a prairie town” (1901). The following illustrations are from that article. The lower shows the sequence of interior spaces along the long axis of the building: a library, a two-story living room with a gallery above, a dining room. Everything flows together

to offer the least resistance to a simple mode of living, in keeping with a high ideal of the family life together

Wright estimated that such a building would cost about $7000, which would be about $260,000 today: a very reasonable price. Though no one took him up on the particular design published in the Ladies’ Home Journal, Wright was soon building multiple homes using the principles proposed in his article.  

Wright’s Prairie homes follow a definite spatial grammar (Koning & Eizenberg, 1981). The following diagrams illustrate the two main patterns of Wright’s prairie homes. The main spatial structure is the living area centered around the hearth. To this is added the service areas (kitchen, servant’s quarters, etc). The sleeping areas for the family are then added in a second storey.  

 

The Darwin D. Martin House, Buffalo

An important early example of the Prairie style was the Martin House finished in 1905 (Hess et al. 2006; Bayer et al., 2015)

The house, situated on a large site with extensive landscaping, was connected to a conservatory by a long glass-roofed pergola. Within the conservatory, Wright placed a full-scale replica of the Nike of Samothrace, a Greek statue from the 2nd Century BCE, now in the Louvre. An additional home – the Barton house – for Martin’s sister and her husband was also included on the site. 

The plan of the Robie house was very similar to that proposed in Wright’s article on the Prairie home. However, the overall size was larger, and the second storey was expanded to be as large as the ground floor.

The following photographs by Mike Shriver show the interior of the house: the areas noted on the plan as the library and the dining room:

The Darwin Martin House ultimately cost about 40 times the amount quoted in the article about the Prairie home. Wright later worried about the fact that he was building houses only for the rich; in the 1930s he designed a more affordable set of Usonian houses (“Usonia” comes from “United States of North Independent America”) (Seargeant, 1976). The first of these – the Herbert and Katherine Jacobs First House in Madison, Wisconsin – was constructed on a budget of $5500 in 1937 (equivalent to$120,000 today).     

 

The Frederick C. Robie House, Chicago

The Robie House, built on a relatively narrow piece of land in Chicago, was finished in 1910 (Hoffman, 1984; Larkin & Pfeiffer, 1993; Hess et al., 1996):

The following photograph of the terrace and belvedere (Larkin & Pfeiffer, 1993) shows the marvelous concatenation of horizontal levels:

 

The following illustration shows a photograph from 1911 together with Wright’s graphic rendition of the house.

The following are the windows onto the porch:

The Francis W. Little House, Wayzata, Wisconsin.

The Little House in Wayzata was built in 1916, one of the last of the Wright’s Prairie homes (Jordy, 1983; Kaufmann, 1992). Having earlier had Wright design their house in Chicago, the Littles commissioned a new home when they moved to Wayzata, a suburb of Madison. The site overlooked the length of Lake Minnetonka. The house contained the largest living room of all Wright’s Prairie Houses. When the house was demolished in 1972, the Metropolitan Museum of Art in New York recreated the living room in its new American Wing.  The following are photographs of the two ends of the room:

On the table at one end of the room is a replica of the Nike of Samothrace, smaller than in the Martin house, but still striking in how it accentuates the lightness of the space.

 

Jory (1983) describes the room:

Here is the huge, pier-like fireplace at one end, with the fireplace opening forced low. Long bands of casement windows run the length of the room, sixteen of them on either side, set under deep, shelf like planes with transom windows above. The marked horizontals of the shelving—“banding lines,” Wright termed them—underscore the basic rectangular shape of the space, against which recessions (alcoves) and projections (piers) can move back and forth. Hence the basic shape is always resonantly present; yet the shifts add peripheral resiliency, ambiguity, and mystery to the space. The banding shelf also intensifies the horizontality of the space, giving “spread” to it, thus striking the keynote of Wright’s feeling for the restfulness of “prairie” horizontals. It scales down the spaciousness to human height by marking a perimeter just a bit over head height, and it provides long “roofed” alcoves at the windows—mini-chambers the length of the room—inviting one in toward the windows with their long, cushioned benches from which one takes in the view, not through the staring eye of a plate glass “picture window,” but in a cinematic manner, through a series of frames in which the same image shifts ever so slightly as one scans the reel.

Over the windows Wright spun a geometrical web of stained glass. It provides color. It completes the hierarchy of interior ornament with glinting intricacy at the perimeter. It creates a gossamer planar reference in space against which outside distances can be gauged. … The Little house glass is spare compared to the splendid patterns found in that of some other Wright houses … Undoubtedly, more spectacular glass would have been desirable for this period room, as a demonstration of what Wright could do. But Little wanted a minimal linear pattern with only the tiniest glints of color in his windows. He rejected a more elaborate scheme suggested by Wright. He feared it would interfere with the view of the lake.

The following illustration shows the windows:

Organic Architecture

The Prairie Home was the first of Wright’s great architectural achievements. It provided the basis for his “organic architecture” (Wright, 1930/2008; Wright & Meehan, 1987). Wright used this term to stress the close relationships between the building and the land, and between the building and the materials used in its construction. He also used it to distinguish his approach from that of Corbusier, who was proposing that a home was a “machine for living.” The following are the principles of organic architecture as applied to the family home (Wright, 1930/2008, pp 73-75):

  1. To reduce the number of necessary parts of the house and the separate rooms to a minimum, and make all come together as enclosed space—so divided that light, air and vista permeated the whole with a sense of unity.
  2. To associate the building as a whole with its site by extension and emphasis of the planes parallel to the ground, but keeping the floors off the best part of the site, thus leaving that better part for use in connection with the life of the house. Extended level planes were found useful in this connection.
  3. To eliminate the room as a box and the house as another by making all walls enclosing screens—the ceilings and floors and enclosing screens to flow into each other as one large enclosure of space, with minor subdivisions only. Make all house proportions more liberally human, with less wasted space in structure, and structure more appropriate to material, and so the whole more livable. Liberal is the best word. Extended straight lines or stream-lines were useful in this.
  4. To get the unwholesome basement up out of the ground, entirely above it, as a low pedestal for the living-portion of the home, making the foundation itself visible as a low masonry plat-form on which the building should stand.
  5. To harmonize all necessary openings to “outside” or to “inside” with good human proportions and make them occur naturally—singly or as a series in the scheme of the whole building. Usually they appeared as “light-screens” instead of walls, because all the “Architecture” of the house was chiefly the way these openings came in such walls as were grouped about the rooms as enclosing screens. The room as such was now the essential architectural expression, and there were to be no holes cut in walls as holes are cut in a box, because this was not in keeping with the ideal of “plastic.” Cutting holes was violent.
  6. To eliminate combinations of different materials in favor of mono-material so far as possible; to use no ornament that did not come out of the nature of materials to make the whole building clearer and more expressive as a place to live in, and give the conception of the building appropriate revealing emphasis. Geometrical or straight lines were natural to the machinery at work in the building trades then, so the interiors took on this character naturally.
  7. To incorporate all heating, lighting, plumbing so that these systems became constituent parts of the building itself. These service features became architectural and in this attempt the ideal of an organic architecture was at work.
  8. To incorporate as organic Architecture—so far as possible—furnishings, making them all one with the building and designing them in simple terms for machine work. Again straight lines and rectilinear forms.
  9. Eliminate the Decorator. He was all curves and all efflorescence, if not all “period.”

 

Wright and Modernism

In later years Wright contributed glorious new buildings to our heritage, becoming an acknowledged master in all areas of architecture. The following are two photographs of Wright; one in the stance of a prophet, taken in 1915; and one by Yousuf Karsh from the height of his fame in 1954:

 

Below are architectural sketches for two of his most famous buildings: Fallingwater, the Edgar J. Kaufmann house near Mill Run, Pennsylvania, completed in 1937 (see Levine, 1996, Chapter VIII); and the Solomon R. Guggenheim Museum in New York, completed in 1959 (Levine, 1996, Chapter X). These and six other buildings are listed on UNESCO’s World Heritage List, among them the Frederick C. Robie House.  

 

 

Envoi

We can perhaps best conclude our comments on the early work of Frank Lloyd Wright by acknowledging the brand that he created in those early years (de Monchaux, 2018). The red square and its many variants became his signature, and the logo for his two studio/teaching-communities: Taliesin, in Wisconsin, and Taliesin West, in Arizona.

 

References

Bayer, M. et al. (2015). “Darwin D. Martin House – Cultural Landscape Report”. Bayer Architecture.

Brooks, H. A. (1972). The Prairie School: Frank Lloyd Wright and his Midwest contemporaries, University of Toronto Press. 

Brosterman, N. (1997). Inventing kindergarten. H.N. Abrams.

de Monchaux, T. (2018). Building a brand: the enduring legacy of Frank Lloyd Wright. Frank Lloyd Wright Foundation.

Heinz, T. A. (2000). Frank Lloyd Wright’s stained glass & lightscreens. Gibbs Smith.

Hess, A., Weintraub, A., & Smith, K. (2006). Frank Lloyd Wright: prairie houses. Rizzoli.

Hoffman, D. (1984). Frank Lloyd Wright’s Robie House: the illustrated story of an architectural masterpiece. Dover.

Jordy, W. H. (1983). The “Little house” at the Metropolitan. The New criterion, 1(5), 56-61.

Kaufmann, E. (1992). Frank Lloyd Wright at the Metropolitan Museum of Art. The Metropolitan Museum of Art Bulletin, 40(2), 1-57.

Levine, N. (1996). The architecture of Frank Lloyd Wright. Princeton University Press.

Koning, H., & Eizenberg, J. (1981). The language of the Prairie: Frank Lloyd Wright’s Prairie houses. Environment and Planning. B, 8(3), 295–323.

Larkin, D., & Pfeiffer, B. B. (1993). Frank Lloyd Wright: the masterworks. Rizzoli

Samuelson, T., & Ware, C. (2021) Louis Sullivan’s Idea. Alphawood Foundation.

Sergeant, J. (1976). Frank Lloyd Wright’s Usonian houses: the case for organic architecture. Whitney Library of Design.

Stiny, G. (1980). Kindergarten Grammars: designing with Froebel’s Building Gifts. Environment and Planning. B, 7(4), 409–462.

Sullivan, L. (1896). The tall office building artistically considered. Lippincott’s Monthly Magazine, 57 (March 1896), 403-406.  

Twombly, R. C. (1986). Louis Sullivan: his life and work. Viking.

Wright, F. L. (1901). A home in a prairie town. The Ladies’ Home Journal. February, 1901, 18 (2), 17. Available through HathiTrust.

Wright, F. L., (1930. Facsimile edition, 2008). Modern architecture: being the Kahn lectures for 1930. Princeton University Press.

Wright, F. L. (1977). An autobiography. Horizon Press.

Wright, F. L., & Meehan, P. J. (1987). Truth against the world: Frank Lloyd Wright speaks for an organic architecture. Wiley.




Looking at the Human Brain: from Vesalius to the Present

Andreas Vesalius (1514-1564) published his De Humani Corporis Fabrica (On the Fabric of the Human Body) in 1543 (O’Malley, 1964). This book, based on dissections of human cadavers, provided illustrations of the human brain that were both anatomically correct and esthetically pleasing. The scientists that followed Vesalius expanded on our knowledge, and produced their own representations of the human brain. This essay traces the evolution of these pictures.

The View from Above

One of Vesalius’ most striking illustrations shows the head of a man with the top of his skull (calvarium) removed (Catani & Sandrone, 2015, p 220). The cerebral meninges (membranes) – composed of the dura mater (tough mother, P in the illustration) and the arachnoid mater (spidery mother, O) – were cut in the midline and then folded down over the edge of the skull. The cerebral hemispheres (A and B) were spread apart and the falx cerebri (cerebral sickle, D) was pulled up and folded over the left hemisphere. This revealed the corpus callosum (tough body, L) connecting the two hemispheres. At the base of the falx cerebri was a large vein later known as the inferior sagittal sinus (F, G).

In 1656, Vesalius’ illustration served as a model for Rembrandt’s representation of the brain in The Anatomy Lesson of Dr Deyman. The original painting portrayed the professor and his students in much the same way as the earlier painting The Anatomy Lesson of Dr Nicolaes Tulp (1632). After the painting was damaged by fire in 1723, all that remains are the hands of the professor as he dissects the meninges, his assistant holding the calvarium, and the cadaver of the recently executed thief, Joris Fonteyn, also known as “Black Jan:”

Anne Carson wrote a brief prose poem about the painting in her Short Talks (1992):*

A winter so cold that, walking on the Breestraat and you passed from sun to shadow, you could feel the difference run down your skull like water. It was the hunger winter of 1656 when Black Jan took up with a whore named Elsje Ottje and for a time they prospered. But one icy January day Black Jan was observed robbing a cloth merchant’s house. He ran, fell, knifed a man and was hanged on the twenty-seventh of January. How he fared then is no doubt known to you: the cold weather permitted Dr. Deyman to turn the true eye of medicine on Black Jan for three days. One wonders if Elsje ever saw Rembrandt’s painting, which shows her love thief in violent frontal foreshortening, so that his pure soles seem almost to touch the chopped-open cerebrum. Cut and cut deep to find the source of the problem, Dr. Deyman is saying as he parts the brain to either side like hair. Sadness comes groping out of it.

Carson uses two striking images: the transition from sun to shadow like water on the skull, and the parting of the brain like hair. She also remarks on the foreshortening – Rembrandt was using Mantegna’s Lamentation of the Dead Christ (1480) as a model. And she sadly links the soles of the feet to the soul of Black Jan, recently released from his cerebrum.

In a series of engravings to illustrate the brain (1802), Charles Bell produced a delicately colored view of the brain and meninges (available from the Wellcome website) very similar to that of Vesalius. The dura mater (B) is folded away. The arachnoid mater is preserved over the left hemisphere. The arachnoid mater (D) from the right hemisphere is folded over the left hemisphere. Bell identified anterior middle and posterior lobes (H, I, K) in the right hemisphere but these were not clearly demarcated. Deep in the cerebral fissure can be seen the corpus callosum (L) and the anterior cerebral artery (M).

The View from the Side

The first illustration of the brain in Vesalius’ book shows the dura mater looks viewed from the side once the skull has been removed. Of note are the superior sagittal sinus (C), and the paired blood vessels (D) that we now know as the middle meningeal artery and vein. This was before William Harvey’s 1628 differentiation of the arteries and veins

The dura was cut through and both dura and arachnoid mater werefolded down over the edge of the skull to reveal the underlying brain. Vesalius made no effort to delineate the cerebral surface accurately. The cerebral gyri are reminiscent of the random coils of the small intestine.

It was not really until the 19th Century that more realistic depictions of the cerebral gyri and sulci became available. The following illustration is from a series of beautiful hand-colored etchings produced by the surgeon John Lizars and his father Daniel Lizars in about 1825. The cerebrum and the cerebellum are well represented, together with their arteries and veins (with their red and blue colors accentuated). However, the orientation of the brainstem and its connections to the spinal cord are quite distorted.  

It was not until late in the 19th Century, as physiologists began to study the localization of function, that images distinguished the different gyri of the cerebrum. The following illustration is from the atlas of Christfried Jakob (1895). The gyrus fornicatus (arched), now known as the cingulate (girdle) gyrus, is an important part of the limbic system which mediates visceral sensation, emotion and memory. The word fornication (extramarital sex) derives from ancient brothels, which often provided vaulted or arched chambers for their clients.

In 1909 the German anatomist Korbinian Brodmann further differentiated the cerebral cortex into 52 regions based on microscopic analysis of the cortical structure (Brodmann, 1909, p 131)

Areas 1, 2, and 3 represent the primary somatosensory cortex on the postcentral gyrus. Area 4 is the primary motor cortex on the precentral gyrus. Area 17 is the primary visual cortex is the primary visual cortex located in and around the calcarine fissure. Areas 41 and 42 are auditory areas located on the superior surface of the temporal lobe. The areas are similar in the brains of other primates. However, area 10 in the frontal lobes and areas 39 and 40 at the temporoparietal junction are particularly important. In the human brain.

The View from Below

There is an illustration of the human brain viewed from below in Vesalius’ book, but it is “still relatively crude and the brain stem in particular is unlife-like” (Clarke & Dewhurst, 1972, p 62). In his Cerebri Anatome (1664), Thomas Willis provideded what has become the classical view of the base of the human brain. The original drawing was by Christopher Wren, the architect of St Paul’s cathedral (Scatliff & Johnston, 2014).

 

The drawing clearly demarcates the structures at the top of the brain stem: the olfactory bulb and tract (D), the optic nerve and chiasm (E), the stalk of the pituitary gland (X), and the mammillary bodies (Y). Willis shows cranial nerves of the midbrain: the oculomotor nerve (F), the trochlear nerve (G). The trigeminal nerve (H) is properly located. The lower cranial nerves are not well demarcated. These were not clearly distinguished until the work of Samuel Soemmerring in 1778 (Storey, 2022). One of the most important aspects of Willis’s illustration is that it shows the connections between the arteries supplying the brain: the circle of Willis (illustrated below). His drawing shows the complete circle but the arteries supplying the cerebellum are missing.   

 

Félix Vicq-d’Azyr produced a more colorful version of the basal brain in 1786 (Plate XIX). The beautiful plates for his book were produced by the engraver Alexandre Briceau. The cerebellar arteries are shown, and the frontal lobes are separated to reveal the corpus callosum:

Views of the Brain Stem

After removing the cerebral hemispheres and the cerebellum, the dorsal aspect of the brainstem becomes visible. Vesalius’ drawing of the brain stem is shown below together with a more anatomically correct diagram (derived from Martin, 2012):

Vesalius got a little carried away in describing this view of the brainstem (Catani & Sandrone, 2015, pp 124-130). He envisioned the upper part of the brainstem as the male perineum, likening the pineal gland (D) to the penis, the superior colliculi (E, G) to the testes and the inferior colliculi (F, H) to the nates (buttocks). He was unclear as to how the cerebellum was attached to the brain stem, noting only the connections to the dorsal spinal cord through the inferior peduncles (I, K).  

It is impossible to discern the functions of the brain stem by simply looking at its surface anatomy, and the names assigned to the surface features have little relevance to what goes on beneath. To understand the brainstem one first needs to determine the pathways between the different regions. The anatomy of pathways in the brain stem and cerebrum was determined in the 19th Century by dissection and later by histological studies. The following figure shows an illustration from the first edition of Gray’s Anatomy (1858, p 453). This can be compared to a recent analysis of brain pathways obtained by Flavio dell’Acqua (Wellcome website) using Diffusion Tensor Imaging (DTI), a specialized form of Magnetic Resonance Imaging (MRI). Pathways connecting different regions of the brain are colour-coded: fibers travelling up and down are blue, front to back are green, and left to right are red. The DTI image has been left-right reversed to facilitate comparison. The red fibers in the upper part of the figure represent the commissural fibers of the corpus callosum. The green fibers in the lower part of the figure show the ponto-cerebellar fibers connecting the nuclei on the pons to the cerebellum through the middle cerebellar peduncle. These fibers are not seen in the illustration of Gray and Carter.

The Brain in Axial Section

Vesalius included in his book several sections though the brain, one of which is shown below. He was mainly concerned with the cerebral ventricles, which were then thought to contain the vital spirits. In the illustration, the anterior portion of the corpus callosum (R) and much of the septum pellucidum (Y) have been bent backward to reveal the lateral ventricles. The lower part of the septum (X) remains. Within the ventricles can be seen the choroid plexus (O). Vesalius distinguished between the gray and white matter but did not otherwise concern himself with the internal structure of the cerebral hemispheres.

The following illustration is from Vicq d’Ayr’s 1786 treatise shows a section through the brain at a lower level than in Vesalius’ section. The illustration also differs from Vesalius by viewing the section from below rather than from above and by placing the front of the brain at the top. The section shows the hippocampus in the medial wall of the temporal horn of the lateral ventricle. The viewer is charmed by the fact that the left olfactory tract and bulb have been insouciantly turned to lay laterally over the cut surface of the anterior temporal lobe. 

Vicq d’Azyr was fascinated by the structures lying deep within the brain that we now call the limbic system (Parent, 2007). He showed that the major output from the hippocampus was through a bundle of fibers called the fornix that arched around underneath the corpus callosum and then descended to the mammillary body in the hypothalamus. The mammillary bodies than connected to the anterior nucleus of the thalamus through the mammillo-thalamic tract, often known as the tract of Vicq d’Azyr.

The relations between the Vesalius section and that of Vicq d’Azyr can be understood by studying an ingenious illustration from the first edition of Gray’s Anatomy (Gary & Carter, 1858, p 464) The right side of the illustration is similar to the view of Vesalius. On the left side, the section has been dissected more deeply to reveal the hippocampus as in the section by Vicq d’Azyr. The triangular membrane beneath the corpus callosum (lyra) has been cut through the descending parts of the fornix and bent backwards. This both reveals the superior aspect of the thalamus and also allows one to imagine the true course of the fornix as it curves upward, forward and then back down. This approach derives from a similar (though less effective) illustration from Vicq d’Azyr (Plate XIV). The drawing by Henry Vandyke Carter is a marvelously lucid (Richardson, 2008). One of Carter’s characteristics was to write the name directly on the illustrated structure.

The illustration below shows a modern Magnetic Resonance Image of an axial section of the normal human brain (IMAIOS.com). The section is located between the levels of the Vesalius section and that of Vicq d’Azyr:

The Brain in Coronal Section

Vicq d’Azyr included several coronal sections of the brain in his 1786 treatise, one of which (Plate XXVI) is shown at the top of the next page. The structure of the nuclei and pathways are only faintly indicated, and the reproduction has been digitally darkened to enhance them. At the top can be seen the corpus callosum connecting the two hemispheres. In the center of the section are the basal ganglia (with their characteristically striped appearance: the corpus striatum) and the thalami. Below the basal ganglia can be seen the hippocampus in cross section.

The structural details of the brain are better seen if the section is stained with chemicals that distinguish the grey and white matter. These only came into use in the late 19th Century. At that time physiologists began to study the connections between regions of the brain using electrical stimulation, and tracts were traced by studying the degenerative effects of focal lesions. At the bottom of the next page is a poster published in 1897 by Adolf von Strümpell, one of the founders of German neurology (Engmann et al., 2012). The left side of the poster reproduces a stained section, and the right side shows a diagram delineating the nuclei and their connections. The descending fibers of the pyramidal tract are indicated in red: these fibers have their cell bodies in the pre-central cortex and travel through the internal capsule into the cerebral peduncle. Fibers connecting between the hemispheres through the corpus callosum are shown in grey. The green fibers represent the connections between the nuclei of the corpus striatum and the midbrain.

The Brain in Sagittal Section

Charles Bell included in his 1802 series of engravings an illustration of the brain as viewed in a sagittal section taken just to the left of midline (Plate VII). Some of the lettering has been enhanced to facilitate the identification of the structures:

The section shows the corpus callosum (H), above the lateral ventricle (L) through which can be seen the septum pellucidum at the midline, the fornix (L), the anterior commissure (P), the third ventricle (R). Bell also identified the posterior commissure (1), the pineal gland (4), the superior and inferior colliculi (5, 6), (the testes and buttocks of Vesalius), the trochlear nerve (7) and the pontine nuclei (8).    

The mesial surface of the forebrain is shown in an illustration on the following page from Christfried Jakob’s 1899 Atlas of the Nervous System (Plate 4). Jakob, who had served as an assistant to Adolph von Strümpell, produced the first edition of his magnificent atlas in 1895 when he was only 29 years old. The second edition (1899) was soon translated into English. 

Removing the brainstemfrom the hemisphere allows one to see the mesial surface of the temporal lobes, in particular, the hippocampal gyrus and the uncus (hook, a term coined by Vicq d’Azyr) at its anterior end. Paul Broca (1878) proposed that the regions of the cerebral hemisphere surrounding the upper end of the brainstem formed an evolutionarily ancient limbic (limbus, edge) lobe of the brain (Pessoa & Hof, 2015). This region of the brain appeared to mediate visceral sensations and emotions. The following modern illustration is derived from Martin (2012):

In 1937, the American neuroanatomist James Papez proposed that circuits connecting the regions of the limbic lobe to the hypothalamus mediated the experience of emotions:

The central emotive process of cortical origin may then be conceived as being built up in the hippocampal formation and as being transferred to the mamillary body and thence through the anterior thalamic nuclei to the cortex of the gyrus cinguli. The cortex of the cingular gyrus may be looked on as the receptive region for the experiencing of emotion as the result of impulses coming from the hypothalamic region, in the same way as the area striata is considered the receptive cortex for photic excitations coming from the retina. Radiation of the emotive process from the gyrus cinguli to other regions in the cerebral cortex would add emotional coloring to psychic processes occurring elsewhere. This circuit would explain how emotion may arise in two ways: as a result of psychic activity and as a consequence of hypothalamic activity.

The following illustration is from his paper. The most important structures in the Papez circuit are the hippocampus (gh), the uncus (u), the fornix (f), the mammillary body (m), the mammillothalamic tract (mt), anterior nucleus of the thalamus (a), the cingulate gyrus (gc), the hypothalamus (p).

Papez’s studies were expanded by Paul MacLean (1949) who proposed that these structures composed a “visceral brain.” The ideas of Papez and MacLean were originally proposed by Christfried Jakob in the early years of the 20th Century (Triarhou, 2008; Catani & Sandrone, 2015, pp 104-115). However, he had moved to Buenos Aires, and his papers, published in Spanish, were not as widely read as they should have been.  

The connections between the limbic structures and the rest of the brain are far more complex than originally proposed (Kamali et al, 2023; Nieuwenhuys et al., 2008). The amygdala nucleus located in the temporal lobe anterior to the uncus, and the nucleus accumbens in the basal forebrain were not considered in the original formulation of the limbic system.   We still do not fully understand the workings of the limbic system, which we now know to be intrinsically related to memory as well as emotion.  

Envoi

All that we experience – our thoughts, feelings, memories, and dreams – are somehow mediated by the brain. Over the years we have developed more and more accurate images of this organ of the mind. We now know the place but do not yet fully understand what happens there.

Original Sources (by date)

Vesalius, A. (1543). De humani corporis fabrica libri septem. Basel: J. Oporinus. (available at archive.org; see Catani & Sandrone (2015) for translation and commentary)

Willis, T. (1664). Cerebri anatome. London: Roycroft. (available at archive.org)

Vicq-d’Azir, F. (1786). Traité d’anatomie et de physiologie. Paris: Franç. Amb. Didot l’aîné. (available at Gallica)

Bell, C. (1802). The anatomy of the brain, explained in a series of engravings. London: T. N. Longman and O. Rees. (available at Wellcome Collection)

Lizars, J. (1825?). A system of anatomical plates of the human body, accompanied with descriptions and physiological, pathological and surgical observations. Edinburgh: W. H. Lizars. (available at archive.org)

Gray, H., & Carter, H. V. (1858). Anatomy, descriptive and surgical. J.W. Parker. (available at archive.org).

Strümpell, A. von (1897). Neurologische Wandtafiln zum Gebrauche beim klinischen, anatomischen and physiologischen Unterricht. Munich: J. F. Lehmann’s Verlag. (see Carter, 2025)

Jakob, C. (1899, translated by Fisher, E. D., 1901). Atlas of the nervous system, including an epitome of the anatomy, pathology, and treatment. (2nd. Ed) W.B. Saunders. (available at archive.org)

Brodmann, K. (1909). Vergleichende Lokalisationslehre der Grosshirnrinde. Leipzig: Johann Ambrosius Barth (available at ZBMed)

Broca, P. (1878). Anatomie comparée des circonvolutions cérébrales: le grande lobe limbique et la scissure limbique dans la série des mammifères. Revue d’Anthropologie, 1:385–498. (translation (2015) available: Comparative anatomy of the cerebral convolutions: The great limbic lobe and the limbic fissure in the mammalian series. Journal of Comparative Neurology 523(17), 2501–2554.

Papez, J. W. (1937). A proposed mechanism of emotion. Archives of Neurology and Psychiatry, 38(4), 725–743.

MacLean, P. D. (1949). Psychosomatic disease and the ’visceral brain’: recent developments bearing on the Papez theory of emotion. Psychosomatic Medicine, 11:338–353.

Note on the illustrations:

The illustrations were derived from digital representations of the original publications (listed above). I have digitally enhanced the illustrations as best I could in an attempt to reach what I imagine was their original state.

References (by author)

Carson, A. (1992). Short talks. Brick Books.

Carter, A. K. (2025) De cerebro: an exhibition on the human brain. Thomas Fisher Rare Book Library. University of Toronto.

Catani, M., & Sandrone, S. (2015). Brain renaissance from Vesalius to modern neuroscience. Oxford University Press.

Clarke, E., & Dewhurst, K. (1974). An illustrated history of brain function. University of California Press.

Engmann, B., Wagner, A., & Steinberg, H. (2012). Adolf von Strümpell: a key yet neglected protagonist of neurology. Journal of Neurology, 259(10), 2211–2220.

Kamali A, Milosavljevic S, Gandhi A, Lano KR, Shobeiri P, Sherbaf FG, Sair HI, Riascos RF, Hasan KM. (2023). The cortico-limbo-thalamo-cortical circuits: an update to the original papez circuit of the human limbic system. Brain Topography, 36(3), 371-389.

Martin, J. (2012). Neuroanatomy Text and Atlas (4th ed.) McGraw-Hill Publishing.

Nieuwenhuys, R., Voogd, J., & Huijzen, C. van. (2008). The human central nervous system (4th ed.). Springer.

O’Malley, C. D. (1964). Andreas Vesalius of Brussels, 1514-1564. University of California Press.

Parent, A. (2007). Félix Vicq d’Azyr: anatomy, medicine and revolution. Canadian Journal of Neurological Sciences, 34(1), 30–37.

Pessoa, L., & Hof, P. R. (2015). From Paul Broca’s great limbic lobe to the limbic system. Journal of Comparative Neurology, 523(17), 2495–2500.

Richardson, R. (2008). The making of Mr. Gray’s anatomy. Oxford University Press.

Scatliff, J. H., & Johnston, S. (2014). Andreas Vesalius and Thomas Willis: their anatomic brain illustrations and illustrators. American Journal of Neuroradiology, 35(1), 19–22.

Storey, C. E. (2022). Then there were 12: the illustrated cranial nerves from Vesalius to Soemmerring. Journal of the History of the Neurosciences, 31(2–3), 262–278.

Triarhou, L. C. (2008). Centenary of Christfried Jakob’s discovery of the visceral brain: An unheeded precedence in affective neuroscience. Neuroscience and Biobehavioral Reviews, 32(5), 984–1000.

Wijdicks, E. F. M. (2020). Historical awareness of the brainstem: from a subsidiary structure to a vital center. Neurology, 95(11), 484–488.




In Search of Form: The Sculpture of Henry Moore

Henry Moore (1898-1986), one of the greatest sculptors of the 20th Century, created striking three-dimensional forms using many different techniques – carving, casting, modelling – and many different materials – stone, bronze, iron, wood, concrete, polystyrene. In the words of Herbert Read (1965, p 259)

He is a maker of images – or, as I prefer to call them because they have material existence – of icons, and he is impelled to make these icons by his sense of the forms that are vital to the life of mankind.

Each of Moore’s works was derived from nature, but Moore simplified and abstracted the experience to provide an emotional understanding rather than a sensory representation This essay comments on the nature of form and considers some of Moore’s works.

Personal History

In 1966 a sculpture by Moore entitled Three Way Piece Number 2, but generally known as The Archer was erected in the square in front of Toronto’s new City Hall, designed by the modernist Finnish architect Viljo Revell (1910-1964). Revell had asked Moore to design a sculpture to complement the new building. Unfortunately, the city council refused to finance the sculpture. Undaunted, the mayor Philip Givens arranged to pay for it through private donations. Despite the misgivings of some, the sculpture and the city hall have become immensely popular. Below are two photographs from 1966, the one of the right showing Henry Moore and Philip Givens.

I was intrigued by Toronto’s controversial sculpture, and in 1968 on a trip to London, I was able to see a large exhibit of Moore’s work at the Tate (Sylvester, 1968). His work affected me deeply: the forms he presented resonated in my mind.  

In the early 1970s, Moore donated a large collection of his work to the Art Gallery of Toronto, and in 1974 the gallery opened its Henry Moore Sculpture Centre (Wilkinson, 1987). The focus of the centre is a large room containing many plaster maquettes used by Moore for casting in bronze.

In 2014, to celebrate its 40th anniversary, the centre arranged for Geoffrey Farmer to illuminate these maquettes with changing lights and to provide a sonic accompaniment for the forms (Whyte, 2014). He called the experience Every day needs an urgent whistle blown into it. It demanded your attention and I was completely fascinated by the play of light and sound on the forms. Several of the illustrations that follow are photographs taken during my visits to this particular exhibition. 

 

Some Comments on Form

Form is a word of many meanings. The first four meanings given by Wiktionary for the noun “form” in the sense of physical objects are:

  1. the shape or visible structure of a thing or person
  2. a thing that gives shape to other things as in a mold.
  3. regularity, beauty or elegance.
  4. the inherent nature of an object; that which the mind itself contributes as the condition of knowing; that in which the essence of a thing consists.

Ancient Greek philosophy had much to say about form (see recent commentaries by Ainsworth, 2024; Fine, 2023; Koslicki, 2018; Koslicki & Raven, 2024; and Silverman, 2014). A “Theory of Forms” is attributed to Plato and Socrates, although this theory is not clearly delineated in the dialogues of Plato. The basic concept holds that an object that we perceive through our senses is but a poor and transitory example of a perfect and eternal form (eidos) that exists in some domain separate from everyday reality. However, the true form of something can be grasped through the exercise of reason. For example (from Book X of The Republic, circe 375 BCE), though we may experience many different versions of a table, we can discern an idea of a table to which all these versions conform.

Socrates’ Allegory of the Cave (from Book VII of The Republic) is often understood as explaining the nature of forms. Socrates asks us to imagine that we are imprisoned deep in a cave. All we can see are shadows on the wall of the cave. These shadows are cast by various objects held in front a great fire by a group of puppeteers. The puppeteers themselves do not cast shadows since they are behind a wall, above which they hold their objects.  Now, suppose one of the prisoners were to escape and to climb back past the puppeteers and the fire to the entrance of the cave. She would at first be dazzled and confused by the light of the sun.  But after a while she would be able to see the real world. And if she were then to return to the cave and try to convince the other prisoners of what she had discovered, they would consider her crazy.

Socrates (or Plato) is proposing that what we normally perceive is an illusion. Reality can only be attained by leaving behind our preconceptions and grasping the true nature of the world. This is similar to the Apostle Paul’s comment (Tyson, 2024)

For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.  (I Corinthians 13:12)

Indeed, Plato actually used the same metaphor in the Phaedrus (circe 370 BCE)

For there is no light of justice or temperance or any of the higher ideas which are precious to souls in the earthly copies of them: they are seen through a glass dimly; and there are few who, going to the images, behold in them the realities, and these only with difficulty. (Jowett translation)

Socrates’ allegory has been interpreted in different ways. An epistemological interpretation is that we cannot know the true reality through what we perceive, but can only discover it if we reason beyond appearances. An ethical interpretation is that we cannot know how to be good by observing the world but only by understanding the ultimate nature of goodness. Whatever the interpretation, the allegory gets lost in its details (e.g. Wilberding, 2004). Who or what are the puppeteers? What are the objects they use to cast the shadows? What is the fire in the cave that causes the shadows? It might have been simpler for the sun to cast shadows of objects in the outside world onto the wall of the cave.

We are left with the simple idea that what we perceive as good or true may not be so. The good or the true may need some deeper understanding. The religious will claim that this understanding comes by faith; the scientific will claim that it comes by reason.

Aristotle had completely different ideas about form from Plato (Fine, 2003; Ainsworth, 2024). For him, form was what gave objects their individuality. Any thing was a combination of substance (hule) and form (morphe): a theory that goes by the name of “hylomorphism.” In this approach form is not the universal and general idea of which a particular object was a poor copy, but rather that which made that particular object itself. Form was one of the four types of cause: material, formal, efficient, and final. 

 

The Young Moore

Henry Moore was born in 1898 in Castleford, near Leeds, Yorkshire, where his father worked as a supervisor in one of the coal mines. Having heard about Michelangelo in school, he decided at the age of 11 years that he would be a sculptor (Barassi et al, 2017, p 11).

The rolling hills of Yorkshire are a result of glacial erosion. As the glaciers retreated, they left behind “erratic” rocks that remain scattered across the landscape. The young Moore was impressed by one such erratic, Adel Rock: 

For me it was the first big, bleak lump of stone set in the landscape and surrounded by marvelous gnarled prehistoric trees. It had no feature of recognition, no element of copying of naturalism, just a bleak powerful form, very impressive. (quoted in Moore &Hedgecoe, 1986, p 35)

The following photograph is by John Hedgecoe (copied from Moore & Wilkinson, 2002, p 30)

Moore served in France with the Prince of Wales Own Civil Service Rifles and was injured by gas in 1917. After the war he obtained a veteran’s educational grant and attended Leeds School of Art from 1919-21. He then won a scholarship to the Royal College of Art in London from 1921-24. Upon graduating, he became an instructor at the college.

In London, Moore became familiar with the sculptures and the plaster casts held by the many museums in the city. A travelling fellowship also gave him an opportunity to study works in France and Italy. Moore became especially intrigued by the long history of reclining figures in sculpture. The illustration on the following page shows some historical reclining figures: the Tiberinus, a Roman sculpture from the 2nd Century CE representing the God of the River Tiber with his horn of plenty, the Dionysios from the Parthenon (5th Century BCE), the Chichen Itza Chacmool from the 9th Century CE, and Night by Michelangelo (1531).

Moore was particularly fascinated by the power of the pre-Columbian Mexican Chacmool figures, some of which he saw in the British Museum and others he read about. No one knows what these sculptures represented, nor what they were actually called. The name Chacmool, meaning “jaguar” in the Mayan language, was invented by an archeologist. The bowl on the stomach may have held offerings to the gods. In some places and at some times such offerings may have been related to human sacrifice.

Moore’s first major work Reclining Figure (1929) carved out of Hornton stone paid homage to the Chacmool sculptures of Mexico.

It has a definite influence from Mexican sculpture, from that particular figure, the Chacmool figure! Now except for the turn in the head of the Chacmool, which I think is a wonderful sculpture, you get a side view of the body, and the legs are both doing the same thing, both sides are both doing the same thing, that is it’s a symmetrical pose, and although I wasn’t consciously trying to compete with this figure in the brown Hornton one, perhaps my desire to get more three dimensions into sculpture made me use a pose in which the top leg comes over and the body is twisted, the arm is up and the other arm is down, that is, I was using a much less symmetrical pose. (quoted in Moore & Wilkinon, 2002, pp 253-4)

The following illustration shows the 1929 sculpture as well as an anonymous photograph of Moore with the sculpture in his studio in 1930:

One of Moore’s colleagues in Leeds and in London was Barbara Hepworth (1903-1975). Hepworth was likely the first modern sculptor to use the hole as an essential part of her creations (Vertu, 2021). The illustration on the right shows Pierced Form (1931), a carving in pink alabaster, that was destroyed by bombing during World War II, and only exists in this photograph. Hepworth’s creations hearken back to the gongshi or “Scholar’s Rocks,” naturally weathered stones, strangely shaped and often containing holes, that have been used as objects of contemplation in the East.     

 

Moore began to use holes in his sculpture soon after. In a BBC program in 1937 he remarked

A piece of stone can have a hole through it and not be weakened — if the hole is of a studied size, shape and direction. On the principle of the arch, it can remain just as strong. The first hole made through a piece of stone is a revelation. The hole connects one side to the other, making it immediately more three-dimensional. A hole can itself have as much shape-meaning as a solid mass. Sculpture in air is possible, where the stone contains only the hole, which is the intended and considered form. (quoted in Moore & Wilkinson, 2002, pp 95-96)

The following is a reclining figure carved in elmwood from 1939:

Reclining Figures

The reclining figure became Moore’s most common theme. Almost all of his reclining figures are women. The following illustration shows on the left a page of sketches from 1934. Moore reworked the page into a presentation copy in 1954 using watercolor and crayon to unify and highlight the drawings. On the right are some of his many lithographs showing reclining figures from the 1970s.

The reclining figure can convey many meanings. In its relation with the ground, it combines aspects of both the human figure and the natural landscape. Sylvester (1968, p 5) remarks

But the primary intention is ‘energy and power’: Moore’s reclining figures are not supine; they prop themselves up, are potentially active. Hence the affinity with river-gods: the idea is not simply that of a body subjected to the flow of nature’s forces but of one in which these forces are harnessed. 

To my thinking Moore’s reclining figures appear to be waking up. They may thus embody the idea of matter becoming conscious. In this respect, it is appropriate that one of Moore’s most impressive reclining figures was commissioned in 1955 for the headquarters of the United Nations Educational, Scientific and Cultural Organisation in Paris. The sculpture could serve to illustrate the awakening of collaboration between nations.

Moore initially made a plaster maquette which was 2.35 meters long. From this, seven bronze versions were cast. Since he thought that the bronze version was too dark and too small to be placed in front of the UNESCO building, Moore carved a larger (5.08 meters long) version in travertine stone, the same as used for the building. Moore often scaled his creations to fit the location. The following illustration shows the stone sculpture, the sculpture in place in Paris in a photograph by John Hedgecoe (1998, p 136), and the plaster maquette under the lights of Geoffrey Farmer in Toronto.   

 

Moore’s reclining figures came in many forms. An interesting version shows a relining figure on a pedestal (1960). This may relate to the 3rd-Century BCE Etruscan sarcophagi in Tuscania. The following illustration shows one such sarcophagus, a drawing from 1936 (from Clark, 1974, Figure 85), and the plaster maquette in Toronto under the lights and shadows of Geoffrey Farmer.

 

Relations between the Pieces

In the late 1950s Moore began to consider the idea of creating reclining figures composed of two parts. In conversation with John Hedgecoe (Moore & Hedgecoe, 1986, p 112) he remarked

Making a sculpture in two pieces means that, as you walk around it, one form gets in front of the other in ways that you cannot foresee, and you get a more surprising number of different views than when looking at a monolithic piece. … If you are doing a reclining figure, you just do the head and the legs. You leave space for the body, imagining that other part even though it isn’t there. The space then becomes very expressive.

He also related the new sculpture to childhood memories of Adel Rock:

While I was making it my Two Piece Reclining Figure recalled for me Adel Rock and the Rock at Etratat by Seurat. This particular sculpture is a mixture of the human form and the landscape, a metaphor of the relationship of humanity with the earth.

Moore is likely conflating Seurat’s Le Bec du Hoc at Grandcamp (1985), illustrated below on the right, which was at one time owned by his friend Kenneth Clark, with one of Monet’s many paintings of the Cliff at Etratat (left).

The following illustration shows a recent photograph of Adel Rock:

And finally, the Two Piece Reclining Figure 2 (1960) as a plaster maquette in Toronto and as a bronze casting in the Modern Art Museum of Fort Worth (viewed from the other side):

Moore soon began to experiment with more abstract forms placed in relation to each other. His Large Two Forms (1969) brings two shapes that might derive from pelvic bones into a close and possibly sexual relationship. The sculpture began as a small plaster maquette (16 cm) and then was carved in red Soraya marble (length 2 meters): The following illustration shows some black and white photographs by Moore (Sylvester, 1968) and a more recent color photograph:

Moore scaled the forms up using polystyrene (length 6 meters) and cast them in bronze. One of the castings was initially installed outside the Art Gallery or Ontario in 1973. In 2017 it was moved to the nearby Grange Park, where it can be more easily viewed from all directions:

Pointing

In 1940 Moore made a small (length 19 cm) sculpture in steel entitled Three Points.

He remarked that

this pointing has an emotional or physical action in it where things are just about to touch but don’t. There is some anticipation of this action. Michelangelo used the same theme in his fresco on the ceiling of the Sistine Chapel, of God creating Adam, in which the forefinger of God’s hand is just about to touch and give life to Adam. It is also like the points in the sparking plug of a car, where the spark has to jump across the gap between the points.

There is a very beautiful early French painting (Gabrielle d’Estrées with her Sister in the Bath), where one sister is just about to touch the nipple of the other. I used this sense of anticipation first in the Three Points of 1940, but there are other, later works where one form is nearly making contact with the other. It is very important that the points do not actually touch. There has to be a gap. (quoted in Moore & Wilkinson, 2002, p 260-1)

Probably the most famous of Moore’s pointed sculptures is the Oval with Points (1960). This began as a small plaster model (height 16 cm). Based on this Moore made a plaster maquette (height 110 cm) from which bronze versions were cast. Finally, he made a larger version in bronze with a height of 332 cm. the following illustration shows the original plaster model in the Art Gallery of Ontario, the large bronze version in the sculpture park run by the Henry Moore Foundation in Perry Green, Hertfordshire, and the medium-size plaster maquette under the lights of Geoffrey Farmer at the Art Gallery of Ontario:

The sculptures have a clear focus where the two points come close together. The points divide the hole in the center into two parts, which make their own form out of the emptiness. The eye wanders from the structure of the oval to the focus, then through to holes to what is beyond.

 

Standing Figure: Knife Edge

In 1961 Moore created a small figure (about 25 cm tall) by adding modelling clay to a fragment of a bird’s breastbone. The figure no longer exists except in a photograph by John Hedgecoe (1968, p 360). Using this as a model, Moore then made a plaster maquette that was 163 cm tall. The following illustration shows two views of the plaster maquette:

Using this maquette, Moore cast several versions of the figure in bronze and one in fibreglass. An even taller version (2.8 meters) was then cast in bronze. The following illustration shows the original model, the fibreglass casting (now in the Art Gallery of Ontario) and a bronze casting of the taller version placed as a memorial to W. B. Yeats in St Stephen’s Green in Dublin

In 1976, Moore arranged for a further enlargement – Large Standing Figure: Knife Edge. The following figure shows multiple views of one o the castings of this sculpture, now in Greenwich:

From the “front” the statue resembles a human figure with arms indicating the way to go, or an angel with wings opening to begin flight. At one time Moore called it Winged Figure, a name appropriate to its origin in the breast bone of a bird. From the “side” it does appear as a cutting edge. The form brings many ideas to mind.

The following illustration shows the fibreglass version at the Art Gallery of Ontario as experienced under the lights of Geoffrey Farmer. To me it was a little like watching the shadows on the wall of Plato’s cave.  

 

A Maker of Forms

This essay has only mentioned a few of the themes in Moore’s sculptures. Over his long and productive life, he considered many others: among them the mother and child, the family, seated figures, warriors, energy, and heads of various kinds. His forms were occasionally naturalistic but more often abstract. He commented on the process of abstraction:  

People say ‘Are you trying to be abstract?’ thinking then that they know what you are doing though, of course, they don’t understand what the devil it is all about. They think that abstraction means getting away from reality and it often means precisely the opposite – that you are getting closer to it, away from a visual interpretation but nearer to an emotional understanding. When I say that I am being abstract, I mean that I am trying to consider but not simply copy nature, and that I am taking account of the material I am using and the idea that I wish to release from that material. (quoted in Moore & Hedgecoe, 1986, p 87).

Moore always insisted that his work must come from nature.

One doesn’t quite know how ideas have been generated or where thy come from. Sometimes one is influenced by a particular pebble or other natural form, but it’s equally possible to sit down with a blank sheet of paper and a pencil and a scribble will turn into something which is worth developing. It depends on how much background you have to draw on. The older you are, the more observant you are of the world, of nature, and forms, and the more easily you can invent. But it has to come from somewhere in the beginning, from reality, nature. (quoted in Moore & Hedgecoe, 1986, p 122)

How do Moore’s forms relate to the ancient philosophical ideas of form? At times he seemed to be seeking the essence or perfect form of something. Some have considered his work in relation to the archetypes that underlie human thought (Neumann, 1959), but this does not help me understand the sculptures.

More often than not, Moore was creating forms rather than portraying them. He was more Aristotelian than Platonic. He followed Aristotle’s four causes: material, formal, efficient, and final. He worked with many different materials, he conceived of forms, he arranged for the material to be made into these forms to be made from the materials, and he did this to help us to understand the world and ourselves.

 

Final Statement

We can let Moore have the final word on his work. The following is from a 1930 article (quoted in Moore and Wilkinson, 2002, p 188)

Each sculptor differs in his aims and ideals according to his different character, personality and his point of development. The sculpture which moves me most is full blooded and self-supporting, fully in the round, that is, its component forms are completely realised and work as masses in opposition, not being merely indicated by surface cutting in relief; it is not perfectly symmetrical, it is static and it is strong and vital, giving out something of the energy and power of great mountains. It has a life of its own, independent of the object it represents.

Moore likely derived the idea of the energy and power of great mountains from reading Ezra Pound’s 1916 memoir of Henri Gaudier-Brzeska (1891-1915), a young French sculptor who died in the trenches of World War I. His wrote in the journal Vortex (quoted in Pound, 1916, p 9)

Sculptural energy is the mountain.
Sculptural feeling is the appreciation of masses in relation.
Sculptural ability is the defining of these masses by planes.

Below are some photographs of Moore with his sculptures: by Bill Brandt (1946), by Yousuf Karsh (1972) and by Arnold Newman (1966).

References

Ainsworth, T. (2024) Form vs. Matter. The Stanford Encyclopedia of Philosophy

Barassi, S., Wood, J., Moore, T. (2017). Becoming Henry Moore. Art Books Publishing

Clark, K. (1974). Henry Moore drawings. Thames and Hudson.

Fine, G. (2003). Plato on knowledge and forms. Oxford University Press.

Hedgecoe, J. (1998). A monumental vision: the sculpture of Henry Moore. Collins & Brown.

Hedgecoe, J., & Moore, H. (1968). Henry Spencer Moore. Simon & Schuster.

Koslicki, K. (2018). Form, matter, substance. Oxford University Press.

Koslicki, K., & Raven, M. J. (Eds.). (2024). The Routledge handbook of essence in philosophy. Routledge.

Moore, H., & Hedgecoe, J. (1986, reprinted 1999). Henry Moore: my ideas, inspiration and life as an artist. Collins & Brown.

Moore, H., & Wilkinson, A. G. (2002). Henry Moore, writings and conversations. Lund Humphries.

Neumann, E. (1959). The archetypal world of Henry Moore. Pantheon Books.

Pound, E. (1916). Gaudier-Brzeska: a memoir. John Lane, The Bodley Head.

Read, H. (1965). Henry Moore: a study of his life and work. Thames and Hudson.

Silverman, A. (2014). Plato’s middle period metaphysics and epistemology. The Stanford Encyclopedia of Philosophy.

Stephens, C. (2010). Henry Moore. Tate Publishing (Skira Rizzoli)

Sylvester, D. (1968). Henry Moore. Arts Council of Great Britain.

Tyson, P. G. (2015). Returning to reality: Christian Platonism for our times. Lutterworth. (Chapter 4. Platonist Ideas in the New Testament can be downloaded)

Vertu, K. (2021). The hole story. Medium, June 6, 2021.

Whyte, M. (2014). Geoffrey Farmer on Henry Moore: All that is solid melts into air. The Toronto Star, 7 July 2014

Wilberding, J. (2004). Prisoners and puppeteers in The Cave. In Sedley, D. (Ed.) Oxford Studies in Ancient Philosophy. (pp 117-140). Oxford University Press.

Wilkinson, A. G. (1984). The drawings of Henry Moore. Garland.

Wilkinson, A. G. (1987). Henry Moore remembered: the collection at the Art Gallery of Ontario in Toronto. Art Gallery of Ontario.